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KASS STEVEN A

Disclosed activity across 2 companies

Tapewire entity
27328
SEC CIK
0001548006

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354DirectorMarch 20, 2026March 23, 2026
StoneX Group Inc.SNEX · Entity 3627DirectorJuly 31, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date March 20, 2026 · Filed March 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectRabbi Trust16,238 Reported balance After 2026-03-20 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-03-20 · Exercise / conversion · Acquired 2,978 · Balance 16,238

F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Includes shares received through dividend reinvestment since the last filing.

F3: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-20 · Exercise / conversion · Disposed 2,978 · Balance 0

F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,652 Reported balance After 2026-03-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-20 · Grant · Acquired 2,652 · Balance 2,652

F4: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

Common StockSEC Table I · non-derivativeDirect3,595 Reported balance Holding disclosure · report date 2026-03-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,595

Common StockSEC Table I · non-derivativeIndirectBy family partnership2,500 Reported balance Holding disclosure · report date 2026-03-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,500

Common StockSEC Table I · non-derivativeIndirectBy spouse1,000 Reported balance Holding disclosure · report date 2026-03-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,000

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Includes shares received through dividend reinvestment since the last filing.

F3: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F4: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

StoneX Group Inc.

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Shares of Common StockSEC Table I · non-derivativeDirect80,073 Reported balance After 2026-07-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-31 · Grant · Acquired 174 · Balance 80,073

F1: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2026 Filed Aug 4, 2026 00:04 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000010 · wk-form4_1785801877.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,073

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
May 11, 2026 Filed May 11, 2026 23:04 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 2,000 $123.26 $246,518.80
Disclosure

SEC source: 0001548006-26-000008 · wk-form4_1778540650.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,266

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:06 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000006 · wk-form4_1777928814.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,266

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 20, 2026 Filed Mar 23, 2026 19:04 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-119451 · ownership.xml · derivative · entry 6

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Common Stock · 2,652 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · price: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 23, 2026 19:04 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 2,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-119451 · ownership.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · price: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.exercise_date: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.expiration_date: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 23, 2026 19:04 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 2,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-119451 · ownership.xml · nonDerivative · entry 4

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 16,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

F3 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:20 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000004 · wk-form4_1773318024.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,757

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:22 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000002 · wk-form4_1770153741.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,656

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:48 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001548006-25-000004 · wk-form4_1762206509.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,535

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:13 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000139 · wk-form4_1754338403.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,390

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:33 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 151 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000078 · wk-form4_1746217989.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,251

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 20:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,978 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043260 · ownership.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,978

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:31 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000047 · wk-form4_1741383097.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,400

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:28 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000013 · wk-form4_1738618085.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,383

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 21:20 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 148 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000162 · wk-form4_1730496023.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,260

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2024 Filed Aug 3, 2024 00:12 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000129 · wk-form4_1722643947.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,112

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:19 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 184 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000086 · wk-form4_1714681135.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,947

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 12:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 3,678 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035090 · ownership.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,678

Underlying: Common Stock · 3,678 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

F4 · derivative.expiration_date: The phantom stock is scheduled to vest on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:50 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000050 · wk-form4_1709160646.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,763

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:26 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000017 · wk-form4_1706909195.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,997

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:00 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 127 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000137 · wk-form4_1698958822.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,208

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:05 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 132 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000109 · wk-form4_1690981504.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,081

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 28, 2023 Filed May 1, 2023 21:13 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000070 · wf-form4_168297561561927.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,949

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 23:51 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,842 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020404 · doc4.xml · derivative · entry 6

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842

Underlying: Common Stock · 2,842 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 13:17 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000048 · wf-form4_167776306272335.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,824

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:23 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000017 · wf-form4_167537297176124.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 13:19 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000157 · wf-form4_166739512410126.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,692

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 138 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000126 · wf-form4_165947389709272.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
May 03, 2022 Filed May 4, 2022 18:23 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $31.12 $31,115.00
Disclosure

SEC source: 0001209191-22-027029 · doc4.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,457

Read SEC document
April 29, 2022 Filed May 3, 2022 21:22 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000080 · wf-form4_165161295035946.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020346 · doc4.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449

Underlying: Common Stock · 2,173 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:44 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000046 · wf-form4_164668944210610.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,255

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:19 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 188 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000018 · wf-form4_164375036022351.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:08 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 175 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000180 · wf-form4_163588368973099.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:21 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 187 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000124 · wf-form4_162802201023094.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:27 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 189 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000070 · wf-form4_162016003578853.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,388

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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March 20, 2021 Filed Mar 22, 2021 19:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022301 · doc4.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527

Underlying: Common Stock · 2,551 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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February 25, 2021 Filed Feb 26, 2021 21:46 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000045 · wf-form4_161437597193324.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

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January 29, 2021 Filed Feb 2, 2021 21:59 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000016 · wf-form4_161230315224227.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 200 $17.20 $3,439.84
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 7

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 2,500

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 300 $17.20 $5,159.73
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 6

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 2,300

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 200 $17.20 $3,439.86
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 2,000

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 600 $17.22 $10,334.34
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 4

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 1,800

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 100 $17.23 $1,723.00
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 3

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 1,200

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November 05, 2020 Filed Nov 5, 2020 23:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 100 $17.17 $1,716.50
Disclosure

SEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 2

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family partnership

Disclosed balance after: 1,100

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October 30, 2020 Filed Nov 3, 2020 21:21 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 192 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000174 · wf-form4_160443850668584.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 31, 2020 Filed Aug 4, 2020 23:52 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000124 · wf-form4_159658510912687.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 30, 2020 Filed May 11, 2020 20:37 UTC StoneX Group Inc. INTL · Entity 3627 GrantRestricted Shares of Common Stock 252 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000070 · wf-form5_158922945142027.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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March 20, 2020 Filed Mar 24, 2020 17:21 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020847 · doc4.xml · derivative · entry 4

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Underlying: Common Stock · 5,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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February 26, 2020 Filed Feb 28, 2020 23:16 UTC StoneX Group Inc. INTL · Entity 3627 GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000043 · wf-form4_158293179889017.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.