Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director | February 11, 2025 | February 13, 2025 |
| ARES STRATEGIC INCOME FUNDNONE · Entity 74462 | Director | December 21, 2023 | December 22, 2023 |
| Ares Core Infrastructure FundNONE · Entity 78847 | Director | December 02, 2024 | December 02, 2024 |
| FRANKLIN LTD DURATION INCOME TRUSTFTF · Entity 8892 | Trustee | August 01, 2026 | August 03, 2026 |
| FRANKLIN UNIVERSAL TRUSTFT · Entity 8825 | Trustee | August 01, 2026 | August 03, 2026 |
| Saba Capital Income & Opportunities Fund IIGIM · Entity 6234 | Trustee | May 02, 2018 | May 03, 2018 |
| TEMPLETON DRAGON FUND INCTDF · Entity 6058 | Director | May 02, 2018 | May 03, 2018 |
| TEMPLETON EMERGING MARKETS FUNDEMF · Entity 5814 | Trustee | May 02, 2018 | May 03, 2018 |
| TEMPLETON EMERGING MARKETS INCOME FUNDTEI · Entity 5901 | Trustee | May 02, 2018 | May 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date February 11, 2025 · Filed February 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2025-02-11 transaction · row 1
1 source rowRow 1 · 2025-02-11 · Purchase · Acquired 6,000 · Balance 30,000 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 8,000 |
Reported balance
Holding disclosure · report date 2025-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 |
ARES STRATEGIC INCOME FUND
Report date December 21, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 14,798.372 |
Reported balance
After 2023-12-21 transaction · row 1
1 source rowRow 1 · 2023-12-21 · Purchase · Acquired 14,798.372 · Balance 14,798.372 F1: On December 1, 2023, the Reporting Person subscribed for a $400,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy spouse | 3,699.593 |
Reported balance
After 2023-12-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-12-21 · Purchase · Acquired 3,699.593 · Balance 3,699.593 F2: On December 1, 2023, the Reporting Person's spouse subscribed for a $100,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 1, 2023, the Reporting Person subscribed for a $400,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription.
F2: On December 1, 2023, the Reporting Person's spouse subscribed for a $100,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription.
Ares Core Infrastructure Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
FRANKLIN LTD DURATION INCOME TRUST
Report date August 01, 2026 · Filed August 03, 2026
This filing explicitly reported no securities owned.
FRANKLIN UNIVERSAL TRUST
Report date August 01, 2026 · Filed August 03, 2026
This filing explicitly reported no securities owned.
Saba Capital Income & Opportunities Fund II
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 7,765 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Purchase · Acquired 7,765 · Balance 7,765 |
TEMPLETON DRAGON FUND INC
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,295 |
Ending reported balance
After 2018-05-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-05-02 · Purchase · Acquired 2,095 · Balance 2,095 Row 2 · 2018-05-02 · Purchase · Acquired 100 · Balance 2,195 Row 3 · 2018-05-02 · Purchase · Acquired 100 · Balance 2,295 |
TEMPLETON EMERGING MARKETS FUND
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 3,200 |
Ending reported balance
After 2018-05-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-05-02 · Purchase · Acquired 1,500 · Balance 1,500 Row 2 · 2018-05-02 · Purchase · Acquired 900 · Balance 2,400 Row 3 · 2018-05-02 · Purchase · Acquired 500 · Balance 2,900 Row 4 · 2018-05-02 · Purchase · Acquired 200 · Balance 3,100 Row 5 · 2018-05-02 · Purchase · Acquired 100 · Balance 3,200 |
TEMPLETON EMERGING MARKETS INCOME FUND
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 4,425 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Purchase · Acquired 4,425 · Balance 4,425 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNITED NATURAL FOODS INC
Report date December 19, 2023 · Filed December 20, 2023
Section 16 reporting ended · disclosed 2023-12-20. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2016 Filed Sep 16, 2016 21:55 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000307 · wf-form4_147406294216046.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.