Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director | February 11, 2025 | February 13, 2025 |
| ARES STRATEGIC INCOME FUNDNONE · Entity 74462 | Director | December 21, 2023 | December 22, 2023 |
| Ares Core Infrastructure FundNONE · Entity 78847 | Director | December 02, 2024 | December 02, 2024 |
| FRANKLIN LTD DURATION INCOME TRUSTFTF · Entity 8892 | Trustee | August 01, 2026 | August 03, 2026 |
| FRANKLIN UNIVERSAL TRUSTFT · Entity 8825 | Trustee | August 01, 2026 | August 03, 2026 |
| Saba Capital Income & Opportunities Fund IIGIM · Entity 6234 | Trustee | May 02, 2018 | May 03, 2018 |
| TEMPLETON DRAGON FUND INCTDF · Entity 6058 | Director | May 02, 2018 | May 03, 2018 |
| TEMPLETON EMERGING MARKETS FUNDEMF · Entity 5814 | Trustee | May 02, 2018 | May 03, 2018 |
| TEMPLETON EMERGING MARKETS INCOME FUNDTEI · Entity 5901 | Trustee | May 02, 2018 | May 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date February 11, 2025 · Filed February 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2025-02-11 transaction · row 1
1 source rowRow 1 · 2025-02-11 · Purchase · Acquired 6,000 · Balance 30,000 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 8,000 |
Reported balance
Holding disclosure · report date 2025-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 |
ARES STRATEGIC INCOME FUND
Report date December 21, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 14,798.372 |
Reported balance
After 2023-12-21 transaction · row 1
1 source rowRow 1 · 2023-12-21 · Purchase · Acquired 14,798.372 · Balance 14,798.372 F1: On December 1, 2023, the Reporting Person subscribed for a $400,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy spouse | 3,699.593 |
Reported balance
After 2023-12-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-12-21 · Purchase · Acquired 3,699.593 · Balance 3,699.593 F2: On December 1, 2023, the Reporting Person's spouse subscribed for a $100,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 1, 2023, the Reporting Person subscribed for a $400,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription.
F2: On December 1, 2023, the Reporting Person's spouse subscribed for a $100,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription.
Ares Core Infrastructure Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
FRANKLIN LTD DURATION INCOME TRUST
Report date August 01, 2026 · Filed August 03, 2026
This filing explicitly reported no securities owned.
FRANKLIN UNIVERSAL TRUST
Report date August 01, 2026 · Filed August 03, 2026
This filing explicitly reported no securities owned.
Saba Capital Income & Opportunities Fund II
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 7,765 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Purchase · Acquired 7,765 · Balance 7,765 |
TEMPLETON DRAGON FUND INC
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,295 |
Ending reported balance
After 2018-05-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-05-02 · Purchase · Acquired 2,095 · Balance 2,095 Row 2 · 2018-05-02 · Purchase · Acquired 100 · Balance 2,195 Row 3 · 2018-05-02 · Purchase · Acquired 100 · Balance 2,295 |
TEMPLETON EMERGING MARKETS FUND
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 3,200 |
Ending reported balance
After 2018-05-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-05-02 · Purchase · Acquired 1,500 · Balance 1,500 Row 2 · 2018-05-02 · Purchase · Acquired 900 · Balance 2,400 Row 3 · 2018-05-02 · Purchase · Acquired 500 · Balance 2,900 Row 4 · 2018-05-02 · Purchase · Acquired 200 · Balance 3,100 Row 5 · 2018-05-02 · Purchase · Acquired 100 · Balance 3,200 |
TEMPLETON EMERGING MARKETS INCOME FUND
Report date May 02, 2018 · Filed May 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 4,425 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Purchase · Acquired 4,425 · Balance 4,425 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNITED NATURAL FOODS INC
Report date December 19, 2023 · Filed December 20, 2023
Section 16 reporting ended · disclosed 2023-12-20. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2025 Filed Feb 13, 2025 16:05 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 6,000 | $22.75 | $136,500.00 |
DisclosureSEC source: 0001104659-25-012919 · tm256498-1_4seq1.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 16:05 UTC | ARES STRATEGIC INCOME FUND NONE · Entity 74462 | PurchaseClass I Common Shares of Beneficial Interest | 3,699.593 | $27.03 | $100,000.00 |
DisclosureSEC source: 0001104659-23-128785 · tm2333597-1_4seq1.xml · nonDerivative · entry 2 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 3,699.593 F2 · shares: On December 1, 2023, the Reporting Person's spouse subscribed for a $100,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 16:05 UTC | ARES STRATEGIC INCOME FUND NONE · Entity 74462 | PurchaseClass I Common Shares of Beneficial Interest | 14,798.372 | $27.03 | $400,000.00 |
DisclosureSEC source: 0001104659-23-128785 · tm2333597-1_4seq1.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,798.372 F1 · shares: On December 1, 2023, the Reporting Person subscribed for a $400,000 interest in the Issuer. On December 21, 2023, the Issuer determined the purchase price per share and fixed the number of Class I Common Shares acquired in respect of such subscription. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 20:16 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 16,061 | $14.94 | $239,951.34 |
DisclosureSEC source: 0001020859-23-000091 · wk-form4_1697228181.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.91 to $15.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 11:09 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 4,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-22-000072 · wf-form4_166548654167270.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,061 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to the Amended and Restated 2020 Equity Incentive Plan and will fully vest on October 6, 2023. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F2 · balance_after: United Natural Foods, Inc. revised its method of reporting RSUs to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes 3,500 unvested RSUs previously reported in Table II. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 21:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 9,326 | $44.84 | $418,177.84 |
DisclosureSEC source: 0001020859-21-000123 · wf-form4_163424626180299.xml · nonDerivative · entry 2 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,970 F2 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $44.48 to $45.21. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000123 · wf-form4_163424626180299.xml · derivative · entry 4 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F5 · derivative.exercise_date: The RSUs will vest in full on October 12, 2022. F5 · derivative.expiration_date: The RSUs will vest in full on October 12, 2022. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000123 · wf-form4_163424626180299.xml · derivative · entry 3 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F4 · derivative.exercise_date: The RSUs were granted on October 12, 2020. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 100% of the original grant amount. F4 · derivative.expiration_date: The RSUs were granted on October 12, 2020. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 100% of the original grant amount. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000123 · wf-form4_163424626180299.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 20:20 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 20,326 | $46.95 | $954,305.70 |
DisclosureSEC source: 0001020859-21-000117 · wf-form4_163407002240486.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,970 F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $46.63 to $47.45. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 396 | $49.81 | $19,724.76 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 6 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 0 F6 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $49.74 to $49.90. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 2,907 | $49.19 | $142,995.33 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 5 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 396 F5 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $48.71 to $49.70. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 697 | $47.99 | $33,449.03 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 4 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 3,303 F4 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $47.63 to $48.28. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 1,900 | $49.42 | $93,898.00 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 3 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,296 F3 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $49.34 to $49.50. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 21,093 | $48.72 | $1,027,650.96 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 2 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,196 F2 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $48.33 to $49.29. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 7,007 | $47.71 | $334,303.97 |
DisclosureSEC source: 0001020859-21-000097 · wf-form4_163337970382563.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,289 F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $47.33 to $48.32. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:48 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000142 · wf-form4_160270852139228.xml · derivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,326 Underlying: Common Stock · 9,326 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 12, 2021. F2 · derivative.expiration_date: The RSUs will vest in full on October 12, 2021. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:50 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000104 · wf-form4_160219022875294.xml · derivative · entry 2 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.exercise_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.expiration_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:50 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000104 · wf-form4_160219022875294.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 12:20 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | PurchaseCommon Stock | 4,000 | $5.43 | $21,720.00 |
DisclosureSEC source: 0001020859-20-000010 · wf-form4_158444763716110.xml · nonDerivative · entry 2 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 4,000 F2 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $5.42 to $5.43. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 12:20 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | PurchaseCommon Stock | 20,000 | $5.48 | $109,600.00 |
DisclosureSEC source: 0001020859-20-000010 · wf-form4_158444763716110.xml · nonDerivative · entry 1 Bates Ann Torre · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,970 F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $5.43 to $5.52. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:25 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000178 · wf-form4_157687710362511.xml · derivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,326 Underlying: Common Stock · 20,326 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 6, 2020. F2 · derivative.expiration_date: The RSUs will vest in full on October 6, 2020. Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 5,725 | $17.61 | $100,817.25 |
DisclosureSEC source: 0001104659-19-030017 · a4.xml · nonDerivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 8,000 Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 4,000 | $17.61 | $70,440.00 |
DisclosureSEC source: 0001104659-19-030017 · a4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:49 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000020 · wf-form4_155363338323521.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:49 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000020 · wf-form4_155363338323521.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:30 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000126 · wf-form4_153808743462341.xml · derivative · entry 3 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,075 Underlying: Common Stock · 3,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:30 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 6,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000126 · wf-form4_153808743462341.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Underlying: Common Stock · 6,150 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:30 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000126 · wf-form4_153808743462341.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 20:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 9,000 | $17.44 | $156,960.00 |
DisclosureSEC source: 0001104659-18-054570 · a4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.43 to $17.44, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 100 | $15.69 | $1,569.00 |
DisclosureSEC source: 0001225208-18-008556 · doc4.xml · nonDerivative · entry 5 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 200 | $15.74 | $3,148.00 |
DisclosureSEC source: 0001225208-18-008556 · doc4.xml · nonDerivative · entry 4 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 500 | $15.70 | $7,850.00 |
DisclosureSEC source: 0001225208-18-008556 · doc4.xml · nonDerivative · entry 3 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 900 | $15.78 | $14,202.00 |
DisclosureSEC source: 0001225208-18-008556 · doc4.xml · nonDerivative · entry 2 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS FUND EMF · Entity 5814 | PurchaseShares of beneficial interest | 1,500 | $15.79 | $23,685.00 |
DisclosureSEC source: 0001225208-18-008556 · doc4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | Saba Capital Income & Opportunities Fund II GIM · Entity 6234 | PurchaseShares of beneficial interest | 7,765 | $6.43 | $49,959.23 |
DisclosureSEC source: 0001225208-18-008558 · doc4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON EMERGING MARKETS INCOME FUND TEI · Entity 5901 | PurchaseShares of beneficial interest | 4,425 | $11.33 | $50,114.45 |
DisclosureSEC source: 0001225208-18-008557 · doc4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON DRAGON FUND INC TDF · Entity 6058 | PurchaseCommon Shares | 100 | $21.81 | $2,181.00 |
DisclosureSEC source: 0001225208-18-008555 · doc4.xml · nonDerivative · entry 3 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON DRAGON FUND INC TDF · Entity 6058 | PurchaseCommon Shares | 100 | $21.84 | $2,184.00 |
DisclosureSEC source: 0001225208-18-008555 · doc4.xml · nonDerivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195 Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:23 UTC | TEMPLETON DRAGON FUND INC TDF · Entity 6058 | PurchaseCommon Shares | 2,095 | $21.77 | $45,608.15 |
DisclosureSEC source: 0001225208-18-008555 · doc4.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000032 · wf-form4_152123249043634.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000032 · wf-form4_152123249043634.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 20:12 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 7,190 | $40.16 | $288,750.40 |
DisclosureSEC source: 0001020859-17-000131 · wf-form4_150766634337588.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,430 F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $40.04 to $40.29. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:19 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000076 · wf-form4_150585233157374.xml · derivative · entry 3 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390 Underlying: Common Stock · 2,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:19 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 4,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000076 · wf-form4_150585233157374.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,780 Underlying: Common Stock · 4,780 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:19 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000076 · wf-form4_150585233157374.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000025 · wf-form4_148978190556087.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000025 · wf-form4_148978190556087.xml · nonDerivative · entry 1 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:55 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000307 · wf-form4_147406294216046.xml · derivative · entry 3 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:55 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000307 · wf-form4_147406294216046.xml · derivative · entry 2 Torre Bates Ann · CIK 0001065134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 4,800 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.