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SABA

Saba Capital Income & Opportunities Fund II

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6234
SEC CIK
0000828803
Parsed reports
201

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2025 Filed May 22, 2025 22:25 UTC SaleCommon Stock 1,852 $8.71 $16,130.92
Disclosure

SEC source: 0001510281-25-000326 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,809,885

Read SEC document
May 20, 2025 Filed May 22, 2025 22:25 UTC SaleCommon Stock 30,265 $8.67 $262,397.55
Disclosure

SEC source: 0001510281-25-000326 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,811,737

Read SEC document
May 08, 2025 Filed May 12, 2025 23:50 UTC SaleCommon Stock 9,023 $8.77 $79,131.71
Disclosure

SEC source: 0001510281-25-000292 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,842,002

Read SEC document
May 05, 2025 Filed May 6, 2025 23:23 UTC SaleCommon Stock 29,060 $8.71 $253,112.60
Disclosure

SEC source: 0001510281-25-000281 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,851,025

Read SEC document
May 01, 2025 Filed May 5, 2025 14:18 UTC SaleCommon Stock 2,978 $8.75 $26,057.50
Disclosure

SEC source: 0001510281-25-000273 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,880,085

Read SEC document
April 02, 2025 Filed Apr 3, 2025 21:26 UTC SaleCommon Stock 50,415 $8.69 $438,106.35
Disclosure

SEC source: 0001510281-25-000179 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,883,063

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:26 UTC SaleCommon Stock 2,374 $8.70 $20,653.80
Disclosure

SEC source: 0001510281-25-000179 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,933,478

Read SEC document
March 27, 2025 Filed Mar 31, 2025 16:01 UTC SaleCommon Stock 4,329 $8.79 $38,051.91
Disclosure

SEC source: 0001510281-25-000173 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,935,852

Read SEC document
March 26, 2025 Filed Mar 27, 2025 13:21 UTC SaleCommon Stock 3,475 $8.79 $30,545.25
Disclosure

SEC source: 0001510281-25-000169 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,940,181

Read SEC document
March 25, 2025 Filed Mar 27, 2025 13:21 UTC SaleCommon Stock 14,427 $8.82 $127,246.14
Disclosure

SEC source: 0001510281-25-000169 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,943,656

Read SEC document
March 24, 2025 Filed Mar 25, 2025 15:50 UTC SaleCommon Stock 17,352 $8.87 $153,912.24
Disclosure

SEC source: 0001510281-25-000168 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,958,083

Read SEC document
March 06, 2025 Filed Mar 10, 2025 14:09 UTC SaleCommon Stock 46,064 $8.82 $406,284.48
Disclosure

SEC source: 0001510281-25-000138 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,975,435

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:57 UTC SaleCommon Stock 86,950 $8.81 $766,029.50
Disclosure

SEC source: 0001510281-25-000131 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,021,499

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:57 UTC SaleCommon Stock 50,140 $8.95 $448,753.00
Disclosure

SEC source: 0001510281-25-000131 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,108,449

Read SEC document
October 21, 2024 Filed Oct 22, 2024 16:36 UTC SaleCommon Stock 32,871 $8.48 $278,746.08
Disclosure

SEC source: 0001510281-24-000544 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,158,589

Read SEC document
October 18, 2024 Filed Oct 21, 2024 16:09 UTC SaleCommon Stock 46,728 $8.52 $398,122.56
Disclosure

SEC source: 0001510281-24-000538 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,191,460

Read SEC document
October 16, 2024 Filed Oct 17, 2024 15:43 UTC SaleCommon Stock 4,881 $8.60 $41,976.60
Disclosure

SEC source: 0001510281-24-000537 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,238,188

Read SEC document
October 03, 2024 Filed Oct 7, 2024 16:19 UTC SaleCommon Stock 84,450 $8.51 $718,669.50
Disclosure

SEC source: 0001510281-24-000516 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,158,619

Read SEC document
October 02, 2024 Filed Oct 3, 2024 16:35 UTC SaleCommon Stock 19,532 $8.50 $166,022.00
Disclosure

SEC source: 0001510281-24-000505 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,243,069

Read SEC document
October 01, 2024 Filed Oct 3, 2024 16:35 UTC SaleCommon Stock 77,981 $8.50 $662,838.50
Disclosure

SEC source: 0001510281-24-000505 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,262,601

Read SEC document
September 30, 2024 Filed Oct 1, 2024 15:17 UTC SaleCommon Stock 1,601 $8.51 $13,624.51
Disclosure

SEC source: 0001510281-24-000504 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,340,582

Read SEC document
September 26, 2024 Filed Sep 30, 2024 15:53 UTC SaleCommon Stock 4,659 $8.40 $39,135.60
Disclosure

SEC source: 0001510281-24-000495 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,342,153

Read SEC document
September 25, 2024 Filed Sep 26, 2024 18:39 UTC SaleCommon Stock 70,046 $8.38 $586,985.48
Disclosure

SEC source: 0001510281-24-000482 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,346,812

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC SaleCommon Stock 33,413 $8.38 $280,000.94
Disclosure

SEC source: 0001510281-24-000482 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,416,858

Read SEC document
September 23, 2024 Filed Sep 24, 2024 20:00 UTC SaleCommon Stock 4,453 $8.46 $37,672.38
Disclosure

SEC source: 0001510281-24-000481 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,450,271

Read SEC document
March 28, 2024 Filed Apr 1, 2024 17:10 UTC OtherCommon Stock 979,182 $0.00 $0.00
Disclosure

SEC source: 0001510281-24-000223 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 7,128,524

F1 · kind: On March 28, 2024, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of a client to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 979,182 Common Shares to the shareholders, including 32,535 shares to affiliates of Saba Capital, for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · shares: On March 28, 2024, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of a client to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 979,182 Common Shares to the shareholders, including 32,535 shares to affiliates of Saba Capital, for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · balance_after: On March 28, 2024, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of a client to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 979,182 Common Shares to the shareholders, including 32,535 shares to affiliates of Saba Capital, for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:35 UTC OtherCommon Stock 903,705 $3.85 $3,479,264.25
Disclosure

SEC source: 0001510281-24-000153 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 7,888,634

Read SEC document
February 29, 2024 Filed Mar 5, 2024 15:33 UTC Amendment OtherCommon Stock 903,705 $3.85 $3,479,264.25
Disclosure

SEC source: 0001510281-24-000154 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 7,888,634

Read SEC document
December 18, 2023 Filed Dec 19, 2023 20:37 UTC SaleCommon Stock 1,957 $3.82 $7,475.74
Disclosure

SEC source: 0001510281-23-000695 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 8,792,339

Read SEC document
December 15, 2023 Filed Dec 19, 2023 20:37 UTC SaleCommon Stock 123,000 $3.82 $469,860.00
Disclosure

SEC source: 0001510281-23-000695 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 8,794,296

Read SEC document
December 14, 2023 Filed Dec 14, 2023 22:42 UTC SaleCommon Stock 663,400 $3.97 $2,633,698.00
Disclosure

SEC source: 0001510281-23-000679 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 8,917,296

Read SEC document
December 13, 2023 Filed Dec 14, 2023 22:42 UTC SaleCommon Stock 503,307 $3.92 $1,972,963.44
Disclosure

SEC source: 0001510281-23-000679 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 9,580,696

Read SEC document
December 12, 2023 Filed Dec 13, 2023 16:47 UTC SaleCommon Stock 220,190 $3.92 $863,144.80
Disclosure

SEC source: 0001510281-23-000660 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,084,003

Read SEC document
December 11, 2023 Filed Dec 13, 2023 16:47 UTC SaleCommon Stock 66,890 $3.91 $261,539.90
Disclosure

SEC source: 0001510281-23-000660 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,304,193

Read SEC document
December 08, 2023 Filed Dec 11, 2023 20:22 UTC SaleCommon Stock 113,867 $3.91 $445,219.97
Disclosure

SEC source: 0001510281-23-000643 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,484,950

Read SEC document
December 07, 2023 Filed Dec 11, 2023 20:22 UTC SaleCommon Stock 295,006 $3.90 $1,150,523.40
Disclosure

SEC source: 0001510281-23-000643 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,371,083

Read SEC document
December 06, 2023 Filed Dec 7, 2023 19:59 UTC SaleCommon Stock 77,733 $3.94 $306,268.02
Disclosure

SEC source: 0001510281-23-000630 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,779,956

Read SEC document
November 10, 2023 Filed Nov 13, 2023 15:50 UTC OtherCommon Stock 20,668,107 $4.19 $86,599,368.33
Disclosure

SEC source: 0001510281-23-000485 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 10,857,683

Read SEC document
November 09, 2023 Filed Nov 14, 2023 22:13 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
OtherShares of beneficial interest 102,881 $4.19 $431,071.39
Disclosure

SEC source: 0001225208-23-010234 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 54,047

F2 · balance_after: Includes 10,996 shares remaining that were previously acquired by Charles B. Johnson, 20,932 shares having been sold. Also, includes 43,051 shares remaining that were previously acquired by the Johnson Family Trust, 81,949 shares having been sold. The shares were sold by Charles B. Johnson and the Johnson Family Trust in a tender of shares pursuant to a self-tender offer by the Issuer. Charles B. Johnson is an Executive Consultant for Franklin Resources, Inc. and Trustee of the Johnson Family Trust.

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
November 09, 2023 Filed Nov 14, 2023 22:13 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
OtherShares of beneficial interest 6,549,764 $4.19 $27,443,511.16
Disclosure

SEC source: 0001225208-23-010234 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,440,823

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 19:39 UTC OtherCommon Stock 3,061,113 $0.00 $0.00
Disclosure

SEC source: 0001510281-23-000278 · primary_doc.xml · nonDerivative · entry 1

Weinstein Boaz · CIK 0001608233 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 31,712,061

F1 · kind: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution").

F1 · shares: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution").

F1 · balance_after: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution").

Read SEC document
September 01, 2023 Filed Sep 6, 2023 18:35 UTC OtherCommon Stock 3,061,113 $0.00 $0.00
Disclosure

SEC source: 0001510281-23-000275 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 31,712,061

F1 · kind: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · shares: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · ownership.direct: On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 01:07 UTC Amendment OtherCommon Stock 4,010,910 $0.00 $0.00
Disclosure

SEC source: 0000902664-23-004490 · ownership.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 34,773,174

F1 · kind: On August 16, 2023, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 4,010,910 shares of Common Stock for no consideration to certain limited partners and account holders, including 187,043 shares to affiliates of Saba Capital (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · shares: On August 16, 2023, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 4,010,910 shares of Common Stock for no consideration to certain limited partners and account holders, including 187,043 shares to affiliates of Saba Capital (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

F1 · balance_after: On August 16, 2023, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 4,010,910 shares of Common Stock for no consideration to certain limited partners and account holders, including 187,043 shares to affiliates of Saba Capital (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5.

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August 14, 2023 Filed Aug 15, 2023 16:24 UTC SaleCommon Stock 4,010,910 $4.17 $16,725,494.70
Disclosure

SEC source: 0001510281-23-000228 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 34,586,903

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February 28, 2023 Filed Feb 28, 2023 18:49 UTC PurchaseCommon Stock 487,199 $5.12 $2,494,458.88
Disclosure

SEC source: 0001510281-23-000023 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 38,597,813

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February 24, 2023 Filed Feb 28, 2023 18:49 UTC PurchaseCommon Stock 2,134,867 $4.97 $10,610,288.99
Disclosure

SEC source: 0001510281-23-000023 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 38,110,614

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February 03, 2023 Filed Feb 6, 2023 14:33 UTC PurchaseCommon Stock 20,000 $4.48 $89,600.00
Disclosure

SEC source: 0001510281-23-000018 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,975,747

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January 23, 2023 Filed Jan 24, 2023 16:30 UTC PurchaseCommon Stock 20,000 $4.43 $88,600.00
Disclosure

SEC source: 0001510281-23-000009 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,955,747

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January 11, 2023 Filed Jan 17, 2023 12:12 UTC PurchaseCommon Stock 20,000 $4.36 $87,200.00
Disclosure

SEC source: 0001510281-23-000004 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,935,747

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December 13, 2022 Filed Dec 15, 2022 16:13 UTC PurchaseCommon Stock 20,000 $4.28 $85,600.00
Disclosure

SEC source: 0001510281-22-000247 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,915,747

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.