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person · Reporting owner

Soucy Arthur L

Disclosed activity across 2 companies

Tapewire entity
27179
SEC CIK
0001461045

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hayward Holdings, Inc.HAYW · Entity 768DirectorJuly 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hayward Holdings, Inc.

Report date July 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,576 Reported balance After 2026-07-30 transaction · row 1
1 source row

Row 1 · 2026-07-30 · Grant · Acquired 1,501 · Balance 61,576

F1: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-19 · Grant · Acquired 104.4452 · Balance 43,784.7277

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 43,784.7277 · Balance 0

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.55 · Expires 2019-04-01Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 12,934 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28 · Expires 2020-01-19Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 7,200 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.17 · Expires 2020-07-21Direct0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 6,100 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26Direct0 Reported balance After 2017-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-03 · Disposition to issuer · Disposed 10,100 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19Direct0 Reported balance After 2017-07-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-07-03 · Disposition to issuer · Disposed 8,200 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.44 · Expires 2022-01-25Direct0 Reported balance After 2017-07-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-07-03 · Disposition to issuer · Disposed 15,306 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16Direct0 Reported balance After 2017-07-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-07-03 · Disposition to issuer · Disposed 18,480 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.21 · Expires 2023-01-24Direct0 Reported balance After 2017-07-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-07-03 · Disposition to issuer · Disposed 20,752 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.75 · Expires 2023-07-24Direct0 Reported balance After 2017-07-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-07-03 · Disposition to issuer · Disposed 19,656 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.73 · Expires 2024-01-22Direct0 Reported balance After 2017-07-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-07-03 · Disposition to issuer · Disposed 17,744 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.70 · Expires 2024-07-14Direct0 Reported balance After 2017-07-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-07-03 · Disposition to issuer · Disposed 13,853 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-07-03 · Disposition to issuer · Disposed 4,000 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-07-03 · Disposition to issuer · Disposed 13,006 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-07-03 · Disposition to issuer · Disposed 37,263 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-07-03 · Disposition to issuer · Disposed 44,120 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-07-03 · Disposition to issuer · Disposed 19,603 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2026 Filed Aug 3, 2026 20:43 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,501 $0.00 $0.00
Disclosure

SEC source: 0001461045-26-000008 · wk-form4_1785789782.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,576

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 10,608 $0.00 $0.00
Disclosure

SEC source: 0001461045-26-000006 · wk-form4_1779826795.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,075

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on the earlier of (i) May 21, 2027 and (ii) the date of the 2027 annual meeting of stockholders of the Issuer, provided that the Reporting Person remains in continuous service with the Issuer's board of directors through the vesting date.

Read SEC document
April 30, 2026 Filed May 4, 2026 22:30 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,416 $0.00 $0.00
Disclosure

SEC source: 0001461045-26-000004 · wk-form4_1777933835.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,467

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 23:04 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001461045-26-000002 · wk-form4_1772579083.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,051

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 21:31 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001461045-25-000003 · wk-form4_1762205477.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,722

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2025, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 20:08 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,382 $0.00 $0.00
Disclosure

SEC source: 0001834622-25-000118 · wk-form4_1754078884.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,487

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2025, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:44 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 9,462 $0.00 $0.00
Disclosure

SEC source: 0001834622-25-000083 · wk-form4_1748378644.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,105

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on the earlier of (i) May 22, 2026 and (ii) the date of the 2026 annual meeting of stockholders of the Issuer, provided that the Reporting Person remains in continuous service with the Issuer's board of directors through the vesting date.

Read SEC document
May 02, 2025 Filed May 6, 2025 20:54 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,514 $14.04 $21,256.56
Disclosure

SEC source: 0001834622-25-000069 · wk-form4_1746564838.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,643

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2024, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:36 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,467 $0.00 $0.00
Disclosure

SEC source: 0001834622-25-000031 · wk-form4_1741127787.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,129

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2025, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 21:07 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 9,060 $0.00 $0.00
Disclosure

SEC source: 0001834622-24-000065 · wk-form4_1717448818.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,662

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on the earlier of (i) May 30, 2025 and (ii) the date of the 2025 annual meeting of stockholders of the Issuer, provided that the Reporting Person remains in continuous service with the Issuer's board of directors through the vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:11 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 2,005 $0.00 $0.00
Disclosure

SEC source: 0001834622-23-000114 · wk-form4_1699042294.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,602

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2023, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:33 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,493 $0.00 $0.00
Disclosure

SEC source: 0001834622-23-000076 · wk-form4_1691526794.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,597

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2023, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 21:26 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 10,213 $0.00 $0.00
Disclosure

SEC source: 0001834622-23-000061 · wk-form4_1689801952.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,104

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on the earlier of (i) July 18, 2024 and (ii) the date of the 2024 annual meeting of stockholders of the Issuer, provided that the Reporting Person remains in continuous service with the Issuer's board of directors through the vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:33 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001834622-23-000041 · wk-form4_1685997161.xml · derivative · entry 3

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,236

Underlying: Common Stock · 5,000 shares

Expires 2027-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested at various dates and became fully vested and exercisable on August 4, 2022.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:33 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 15,712 $10.65 $167,392.51
Disclosure

SEC source: 0001834622-23-000041 · wk-form4_1685997161.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,891

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $10.565 to $10.675, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The net proceeds from the sale of 10,712 shares of the 15,712 shares sold were used to fund the exercise price of the 5,000 options exercised and the tax liability arising from the exercise of such options.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:33 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 5,000 $0.50 $2,500.00
Disclosure

SEC source: 0001834622-23-000041 · wk-form4_1685997161.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:31 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,648 $12.14 $20,006.72
Disclosure

SEC source: 0001834622-23-000033 · wf-form4_168452828611123.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,603

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2023, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

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March 16, 2023 Filed Mar 17, 2023 20:34 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 7,353 $11.48 $84,419.79
Disclosure

SEC source: 0001834622-23-000027 · wf-form4_167908524100505.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,955

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:31 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 1,694 $0.00 $0.00
Disclosure

SEC source: 0001834622-23-000026 · wf-form4_167788267625350.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2023, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

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July 29, 2022 Filed Aug 1, 2022 20:10 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 10,712 $0.00 $0.00
Disclosure

SEC source: 0001834622-22-000087 · wf-form4_165938459999017.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on the earlier of (i) July 29, 2023 and (ii) the date of the 2023 annual meeting of stockholders of the Issuer, provided that the Reporting Person remains in continuous service with the Issuer's board of directors through the vesting date.

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September 29, 2021 Filed Sep 30, 2021 21:12 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 53,319 $23.14 $1,233,801.66
Disclosure

SEC source: 0001104659-21-121297 · tm2127638-12_4seq1.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Director · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.00 to $22.40, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 28, 2021 Filed Sep 30, 2021 21:12 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 558 $23.00 $12,834.00
Disclosure

SEC source: 0001104659-21-121297 · tm2127638-12_4seq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,221

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

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September 23, 2021 Filed Sep 28, 2021 01:12 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionStock Options (Right to Buy) · Derivative 5,514 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-21-119890 · tm2127638-10_4seq1.xml · derivative · entry 3

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,236

Underlying: Common Stock · 5,514 shares

Expires 2027-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is 90% vested. The option will vest as to the remaining 10% of the underlying share of Common Stock on August 4, 2022.

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September 23, 2021 Filed Sep 28, 2021 01:12 UTC Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 5,514 $23.02 $126,932.28
Disclosure

SEC source: 0001104659-21-119890 · tm2127638-10_4seq1.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,293

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 23, 2021 Filed Sep 28, 2021 01:12 UTC Hayward Holdings, Inc. HAYW · Entity 768 Exercise / conversionCommon Stock 5,514 $0.50 $2,757.00
Disclosure

SEC source: 0001104659-21-119890 · tm2127638-10_4seq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 23, 2021 Filed Sep 30, 2021 21:09 UTC Amendment Hayward Holdings, Inc. HAYW · Entity 768 SaleCommon Stock 5,514 $23.02 $126,932.28
Disclosure

SEC source: 0001104659-21-121287 · tm2127638-11_4aseq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director · President North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,779

F1 · date: On September 27, 2021, the reporting person filed a Form 4 that incorrectly disclosed the exercise of an option and subsequent sale of the shares received upon exercise. No option was actually exercised and the reporting person sold shares of common stock he owned directly as reported in this amendment.

F2 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.00 to $23.14, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 16, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 PurchaseCommon Stock 5,550 $17.00 $94,350.00
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 4

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,293

Read SEC document
March 12, 2021 Filed Sep 22, 2021 20:04 UTC Amendment Hayward Holdings, Inc. HAYW · Entity 768 PurchaseCommon Stock 5,550 $17.00 $94,350.00
Disclosure

SEC source: 0001104659-21-118303 · tm2127638-4_4aseq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,293

F1 · date: On March 16, 2021, the reporting person filed a Form 4 that incorrectly reported the transaction date of the purchase of 5,500 shares of common stock as March 16, 2021. In fact, as reported in this amendment, the purchase of such shares occurred on March 12, 2021 when the reporting person committed to purchasing the shares. The settlement of the reported transaction occurred on March 16, 2021.

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March 11, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 GrantCommon Stock 7,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 3

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,743

F2 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

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March 11, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherCommon Stock 59,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,391

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

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March 11, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherClass A Common Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Read SEC document
March 02, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 126,750 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · derivative · entry 6

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,750

Underlying: Common Stock · 126,750 shares

Expires 2027-08-04

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

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March 02, 2021 Filed Mar 16, 2021 22:19 UTC Hayward Holdings, Inc. HAYW · Entity 768 OtherStock Options (Right to Buy) · Derivative 650 Not disclosed Strike: $97.75 Not disclosed
Disclosure

SEC source: 0001104659-21-037273 · tm219858-3_4seq1.xml · derivative · entry 5

Soucy Arthur L · CIK 0001461045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 650 shares

Expires 2027-08-04

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · shares: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4 · derivative.exercise_date: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 19,603 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 18

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 19,603 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 44,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 17

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 44,120 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 37,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 16

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 37,263 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 13,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 15

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 13,006 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 14

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 4,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 13,853 Not disclosed Strike: $72.70 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 13

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 13,853 shares

Expires 2024-07-14

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 17,744 Not disclosed Strike: $56.73 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 12

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 17,744 shares

Expires 2024-01-22

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 19,656 Not disclosed Strike: $47.75 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 11

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 19,656 shares

Expires 2023-07-24

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 20,752 Not disclosed Strike: $45.21 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 10

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 20,752 shares

Expires 2023-01-24

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 18,480 Not disclosed Strike: $39.30 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 9

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 18,480 shares

Expires 2022-07-16

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 15,306 Not disclosed Strike: $47.44 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 8

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 15,306 shares

Expires 2022-01-25

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 8,200 Not disclosed Strike: $77.00 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 7

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 8,200 shares

Expires 2021-07-19

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 10,100 Not disclosed Strike: $62.32 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 6

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 10,100 shares

Expires 2021-01-26

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 6,100 Not disclosed Strike: $49.17 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 5

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 6,100 shares

Expires 2020-07-21

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 7,200 Not disclosed Strike: $47.28 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 4

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 7,200 shares

Expires 2020-01-19

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 12,934 Not disclosed Strike: $28.55 Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · derivative · entry 3

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 12,934 shares

Expires 2019-04-01

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerCommon Stock, $1.00 Par Value 43,784.7277 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F2 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.