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Soucy Arthur L

Disclosed activity across 2 companies

Tapewire entity
27179
SEC CIK
0001461045

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hayward Holdings, Inc.HAYW · Entity 768DirectorJuly 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hayward Holdings, Inc.

Report date July 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,576 Reported balance After 2026-07-30 transaction · row 1
1 source row

Row 1 · 2026-07-30 · Grant · Acquired 1,501 · Balance 61,576

F1: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-19 · Grant · Acquired 104.4452 · Balance 43,784.7277

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 43,784.7277 · Balance 0

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.55 · Expires 2019-04-01Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 12,934 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28 · Expires 2020-01-19Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 7,200 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.17 · Expires 2020-07-21Direct0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 6,100 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26Direct0 Reported balance After 2017-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-03 · Disposition to issuer · Disposed 10,100 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19Direct0 Reported balance After 2017-07-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-07-03 · Disposition to issuer · Disposed 8,200 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.44 · Expires 2022-01-25Direct0 Reported balance After 2017-07-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-07-03 · Disposition to issuer · Disposed 15,306 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16Direct0 Reported balance After 2017-07-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-07-03 · Disposition to issuer · Disposed 18,480 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.21 · Expires 2023-01-24Direct0 Reported balance After 2017-07-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-07-03 · Disposition to issuer · Disposed 20,752 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.75 · Expires 2023-07-24Direct0 Reported balance After 2017-07-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-07-03 · Disposition to issuer · Disposed 19,656 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.73 · Expires 2024-01-22Direct0 Reported balance After 2017-07-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-07-03 · Disposition to issuer · Disposed 17,744 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.70 · Expires 2024-07-14Direct0 Reported balance After 2017-07-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-07-03 · Disposition to issuer · Disposed 13,853 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-07-03 · Disposition to issuer · Disposed 4,000 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-07-03 · Disposition to issuer · Disposed 13,006 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-07-03 · Disposition to issuer · Disposed 37,263 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-07-03 · Disposition to issuer · Disposed 44,120 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-07-03 · Disposition to issuer · Disposed 19,603 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2017 Filed Jul 3, 2017 20:27 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 104.4452 $47.87 $5,000.00
Disclosure

SEC source: 0001127602-17-022542 · form4.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,784.7277

F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:50 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 3,952 $60.28 $238,226.56
Disclosure

SEC source: 0001127602-17-010087 · form4.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,680.2825

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:50 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 9,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010087 · form4.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,632.2825

F1 · shares: Represents shares earned for the performance share units granted in 2014 for the three-year performance period ending December 31, 2016 as approved by the Compensation Committee of the Board of Directors on March 1, 2017.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:14 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 18,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-003070 · form4.xml · derivative · entry 3

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,263

Underlying: Common Stock, $1.00 Par Value · 18,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:14 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 7,816 $63.10 $493,189.60
Disclosure

SEC source: 0001127602-17-003070 · form4.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,213.2825

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:14 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 18,631 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003070 · form4.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,029.2825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · balance_after: The total includes an adjustment due to an administrative error.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:43 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantRestricted Stock Units · Derivative 19,603 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002717 · form4.xml · derivative · entry 1

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,603

Underlying: Common Stock, $1.00 Par Value · 19,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 3,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · derivative · entry 7

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 3,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 13,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · derivative · entry 6

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

Underlying: Common Stock, $1.00 Par Value · 13,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 1,045 $61.98 $64,769.10
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · nonDerivative · entry 5

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,526.8925

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 3,579 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · nonDerivative · entry 4

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,571.8925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 3,621 $61.98 $224,429.58
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · nonDerivative · entry 3

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,992.8925

Read SEC document
January 23, 2017 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 13,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · nonDerivative · entry 2

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,613.8925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
December 30, 2016 Filed Jan 26, 2017 01:23 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 130.3407 $38.36 $5,000.00
Disclosure

SEC source: 0001127602-17-002398 · form4.xml · nonDerivative · entry 1

Soucy Arthur L · CIK 0001461045 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,607.8925

F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.