Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2025 | January 05, 2026 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 28, 2026 | April 28, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director · President and CEO | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,373 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 28, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,029 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029 |
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 3,339,147 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 394,988 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,640 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 21,640 |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 1,139 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,139 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 31, 2017 · Filed February 15, 2018
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LiLAC Class CSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F7: The SARs are immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 5, 2021 19:43 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 6,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000003 · primary_doc.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,323 F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 19:43 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 0.161 | $14.77 | $2.38 |
DisclosureSEC source: 0000926282-21-000003 · primary_doc.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,229 F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 19:43 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 318.161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000926282-21-000003 · primary_doc.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,229.161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. Read SEC document |
| December 10, 2020 Filed Feb 11, 2021 22:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 10 | $11.61 | $116.10 |
DisclosureSEC source: 0001712184-21-000013 · wf-form5_161308348156458.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,607 F1 · shares: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| December 04, 2020 Filed Feb 11, 2021 22:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 30 | $11.42 | $342.60 |
DisclosureSEC source: 0001712184-21-000013 · wf-form5_161308348156458.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,597 F1 · shares: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 16:07 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 64.783 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000042 · primary_doc.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318.161 Underlying: Common Stock · 64.783 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock grant. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948 F2 · shares: Charitable gift to donor advised fund. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 2,260 | $637.61 | $1,440,998.83 |
DisclosureSEC source: 0001091667-20-000208 · wf-form4_160469823153820.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.06 to $638.50, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 07, 2020 Filed Oct 8, 2020 21:33 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 9,956 | $7.14 | $71,085.84 |
DisclosureSEC source: 0001712184-20-000324 · wf-form4_160219280147225.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Class C common shares were received by the reporting person in the Issuer's recently completed pro rata rights offering pursuant to the oversubscription privilege associated with the reporting person's subscription rights. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 64,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 64,005 shares Expires 2020-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 28,150 | $8.84 | $248,846.00 |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,611 Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 64,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 64,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · derivative · entry 11 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,005 Underlying: Class C Common Shares · 64,005 shares Expires 2020-10-05 F4 · security: In connection with the Issuer's recently completed rights offering to purchase Class C common shares (LILAK), holders of outstanding share appreciation rights (SARs) to acquire shares of Class A common shares (LILA) or LILAK and holders of outstanding restricted share units (RSUs) or performance-based RSUs relating to shares of LILA or LILAK received a new grant of RSUs relating to shares of LILAK to compensate for the diminution in value associated with the common shares underlying their outstanding SARs, RSUs and performance-based RSUs. These grants of RSUs were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · shares: The number of RSUs was determined based, in part, on the volume-weighted average trading price of both LILAK shares and the subscription rights to purchase LILAK shares over the trading days occurring during the subscription period for the rights offering, beginning on and including September 11, 2020 and ending on and including September 25, 2020. F5 · derivative.underlying_shares: The number of RSUs was determined based, in part, on the volume-weighted average trading price of both LILAK shares and the subscription rights to purchase LILAK shares over the trading days occurring during the subscription period for the rights offering, beginning on and including September 11, 2020 and ending on and including September 25, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 58,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · derivative · entry 10 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 58,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F3 · shares: 2,291 shares subject to an RSU that could only be settled in shares were voluntarily forfeited by the Reporting Person prior to the vesting of such RSUs on October 1, 2020. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. F3 · derivative.underlying_shares: 2,291 shares subject to an RSU that could only be settled in shares were voluntarily forfeited by the Reporting Person prior to the vesting of such RSUs on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 30,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · derivative · entry 9 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 30,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 25,926 | $8.73 | $226,333.98 |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,756 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 58,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass A Common Shares | 13,467 | $8.82 | $118,778.94 |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,180 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:31 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 30,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000308 · wf-form4_160193348066161.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:43 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative | 1,046 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · derivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 Underlying: Class C Common Shares · 1,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation. F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020. F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:43 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionSubscription Right (Right to Buy) - Class C Common Shares · Derivative | 159,782 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 159,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The rights offering is subject to termination or extension by the Issuer at any time prior to consummation. F3 · derivative.exercise_date: The rights offering commenced on September 11, 2020. F4 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., New York City time, on September 25, 2020 unless extended by the Issuer. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:43 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 1,046 | $7.14 | $7,468.44 |
DisclosureSEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 4,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person received 1,900 shares contributed by Issuer under its 401(k) Plan as of September 18, 2020. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 21:43 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 159,782 | $7.14 | $1,140,843.48 |
DisclosureSEC source: 0001712184-20-000254 · wf-form4_160081101696897.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:23 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass A Common Shares | 15,000 | $8.36 | $125,385.00 |
DisclosureSEC source: 0001712184-20-000233 · wf-form4_160037776862355.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,027 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $8.35 to $8.36. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 19:25 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 79.235 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000013 · primary_doc.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253.378 Underlying: Common Stock · 79.235 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 16:00 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 72.031 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000004 · primary_doc.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174.143 Underlying: Common Stock · 72.031 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. Read SEC document |
| May 13, 2020 Filed May 14, 2020 22:00 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass A Common Shares | 11,500 | $8.70 | $100,063.80 |
DisclosureSEC source: 0001712184-20-000153 · wf-form4_158949358425314.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,027 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $8.65 to $8.76. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000093 · wf-form4_158827961514887.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,448 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000093 · wf-form4_158827961514887.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,211 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 61,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · derivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,240 Underlying: Class C Common Shares · 61,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 30,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,620 Underlying: Class A Common Shares · 30,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. F2 · derivative.expiration_date: The RSUs vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 26,934 | $9.51 | $256,142.34 |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,951 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 61,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass A Common Shares | 13,467 | $9.73 | $131,033.91 |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,527 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:45 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 30,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000124 · wf-form4_158595032660703.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 22:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass A Common Shares | 9,500 | $10.49 | $99,645.50 |
DisclosureSEC source: 0001712184-20-000094 · wf-form4_158569305064237.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,374 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $10.30 to $10.61. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights C · Derivative | 441,468 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · derivative · entry 10 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,468 Underlying: Class C Common Shares · 441,468 shares Expires 2027-03-13 F5 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on March 13, 2021. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights A · Derivative | 220,734 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · derivative · entry 9 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,734 Underlying: Class A Common Shares · 220,734 shares Expires 2027-03-13 F5 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments commencing on March 13, 2021. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 15,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · derivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,776 Underlying: Class C Common Shares · 15,776 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F4 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2021, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F4 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2021, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 7,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,888 Underlying: Class A Common Shares · 7,888 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F4 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2021, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F4 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2021, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 83,264 | $10.48 | $872,606.72 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,645 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 189,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,909 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2019 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2019 annual performance award (the Bonus Shares). Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass A Common Shares | 41,633 | $10.42 | $433,815.86 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,874 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:05 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass A Common Shares | 94,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-20-000084 · wf-form4_158448273120932.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,507 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2019 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2019 annual performance award (the Bonus Shares). Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 15:43 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 102.112 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-20-000014 · primary_doc.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.112 Underlying: Common Stock · 102.112 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 10,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · derivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 10,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2020. F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 5,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2020. F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 2,938 | $15.19 | $44,628.22 |
DisclosureSEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,587 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 10,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass A Common Shares | 1,469 | $15.15 | $22,255.35 |
DisclosureSEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,846 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.