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person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 3, 2020 22:26 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 5,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-20-000048 · wf-form4_158327435968678.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:27 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 122,480 $0.00 $0.00
Disclosure

SEC source: 0001712184-20-000037 · wf-form4_158266964500403.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,480

Underlying: Class C Common Shares · 122,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:27 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 61,240 $0.00 $0.00
Disclosure

SEC source: 0001712184-20-000037 · wf-form4_158266964500403.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,240

Underlying: Class A Common Shares · 61,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 250.44 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000003 · primary_doc.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 9,156 $0.00 $0.00
Disclosure

SEC source: 0001773229-20-000003 · primary_doc.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,911

F2 · security: Represents a grant of a restricted stock award that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.44 $9.89 $4.35
Disclosure

SEC source: 0001773229-20-000003 · primary_doc.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,755

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 250.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001773229-20-000003 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,755.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:17 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 82.447 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000039 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.44

Underlying: Common Stock · 82.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 19:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchaseCommon Stock 10,000 $9.19 $91,883.00
Disclosure

SEC source: 0001773229-19-000019 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 8,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 8,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 4,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 3,715 $16.64 $61,817.60
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,389

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 8,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 1,858 $16.66 $30,954.28
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,247

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 4,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000253 · wf-form4_157013869191707.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:51 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 70.691 $0.00 $0.00
Disclosure

SEC source: 0001773229-19-000012 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.993

Underlying: Common Stock · 70.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:22 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 15,060 $16.60 $250,056.24
Disclosure

SEC source: 0001712184-19-000218 · wf-form4_156573135667506.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,882

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $16.57 to $16.61. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 21:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 14,500 $17.22 $249,753.80
Disclosure

SEC source: 0001712184-19-000186 · wf-form4_156175591370767.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,822

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $17.15 to $17.33. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
May 16, 2019 Filed May 20, 2019 17:52 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 45.815 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000006 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97.302

Underlying: Common Stock · 45.815 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:15 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass C Common Shares 14,000 $17.83 $249,653.60
Disclosure

SEC source: 0001712184-19-000157 · wf-form4_155787213280215.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,658

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $17.76 to $17.87. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000073 · edgar.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,855

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000073 · edgar.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on the date of grant, to fully vest on the anniversary of the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 8,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · derivative · entry 10

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446

Underlying: Class C Common Shares · 8,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 4,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · derivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223

Underlying: Class A Common Shares · 4,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 245,654 $0.00 Strike: $20.03 $0.00
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,654

Underlying: Class C Common Shares · 245,654 shares

Expires 2026-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 122,827 $0.00 Strike: $19.91 $0.00
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,827

Underlying: Class A Common Shares · 122,827 shares

Expires 2026-04-01

F2 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 3,715 $20.03 $74,411.45
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,658

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 8,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 1,858 $19.91 $36,992.78
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,322

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 4,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-19-000119 · wf-form4_155432803089018.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 10,136 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136

Underlying: Class C Common Shares · 10,136 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 5,068 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,068

Underlying: Class A Common Shares · 5,068 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F3 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 30,664 $20.00 $613,280.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,929

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 81,090 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,593

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2018 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2018 annual performance award (the Bonus Shares).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 15,332 $20.00 $306,640.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,958

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:42 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass A Common Shares 40,545 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000073 · wf-form4_155303174037532.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,290

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2018 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2018 annual performance award (the Bonus Shares).

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February 26, 2019 Filed Feb 27, 2019 22:26 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass C Common Shares 6,600 $18.90 $124,740.00
Disclosure

SEC source: 0001712184-19-000061 · wf-form4_155130636585750.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,503

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February 25, 2019 Filed Feb 27, 2019 22:26 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 6,550 $18.99 $124,410.70
Disclosure

SEC source: 0001712184-19-000061 · wf-form4_155130636585750.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,745

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $18.975 to $19.00. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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February 21, 2019 Filed Feb 25, 2019 19:43 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 51.487 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000004 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51.487

Underlying: Common Stock · 51.487 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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February 20, 2019 Filed Feb 22, 2019 22:35 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 16,890 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000051 · wf-form4_155087490351561.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,890

Underlying: Class C Common Shares · 16,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

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February 20, 2019 Filed Feb 22, 2019 22:35 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 8,445 $0.00 $0.00
Disclosure

SEC source: 0001712184-19-000051 · wf-form4_155087490351561.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445

Underlying: Class A Common Shares · 8,445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2019 and October 1, 2019.

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December 31, 2018 Filed Jan 3, 2019 22:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 110.947 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000007 · edgar.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110.947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000007 · edgar.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,489

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December 31, 2018 Filed Jan 3, 2019 22:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000007 · edgar.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,171

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000007 · edgar.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,171.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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December 31, 2018 Filed May 24, 2019 16:24 UTC Amendment ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000011 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,505

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 37,489 shares of the Company's common stock.

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November 14, 2018 Filed Nov 16, 2018 18:51 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000078 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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August 24, 2018 Filed Aug 27, 2018 21:48 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 38,072 $18.28 $695,918.09
Disclosure

SEC source: 0001712184-18-000223 · wf-form4_153540650712656.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,195

F3 · price: The price reflects a weighted average of purchases made at prices ranging from $18.07 to $18.30. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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August 23, 2018 Filed Aug 27, 2018 21:48 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass C Common Shares 55,000 $18.10 $995,335.00
Disclosure

SEC source: 0001712184-18-000223 · wf-form4_153540650712656.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,903

F2 · price: The price reflects a weighted average of purchases made at prices ranging from $17.90 to $18.15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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August 23, 2018 Filed Aug 27, 2018 21:48 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 16,928 $17.98 $304,365.44
Disclosure

SEC source: 0001712184-18-000223 · wf-form4_153540650712656.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,123

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $17.80 to $18.00. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.