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person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 21:26 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 287,257 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000047 · wf-form4_164513316751853.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,257

Underlying: Class C Common Shares · 287,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:26 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 137,648 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000047 · wf-form4_164513316751853.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,648

Underlying: Class A Common Shares · 137,648 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:13 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 95,977 $10.81 $1,037,511.37
Disclosure

SEC source: 0001712184-22-000010 · wf-form4_164383638697591.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,183

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:13 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 230,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000010 · wf-form4_164383638697591.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,160

F1 · kind: The Class C common shares were issued to Mr. Nair pursuant to his June 2020 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2020 annual performance award program. Pursuant to the terms of the election in 2020 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2022.

F1 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2020 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2020 annual performance award program. Pursuant to the terms of the election in 2020 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 114.476 $0.00 $0.00
Disclosure

SEC source: 0000926282-22-000003 · primary_doc.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114.476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 3,943 $0.00 $0.00
Disclosure

SEC source: 0000926282-22-000003 · primary_doc.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,153

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.476 $22.83 $10.87
Disclosure

SEC source: 0000926282-22-000003 · primary_doc.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,210

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:08 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 114.476 Not disclosed Not disclosed
Disclosure

SEC source: 0000926282-22-000003 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,210.476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:07 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass A Common Shares 8,800 $11.31 $99,526.24
Disclosure

SEC source: 0001712184-21-000266 · wf-form4_163968884689283.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,817

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $11.3098 to $11.3099. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 17:45 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.912 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000078 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114.476

Underlying: Common Stock · 26.912 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 14:52 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchaseCommon Stock 4,773 $20.95 $99,992.44
Disclosure

SEC source: 0000926282-21-000047 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,096

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 64,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 64,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 31,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 31,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 28,485 $13.17 $375,147.45
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,169

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 64,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 13,649 $13.16 $179,620.84
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,017

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 31,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000225 · wf-form4_163347044517611.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 17:14 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 26.47 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000036 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.564

Underlying: Common Stock · 26.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
July 21, 2021 Filed Feb 14, 2022 22:40 UTC Liberty Latin America Ltd. LILA · Entity 4630 GiftClass C Common Shares 1 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000024 · wf-form5_164487837746660.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,148

Read SEC document
June 03, 2021 Filed Jun 4, 2021 15:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 27.259 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000022 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61.094

Underlying: Common Stock · 27.259 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
May 12, 2021 Filed Dec 14, 2021 21:16 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 391,720 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001712184-21-000261 · wf-form4_163951657472416.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,720

Underlying: Class C Common Shares · 391,720 shares

Expires 2031-03-16

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
May 12, 2021 Filed Dec 14, 2021 21:16 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 195,860 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001712184-21-000261 · wf-form4_163951657472416.xml · derivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,860

Underlying: Class A Common Shares · 195,860 shares

Expires 2031-03-16

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
May 12, 2021 Filed Dec 14, 2021 21:16 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 186,514 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000261 · wf-form4_163951657472416.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,514

Underlying: Class C Common Shares · 186,514 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
May 12, 2021 Filed Dec 14, 2021 21:16 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 93,257 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000261 · wf-form4_163951657472416.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,257

Underlying: Class A Common Shares · 93,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
May 12, 2021 Filed Feb 14, 2022 22:40 UTC Liberty Latin America Ltd. LILA · Entity 4630 GiftClass C Common Shares 34 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000024 · wf-form5_164487837746660.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,149

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:24 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000070 · wf-form4_161972785469067.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,406

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:24 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000070 · wf-form4_161972785469067.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,223

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 64,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,882

Underlying: Class C Common Shares · 64,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 31,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,090

Underlying: Class A Common Shares · 31,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 28,484 $13.37 $380,831.08
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,772

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 64,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 13,649 $13.24 $180,712.76
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,576

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 31,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000113 · wf-form4_161765916284701.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 SaleClass C Common Shares 77,500 $14.14 $1,095,749.25
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,375

F2 · price: The price reflects a weighted average of sales made at prices ranging from $13.995 to $14.36. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 13,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · derivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Class C Common Shares · 13,382 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F4 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 6,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691

Underlying: Class A Common Shares · 6,691 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F4 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2019 annual performance award program. These RSUs will vest in full on March 1, 2022, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

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March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 46,996 $14.50 $681,442.00
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,875

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March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 107,048 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,871

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2020 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2020 annual performance award (the Bonus Shares).

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March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 16,176 $14.45 $233,662.32
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,136

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March 15, 2021 Filed Mar 17, 2021 22:05 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass A Common Shares 53,524 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000078 · wf-form4_161601868667207.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,312

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2020 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2020 annual performance award (the Bonus Shares).

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March 04, 2021 Filed Mar 8, 2021 17:05 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 33.835 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000012 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33.835

Underlying: Common Stock · 33.835 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

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March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 15,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 15,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2021.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2021.

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March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 7,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 7,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2021.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 4,560 $12.48 $56,886.00
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,823

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 15,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 2,280 $12.44 $28,363.20
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,788

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:30 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 7,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-21-000053 · wf-form4_161481057923971.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 129,763 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000025 · wf-form4_161411986097914.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,763

Underlying: Class C Common Shares · 129,763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 62,179 $0.00 $0.00
Disclosure

SEC source: 0001712184-21-000025 · wf-form4_161411986097914.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,179

Underlying: Class A Common Shares · 62,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

F2 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:43 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 318.161 $0.00 $0.00
Disclosure

SEC source: 0000926282-21-000003 · primary_doc.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 318.161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.