TapewireFind a company

person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 4, 2023 21:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 69.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,222.474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 27, 2023 21:09 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 895.37 $7.60 $6,804.81
Disclosure

SEC source: 0001712184-23-000013 · wf-form4_167485374619713.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,624

F1 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:10 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass C Common Shares 35,076 $7.12 $249,590.29
Disclosure

SEC source: 0001712184-22-000300 · wf-form4_167113864310260.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,728.63

F1 · price: The price reflects a weighted average of purchases made at prices ranging from $7.0950 to $7.1200. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:24 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.311 $19.38 $354.87
Disclosure

SEC source: 0001209191-22-060408 · doc4.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,474

Underlying: Common Stock · 18.311 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F2 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · balance_after: On our previous filing on September 6, 2022, the dividend equivalent rights were inadvertently reported in Table I as non-derivative securities acquired. This report properly reflects the dividend equivalent rights as acquired derivative securities in Table II.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 11:13 UTC Liberty Latin America Ltd. LILA · Entity 4630 OtherClass B Common Shares 20,000 $6.19 $123,800.00
Disclosure

SEC source: 0001712184-22-000277 · wf-form4_166496838197806.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

F2 · security: Each share of Class B Common Shares is convertible, at the holder's election, into one share of Class A Common Shares, at any time for no consideration other than the surrender of the share of Class B Common Shares for each share of Class A Common Shares.

F3 · price: The price at which the reporting person disposed of the shares of Class B Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Class A Common Shares within the meaning of such rule. See Footnote 2.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 11:13 UTC Liberty Latin America Ltd. LILA · Entity 4630 OtherClass A Common Shares 20,000 $6.19 $123,800.00
Disclosure

SEC source: 0001712184-22-000277 · wf-form4_166496838197806.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,663

F1 · price: The price at which the reporting person acquired the shares of Class A Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Series A Common Stock within the meaning of such rule. See Footnote 2.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 143,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000260 · wf-form4_166362759557267.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 143,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 68,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000260 · wf-form4_166362759557267.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 68,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 93,268 $6.62 $617,434.16
Disclosure

SEC source: 0001712184-22-000260 · wf-form4_166362759557267.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,652.63

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 143,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000260 · wf-form4_166362759557267.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,920.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:47 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 68,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000260 · wf-form4_166362759557267.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:30 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 15.633 $22.70 $354.87
Disclosure

SEC source: 0000926282-22-000059 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,204.163

F1 · security: Represents quarterly cash dividends paid on restricted stock awards (RSA's), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 46,264 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · derivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,264

Underlying: Class C Common Shares · 46,264 shares

Expires 2032-03-11

F5 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 23,132 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,132

Underlying: Class A Common Shares · 23,132 shares

Expires 2032-03-11

F5 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 20,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Class C Common Shares · 20,834 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 10,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Class A Common Shares · 10,417 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024, and 2025.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 124,797 $7.14 $891,050.58
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,292.63

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 177,305 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,089.63

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:43 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass B Common Shares 125,000 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000239 · wf-form4_165938657792942.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · security: Each Class B common share is convertible, at the holder's election, into one Class A common share at any time for no consideration other than the surrender of the Class B common share for the Class A common share.

F2 · shares: Class B common shares are granted pursuant to, and subject to, the terms of the Amended and Restated Employment Agreement between the Reporting Person and the Issuer, effective July 28, 2022.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 20:31 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 74,188.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041655 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of the Issuer's common stock converted, on a one-for-one basis, into a share of common stock of Holdings.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:50 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 74,188.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041799 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,188.53

F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc., ADVA Optical Networking SE, the Issuer (f/k/a Acorn HoldCo, Inc.), and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of the Issuer on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock.

F2 · shares: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc., ADVA Optical Networking SE, the Issuer (f/k/a Acorn HoldCo, Inc.), and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of the Issuer on July 8, 2022 (the "Effective Time"). At the Effective Time, each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock.

F2 · balance_after: Includes 3,943 shares of time-based restricted stock under a restricted stock award (an "RSA") and 35.53 shares of restricted stock acquired in connection with such RSA pursuant to a dividend reinvestment feature of the applicable equity plan.

Read SEC document
June 30, 2022 Filed Jul 15, 2022 21:12 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 1,604.63 $7.79 $12,500.07
Disclosure

SEC source: 0001712184-22-000229 · wf-form4_165791952639356.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,784.63

F1 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:28 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 18.023 $19.69 $354.87
Disclosure

SEC source: 0000926282-22-000030 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35.53

Underlying: Common Stock · 18.023 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:35 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000057 · wf-form4_165117804118695.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on anniversary date of grant.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:35 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001091667-22-000057 · wf-form4_165117804118695.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the anniversary date of the grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 22,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 17

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,105

Underlying: Class C Common Shares · 22,105 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2021 annual performance award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F5 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2021 annual performance award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 11,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

Underlying: Class A Common Shares · 11,052 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2021 annual performance award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F5 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2021 annual performance award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 62,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 15

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,342

Underlying: Class C Common Shares · 62,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 31,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 14

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,170

Underlying: Class A Common Shares · 31,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 143,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 13

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,628

Underlying: Class C Common Shares · 143,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 68,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · derivative · entry 12

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,824

Underlying: Class A Common Shares · 68,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F3 · derivative.exercise_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

F3 · derivative.expiration_date: The Restricted Share Units vest in two equal semi-annual installments on March 15, 2022 and September 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 41,026 $9.62 $394,670.12
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,180

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 62,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 31,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 93,456 $9.62 $899,046.72
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,034

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 143,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 68,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 116,692 $9.62 $1,122,577.04
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,861

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 176,840 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,553

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2021 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2021 annual performance award (the Bonus Shares).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 12:45 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass A Common Shares 88,420 $0.00 $0.00
Disclosure

SEC source: 0001712184-22-000113 · wf-form4_164752110849695.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,928

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2021 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2021 annual performance award (the Bonus Shares).

Read SEC document
March 11, 2022 Filed Mar 15, 2022 22:51 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 601,434 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001712184-22-000094 · wf-form4_164738467736161.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,434

Underlying: Class C Common Shares · 601,434 shares

Expires 2032-03-11

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 22:51 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 300,717 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001712184-22-000094 · wf-form4_164738467736161.xml · derivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,717

Underlying: Class A Common Shares · 300,717 shares

Expires 2032-03-11

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 22:51 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 270,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000094 · wf-form4_164738467736161.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,834

Underlying: Class C Common Shares · 270,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 22:51 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 135,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000094 · wf-form4_164738467736161.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,417

Underlying: Class A Common Shares · 135,417 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 19:01 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 17.507 $20.27 $354.87
Disclosure

SEC source: 0000926282-22-000015 · primary_doc.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17.507

Underlying: Common Stock · 17.507 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock. The rights are paid in whole shares of common stock with the remainder paid in cash upon vesting of restricted stock units. Each dividend equivalent right is the equivalent of one share of the Company's common stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 13,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000069 · wf-form4_164634341985128.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 13,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 6,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000069 · wf-form4_164634341985128.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 6,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2022.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 8,816 $9.66 $85,162.56
Disclosure

SEC source: 0001712184-22-000069 · wf-form4_164634341985128.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,714

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 13,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000069 · wf-form4_164634341985128.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:37 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 6,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-22-000069 · wf-form4_164634341985128.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.