Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2025 | January 05, 2026 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 28, 2026 | April 28, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director · President and CEO | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,373 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 28, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,029 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029 |
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 3,339,147 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 394,988 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,640 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 21,640 |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 1,139 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,139 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 31, 2017 · Filed February 15, 2018
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LiLAC Class CSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F7: The SARs are immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Feb 2, 2024 21:03 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 598 | $7.34 | $4,389.32 |
DisclosureSEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,284 F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 30, 2023 Filed Feb 2, 2024 21:03 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 102 | $7.34 | $748.68 |
DisclosureSEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,686 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the issuance of shares pursuant to the ESPP's "match benefit." Read SEC document |
| December 30, 2023 Filed Feb 2, 2024 21:03 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,788 F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:19 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 69.021 | $8.37 | $577.71 |
DisclosureSEC source: 0001209191-23-048664 · doc4.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168.424 Underlying: Common Stock · 69.021 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:20 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 234 | $8.62 | $2,017.08 |
DisclosureSEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,490 F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:20 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,724 F4 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:20 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 76 | $7.89 | $599.64 |
DisclosureSEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,190 F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document |
| June 30, 2023 Filed Aug 3, 2023 20:20 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 1,901 | $7.89 | $14,998.89 |
DisclosureSEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,267 F1 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:04 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 63.206 | $9.14 | $577.70 |
DisclosureSEC source: 0001209191-23-035497 · doc4.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99.403 Underlying: Common Stock · 63.206 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| May 22, 2023 Filed May 24, 2023 20:01 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass B Common Shares | 20,000 | $8.11 | $162,200.00 |
DisclosureSEC source: 0001712184-23-000161 · wf-form4_168495848884083.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,500 F2 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share. F3 · price: The price at which the reporting person disposed of the Class B Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Class A Common Shares within the meaning of such rule. See Footnote 2. Read SEC document |
| May 22, 2023 Filed May 24, 2023 20:01 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 20,000 | $8.11 | $162,200.00 |
DisclosureSEC source: 0001712184-23-000161 · wf-form4_168495848884083.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 760,101 F1 · price: The price at which the reporting person acquired the Class A Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Class A Common Shares within the meaning of such rule. See Footnote 2. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,023 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,659 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:52 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 36.197 | $15.96 | $577.70 |
DisclosureSEC source: 0001209191-23-020784 · doc4.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36.197 Underlying: Common Stock · 36.197 shares Expires not disclosed F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:54 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights C · Derivative | 696,948 | $0.00 Strike: $7.78 | $0.00 |
DisclosureSEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,948 Underlying: Class A Common Shares · 696,948 shares Expires 2033-03-20 F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2024, 2025, and 2026. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:54 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights A · Derivative | 348,474 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,474 Underlying: Class A Common Shares · 348,474 shares Expires 2033-03-20 F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2024, 2025, and 2026. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:54 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 360,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,696 Underlying: Class C Common Shares · 360,696 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:54 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 180,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,348 Underlying: Class A Common Shares · 180,348 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 3,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 22 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,811 Underlying: Class C Common Shares · 3,811 shares Expires 2024-03-01 F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F7 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F7 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 1,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 21 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,905 Underlying: Class A Common Shares · 1,905 shares Expires 2024-03-01 F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F7 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F7 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 6,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 20 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Underlying: Class C Common Shares · 6,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 90,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 19 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,556 Underlying: Class C Common Shares · 90,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 62,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 18 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,171 Underlying: Class C Common Shares · 62,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units B · Derivative | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 17 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Shares · 187,500 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 3,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 16 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 Underlying: Class A Common Shares · 3,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 45,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 15 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,278 Underlying: Class A Common Shares · 45,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 31,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 14 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,085 Underlying: Class A Common Shares · 31,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 189,889 | $7.96 | $1,511,516.44 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 11 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,366 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 6,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 10 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 90,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 9 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 62,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 30,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,860 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass B Common Shares | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Class B common share is convertible, at the holder's election, into one Class A common share at any time for no consideration other than the surrender of the Class B common share for the Class A common share. F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass A Common Shares | 17,557 | $8.02 | $140,807.14 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,101 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 45,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 31,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass A Common Shares | 15,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,961 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares). Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 22,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 22,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2023. F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 11,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · derivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 11,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2023. F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 14,507 | $8.75 | $126,936.25 |
DisclosureSEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,366 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 22,105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 11,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:03 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units B · Derivative | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000024 · wf-form4_167666778468759.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Class B Common Shares · 187,500 shares Expires 2023-03-15 F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 58,399 | $9.85 | $575,230.15 |
DisclosureSEC source: 0001712184-23-000020 · wf-form4_167537246100054.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,768 Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:14 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 139,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-23-000020 · wf-form4_167537246100054.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,167 F1 · kind: The Class C common shares were issued to Mr. Nair pursuant to his June 2021 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2021 annual performance award program. Pursuant to the terms of the election in 2021 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2023. F1 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2021 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2021 annual performance award program. Pursuant to the terms of the election in 2021 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2023. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 22:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004858 · doc4.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,641 F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:38 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionDividend Equivalent Rights · Derivative | 69.474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000981 · doc4.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69.474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:38 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,012 F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:38 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 0.474 | $18.79 | $8.91 |
DisclosureSEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,222 F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.