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person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Feb 2, 2024 21:03 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 598 $7.34 $4,389.32
Disclosure

SEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,284

F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 30, 2023 Filed Feb 2, 2024 21:03 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 102 $7.34 $748.68
Disclosure

SEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,686

F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the issuance of shares pursuant to the ESPP's "match benefit."

Read SEC document
December 30, 2023 Filed Feb 2, 2024 21:03 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 298 $0.00 $0.00
Disclosure

SEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,788

F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:19 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 69.021 $8.37 $577.71
Disclosure

SEC source: 0001209191-23-048664 · doc4.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168.424

Underlying: Common Stock · 69.021 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
June 30, 2023 Filed Aug 3, 2023 20:20 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 234 $8.62 $2,017.08
Disclosure

SEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,490

F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2023 Filed Aug 3, 2023 20:20 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 534 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,724

F4 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2023 Filed Aug 3, 2023 20:20 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 76 $7.89 $599.64
Disclosure

SEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,190

F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price.

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June 30, 2023 Filed Aug 3, 2023 20:20 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 1,901 $7.89 $14,998.89
Disclosure

SEC source: 0001712184-23-000187 · wf-form4_169109399426501.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,267

F1 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:04 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 63.206 $9.14 $577.70
Disclosure

SEC source: 0001209191-23-035497 · doc4.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99.403

Underlying: Common Stock · 63.206 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:01 UTC Liberty Latin America Ltd. LILA · Entity 4630 OtherClass B Common Shares 20,000 $8.11 $162,200.00
Disclosure

SEC source: 0001712184-23-000161 · wf-form4_168495848884083.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,500

F2 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share.

F3 · price: The price at which the reporting person disposed of the Class B Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Class A Common Shares within the meaning of such rule. See Footnote 2.

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May 22, 2023 Filed May 24, 2023 20:01 UTC Liberty Latin America Ltd. LILA · Entity 4630 OtherClass A Common Shares 20,000 $8.11 $162,200.00
Disclosure

SEC source: 0001712184-23-000161 · wf-form4_168495848884083.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,101

F1 · price: The price at which the reporting person acquired the Class A Common Shares has been determined in accordance with Rule 16b-6(c)(2) of the Securities Exchange Act of 1934, as amended, because the Class B Common Shares are a derivative security of the Class A Common Shares within the meaning of such rule. See Footnote 2.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,023

F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by Charter Communications, Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000071 · wf-form4_168254094076201.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,659

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the first anniversary of the date of grant.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:52 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantDividend Equivalent Rights · Derivative 36.197 $15.96 $577.70
Disclosure

SEC source: 0001209191-23-020784 · doc4.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36.197

Underlying: Common Stock · 36.197 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:54 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 696,948 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,948

Underlying: Class A Common Shares · 696,948 shares

Expires 2033-03-20

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2024, 2025, and 2026.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:54 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 348,474 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,474

Underlying: Class A Common Shares · 348,474 shares

Expires 2033-03-20

F3 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2024, 2025, and 2026.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:54 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 360,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,696

Underlying: Class C Common Shares · 360,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:54 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 180,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000107 · wf-form4_167951843567595.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,348

Underlying: Class A Common Shares · 180,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 3,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 22

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811

Underlying: Class C Common Shares · 3,811 shares

Expires 2024-03-01

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F7 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F7 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 1,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 21

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Class A Common Shares · 1,905 shares

Expires 2024-03-01

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F7 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

F7 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2022 annual performance award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 6,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 20

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,888

Underlying: Class C Common Shares · 6,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 90,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 19

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,556

Underlying: Class C Common Shares · 90,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 62,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 18

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,171

Underlying: Class C Common Shares · 62,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units B · Derivative 187,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 17

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Shares · 187,500 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement.

F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 3,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944

Underlying: Class A Common Shares · 3,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 45,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 15

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,278

Underlying: Class A Common Shares · 45,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 31,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · derivative · entry 14

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,085

Underlying: Class A Common Shares · 31,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 189,889 $7.96 $1,511,516.44
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 11

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,366

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 6,946 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 10

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 90,278 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 62,171 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 30,494 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,860

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares).

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March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass B Common Shares 187,500 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each Class B common share is convertible, at the holder's election, into one Class A common share at any time for no consideration other than the surrender of the Class B common share for the Class A common share.

F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement.

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March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass A Common Shares 17,557 $8.02 $140,807.14
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,101

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March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 3,473 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

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March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 45,139 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 31,085 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:19 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass A Common Shares 15,246 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000059 · wf-form4_167908436694312.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,961

F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares).

F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2022 annual performance award (the Bonus Shares).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 22,105 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 22,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2023.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2023.

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March 01, 2023 Filed Mar 3, 2023 21:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 11,052 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 11,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in full on March 1, 2023.

F2 · derivative.expiration_date: The RSUs vest in full on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 14,507 $8.75 $126,936.25
Disclosure

SEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,366

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 22,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 11,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000039 · wf-form4_167787755957013.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:03 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units B · Derivative 187,500 $0.00 $0.00
Disclosure

SEC source: 0001712184-23-000024 · wf-form4_167666778468759.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Class B Common Shares · 187,500 shares

Expires 2023-03-15

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 58,399 $9.85 $575,230.15
Disclosure

SEC source: 0001712184-23-000020 · wf-form4_167537246100054.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,768

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 139,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-23-000020 · wf-form4_167537246100054.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,167

F1 · kind: The Class C common shares were issued to Mr. Nair pursuant to his June 2021 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2021 annual performance award program. Pursuant to the terms of the election in 2021 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2023.

F1 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2021 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2021 annual performance award program. Pursuant to the terms of the election in 2021 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2023.

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January 24, 2023 Filed Jan 25, 2023 22:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 1,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004858 · doc4.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,641

F1 · kind: Represents a restricted stock award grant that vests in full on December 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionDividend Equivalent Rights · Derivative 69.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69.474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,012

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:38 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 0.474 $18.79 $8.91
Disclosure

SEC source: 0001209191-23-000981 · doc4.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,222

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DER's represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.