person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity: 27131
SEC CIK: 0001398905

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ADTRAN Holdings, Inc.ADTN · Entity 5331	Director	December 31, 2025	January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730	Director	April 28, 2026	April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630	Director · President and CEO	June 30, 2026	August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	125,373	Reported balance After 2025-12-31 transaction · row 1 1 source row Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	12,029	Reported balance After 2026-04-28 transaction · row 1 1 source row Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class C Common SharesSEC Table I · non-derivative	Direct	3,339,147	Ending reported balance After 2026-06-30 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
Series A Preference SharesSEC Table I · non-derivative	Direct	394,988	Reported balance After 2026-06-30 transaction · row 5 1 source row Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Class C Common SharesSEC Table I · non-derivative	IndirectBy 401(k) Plan	21,640	Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 21,640
Class C Common SharesSEC Table I · non-derivative	IndirectBy IRA	1,139	Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
LiLAC Class CSEC Table I · non-derivative	Direct	Reported balance After 2017-12-29 transaction · row 1 1 source row Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
LiLAC Class CSEC Table I · non-derivative	IndirectBy 401(k) Plan	Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01	Direct	Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01	Direct	Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01	Direct	Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01	Direct	Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01	Direct	Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01	Direct	Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01	Direct	Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24	Direct	Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24	Direct	Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24	Direct	Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24	Direct	Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01	Direct	Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01	Direct	Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01	Direct	Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01	Direct	Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01	Direct	Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01	Direct	Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01	Direct	Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01	Direct	Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01	Direct	Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01	Direct	Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged. 1 source row Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01	Direct	Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged. 1 source row Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.
LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01	Direct	Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged. 1 source row Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 22, 2024 Filed Oct 24, 2024 20:06 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantShare Appreciation Rights A · Derivative	200,000	Not disclosed Strike: $21.58	Not disclosed	Disclosure SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Shares · 200,000 shares Expires 2028-01-02 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable. Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Disposition to issuerShare Appreciation Rights A · Derivative	200,000	Not disclosed Strike: $21.58	Not disclosed	Disclosure SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 200,000 shares Expires 2025-01-02 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable. Read SEC document
June 30, 2024 Filed Jul 26, 2024 20:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Tax withholdingClass C Common Shares	266	$9.62	$2,558.92	Disclosure SEC source: 0001712184-24-000191 · wk-form4_1722024348.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,380,336 F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Read SEC document
June 30, 2024 Filed Jul 26, 2024 20:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantClass C Common Shares	608	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000191 · wk-form4_1722024348.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,380,602 F4 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document
June 30, 2024 Filed Jul 26, 2024 20:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Tax withholdingClass C Common Shares	268	$7.39	$1,980.52	Disclosure SEC source: 0001712184-24-000191 · wk-form4_1722024348.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,379,994 F3 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F2 · price: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan 1 - June 30, 2024 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document
June 30, 2024 Filed Jul 26, 2024 20:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantClass C Common Shares	2,030	$7.39	$15,001.70	Disclosure SEC source: 0001712184-24-000191 · wk-form4_1722024348.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,380,262 F1 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan 1 - June 30, 2024 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:31 UTC	CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730	GrantClass A Common Stock	446	$0.00	$0.00	Disclosure SEC source: 0001091667-24-000073 · wk-form4_1714077087.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,213 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by the Company to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025. Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:31 UTC	CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730	GrantClass A Common Stock	744	$0.00	$0.00	Disclosure SEC source: 0001091667-24-000073 · wk-form4_1714077087.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,767 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $200,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2025. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantRestricted Share Units C · Derivative	9,212	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 25 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,212 Underlying: Class C Common Shares · 9,212 shares Expires 2025-03-01 F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F8 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2023 annual performance award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F8 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2023 annual performance award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantRestricted Share Units A · Derivative	4,606	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 24 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,606 Underlying: Class A Common Shares · 4,606 shares Expires 2025-03-01 F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F8 · derivative.exercise_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2023 annual performance award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. F8 · derivative.expiration_date: Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2023 annual performance award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units C · Derivative	120,232	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 23 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,464 Underlying: Class C Common Shares · 120,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F7 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F7 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units C · Derivative	6,944	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 22 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,944 Underlying: Class C Common Shares · 6,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units C · Derivative	90,278	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 21 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,278 Underlying: Class C Common Shares · 90,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units C · Derivative	62,171	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 20 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 62,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units B · Derivative	156,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 19 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Shares · 156,250 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units A · Derivative	60,116	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 18 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,232 Underlying: Class A Common Shares · 60,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F7 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F7 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units A · Derivative	3,472	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 17 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,472 Underlying: Class A Common Shares · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units A · Derivative	45,139	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 16 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,139 Underlying: Class A Common Shares · 45,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units A · Derivative	31,085	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · derivative · entry 15 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 31,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2022, 2023 and 2024. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Tax withholdingClass C Common Shares	299,997	$6.31	$1,892,981.07	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 12 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,378,232 Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass C Common Shares	120,232	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 11 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,678,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass C Common Shares	6,944	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 10 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,557,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass C Common Shares	90,278	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 9 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,551,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass C Common Shares	62,171	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,460,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantClass C Common Shares	73,696	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,398,604 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 50% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2023 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 50% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2023 annual performance award (the Bonus Shares). Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass B Common Shares	156,250	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share. F4 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass A Common Shares	60,116	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 954,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass A Common Shares	3,472	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass A Common Shares	45,139	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 891,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass A Common Shares	31,085	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 846,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantClass A Common Shares	36,848	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000101 · wk-form4_1710878861.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 815,167 F1 · shares: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 50% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2023 annual performance award (the Bonus Shares). F1 · price: The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 50% of their annual performance awards in common shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such common shares in respect of his 2023 annual performance award (the Bonus Shares). Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:28 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantShare Appreciation Rights C · Derivative	894,188	$0.00 Strike: $6.22	$0.00	Disclosure SEC source: 0001712184-24-000055 · wk-form4_1710448112.xml · derivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,188 Underlying: Class C Common Shares · 894,188 shares Expires 2034-03-12 F4 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:28 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantShare Appreciation Rights A · Derivative	447,094	$0.00 Strike: $6.16	$0.00	Disclosure SEC source: 0001712184-24-000055 · wk-form4_1710448112.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,094 Underlying: Class A Common Shares · 447,094 shares Expires 2034-03-12 F4 · derivative.exercise_date: The SARs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:28 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantRestricted Share Units C · Derivative	472,440	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000055 · wk-form4_1710448112.xml · derivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,440 Underlying: Class C Common Shares · 472,440 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:28 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantRestricted Share Units B · Derivative	156,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000055 · wk-form4_1710448112.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,250 Underlying: Class B Common Shares · 156,250 shares Expires 2024-03-15 F3 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. F3 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class B common shares at settlement. Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:28 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantRestricted Share Units A · Derivative	236,220	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000055 · wk-form4_1710448112.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,220 Underlying: Class A Common Shares · 236,220 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:13 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units C · Derivative	3,811	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000047 · wk-form4_1709673179.xml · derivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 3,811 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:13 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionRestricted Share Units A · Derivative	1,905	$0.00	$0.00	Disclosure SEC source: 0001712184-24-000047 · wk-form4_1709673179.xml · derivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 1,905 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:13 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Tax withholdingClass C Common Shares	2,494	$6.49	$16,186.06	Disclosure SEC source: 0001712184-24-000047 · wk-form4_1709673179.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,324,908 Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:13 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass C Common Shares	3,811	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000047 · wk-form4_1709673179.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,327,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:13 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Exercise / conversionClass A Common Shares	1,905	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000047 · wk-form4_1709673179.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:02 UTC	Liberty Latin America Ltd. LILA · Entity 4630	PurchaseClass A Common Shares	16,313	$6.14	$100,083.52	Disclosure SEC source: 0001712184-24-000042 · wk-form4_1709154094.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,414 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $6.1200 to $6.1400. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantShare Appreciation Rights C · Derivative	2,000,000	$0.00 Strike: $14.10	$0.00	Disclosure SEC source: 0001712184-24-000040 · wk-form4_1708985104.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class C Common Shares · 2,000,000 shares Expires 2031-03-16 F1 · balance_after: On March 16, 2021, the reporting person was granted share appreciation rights that would vest based on his satisfaction of certain performance goals for the 2021-2023 performance period. On February 22 2024, the Issuer's compensation committee reviewed the reporting person's performance during 2021-2023 and determined to vest the share appreciation rights on March 15, 2024. Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:05 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantShare Appreciation Rights A · Derivative	1,000,000	$0.00 Strike: $14.00	$0.00	Disclosure SEC source: 0001712184-24-000040 · wk-form4_1708985104.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Shares · 1,000,000 shares Expires 2031-03-16 F1 · balance_after: On March 16, 2021, the reporting person was granted share appreciation rights that would vest based on his satisfaction of certain performance goals for the 2021-2023 performance period. On February 22 2024, the Issuer's compensation committee reviewed the reporting person's performance during 2021-2023 and determined to vest the share appreciation rights on March 15, 2024. Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:03 UTC	Liberty Latin America Ltd. LILA · Entity 4630	Tax withholdingClass C Common Shares	94,813	$7.12	$675,068.56	Disclosure SEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,323,591 Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:03 UTC	Liberty Latin America Ltd. LILA · Entity 4630	GrantClass C Common Shares	265,119	Not disclosed	Not disclosed	Disclosure SEC source: 0001712184-24-000016 · wk-form4_1706907822.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,418,403 F4 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2021 and June 2022 elections under the Issuer's deferred compensation plan to defer payment of the bonuses he had earned under the Issuer's 2021 and 2022 annual performance award programs, respectively. Pursuant to the terms of these elections and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2024. Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:50 UTC	ADTRAN Holdings, Inc. ADTN · Entity 5331	Exercise / conversionDividend Equivalent Rights · Derivative	168.424	$0.00	$0.00	Disclosure SEC source: 0000950170-24-001252 · ownership.xml · derivative · entry 4 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 168.424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:50 UTC	ADTRAN Holdings, Inc. ADTN · Entity 5331	GrantCommon Stock	16,349	$0.00	$0.00	Disclosure SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,158 F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:50 UTC	ADTRAN Holdings, Inc. ADTN · Entity 5331	Disposition to issuerCommon Stock	0.424	$7.34	$3.11	Disclosure SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,809 F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:50 UTC	ADTRAN Holdings, Inc. ADTN · Entity 5331	Exercise / conversionCommon Stock	168.424	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,809.424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.