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person · Reporting owner

Nair Balan

Disclosed activity across 4 companies

Tapewire entity
27131
SEC CIK
0001398905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331DirectorDecember 31, 2025January 05, 2026
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730DirectorApril 28, 2026April 28, 2026
Liberty Latin America Ltd.LILA · Entity 4630Director · President and CEOJune 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,373 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.

CHARTER COMMUNICATIONS, INC. /MO/

Report date April 28, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,029 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029

Liberty Latin America Ltd.

Report date June 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common SharesSEC Table I · non-derivativeDirect3,339,147 Ending reported balance After 2026-06-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

Series A Preference SharesSEC Table I · non-derivativeDirect394,988 Reported balance After 2026-06-30 transaction · row 5
1 source row

Row 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Class C Common SharesSEC Table I · non-derivativeIndirectBy 401(k) Plan21,640 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 21,640

Class C Common SharesSEC Table I · non-derivativeIndirectBy IRA1,139 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,139

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."

F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.

F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Liberty Global Ltd.

Report date December 31, 2017 · Filed February 15, 2018

Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LiLAC Class CSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Class CSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-12-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01Direct0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01Direct0 Reported balance After 2017-12-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01Direct0 Reported balance After 2017-12-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01Direct0 Reported balance After 2017-12-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24Direct0 Reported balance After 2017-12-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01Direct0 Reported balance After 2017-12-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01Direct0 Reported balance After 2017-12-29 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01Direct0 Reported balance After 2017-12-29 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7: The SARs are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

F7: The SARs are immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2025 Filed Apr 24, 2025 20:27 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantClass A Common Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001091667-25-000086 · wk-form4_1745526463.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,897

F1 · shares: Grant of Restricted Stock (price not applicable) valued at $225,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2026.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 157,480 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 23

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,960

Underlying: Class C Common Shares · 157,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 120,232 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 22

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,232

Underlying: Class C Common Shares · 120,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 6,944 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 21

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 6,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 90,278 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 20

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 90,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 78,740 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 19

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,480

Underlying: Class A Common Shares · 78,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 60,116 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 18

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,116

Underlying: Class A Common Shares · 60,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 17

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 3,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 45,139 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 45,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2023, 2024 and 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 246,421 $6.66 $1,641,163.86
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628,222

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 157,480 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,874,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 120,232 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 6,944 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,596,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 90,278 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,589,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 78,740 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 60,116 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 3,472 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 45,139 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 853,994 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 15

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,994

Underlying: Class C Common Shares · 853,994 shares

Expires 2035-03-14

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 426,997 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 14

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,997

Underlying: Class A Common Shares · 426,997 shares

Expires 2035-03-14

F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units C · Derivative 463,591 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 13

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,591

Underlying: Class C Common Shares · 463,591 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 21:14 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantRestricted Share Units A · Derivative 231,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-25-000043 · wk-form4_1742332476.xml · derivative · entry 12

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,795

Underlying: Class A Common Shares · 231,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:36 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units C · Derivative 9,212 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000038 · wk-form4_1741124199.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 9,212 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:36 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionRestricted Share Units A · Derivative 4,606 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000038 · wk-form4_1741124199.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 4,606 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:36 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 6,064 $6.71 $40,689.44
Disclosure

SEC source: 0001712184-25-000038 · wk-form4_1741124199.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,709

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:36 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass C Common Shares 9,212 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000038 · wk-form4_1741124199.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:36 UTC Liberty Latin America Ltd. LILA · Entity 4630 Exercise / conversionClass A Common Shares 4,606 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000038 · wk-form4_1741124199.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:04 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 14,313 $6.13 $87,738.69
Disclosure

SEC source: 0001712184-25-000015 · wk-form4_1738706673.xml · nonDerivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496,561

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:04 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 34,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-25-000015 · wk-form4_1738706673.xml · nonDerivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,510,874

F4 · kind: The Class C common shares were issued to Mr. Nair pursuant to his June 2022 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2022 annual performance award program. Pursuant to the terms of the election in 2022 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2025.

F4 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2022 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2022 annual performance award program. Pursuant to the terms of the election in 2022 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 31, 2025.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:07 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 41,191 $6.57 $270,624.87
Disclosure

SEC source: 0001712184-25-000008 · wk-form4_1737148012.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,734

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:07 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 113,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001712184-25-000008 · wk-form4_1737148012.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516,925

F1 · kind: The Class C common shares were issued to Mr. Nair pursuant to his June 2023 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2023 annual performance award program. Pursuant to the terms of the election in 2023 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 15, 2025.

F1 · price: The Class C common shares were issued to Mr. Nair pursuant to his June 2023 election under the Issuer's deferred compensation plan to defer payment of the bonus he had earned under the Issuer's 2023 annual performance award program. Pursuant to the terms of the election in 2023 and the deferred compensation plan, the number of shares issued was determined using the closing market price of the Issuer's Class C common shares on January 15, 2025.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 14,406 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001096 · ownership.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,564

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

Read SEC document
December 31, 2024 Filed Feb 4, 2025 22:04 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 470 $6.34 $2,979.80
Disclosure

SEC source: 0001712184-25-000015 · wk-form4_1738706673.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,304

F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 29, 2024 Filed Feb 4, 2025 22:04 UTC Liberty Latin America Ltd. LILA · Entity 4630 Tax withholdingClass C Common Shares 99 $6.38 $631.62
Disclosure

SEC source: 0001712184-25-000015 · wk-form4_1738706673.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,834

F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the issuance of shares pursuant to the ESPP's "match benefit."

Read SEC document
December 29, 2024 Filed Feb 4, 2025 22:04 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantClass C Common Shares 199 $0.00 $0.00
Disclosure

SEC source: 0001712184-25-000015 · wk-form4_1738706673.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,933

F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:03 UTC Liberty Latin America Ltd. LILA · Entity 4630 PurchaseClass C Common Shares 23,076 $6.66 $153,686.16
Disclosure

SEC source: 0001712184-24-000257 · wk-form4_1731963796.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,403,412

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 441,468 Not disclosed Strike: $10.48 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 16

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,468

Underlying: Class C Common Shares · 441,468 shares

Expires 2030-03-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights C · Derivative 441,468 Not disclosed Strike: $10.48 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 15

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 441,468 shares

Expires 2027-03-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 245,654 Not disclosed Strike: $20.03 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 14

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,654

Underlying: Class C Common Shares · 245,654 shares

Expires 2029-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights C · Derivative 245,654 Not disclosed Strike: $20.03 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 13

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 245,654 shares

Expires 2026-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 231,480 Not disclosed Strike: $18.24 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 12

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,480

Underlying: Class C Common Shares · 231,480 shares

Expires 2028-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights C · Derivative 231,480 Not disclosed Strike: $18.24 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 11

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 231,480 shares

Expires 2025-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights C · Derivative 400,000 Not disclosed Strike: $21.39 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 10

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class C Common Shares · 400,000 shares

Expires 2028-01-02

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights C · Derivative 400,000 Not disclosed Strike: $21.39 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 9

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Shares · 400,000 shares

Expires 2025-01-02

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 220,734 Not disclosed Strike: $10.42 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 8

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,734

Underlying: Class A Common Shares · 220,734 shares

Expires 2030-03-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights A · Derivative 220,734 Not disclosed Strike: $10.42 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 7

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 220,734 shares

Expires 2027-03-16

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 122,827 Not disclosed Strike: $19.91 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 6

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,827

Underlying: Class A Common Shares · 122,827 shares

Expires 2029-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights A · Derivative 122,827 Not disclosed Strike: $19.91 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 5

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 122,827 shares

Expires 2026-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 GrantShare Appreciation Rights A · Derivative 115,740 Not disclosed Strike: $18.63 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,740

Underlying: Class A Common Shares · 115,740 shares

Expires 2028-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 20:06 UTC Liberty Latin America Ltd. LILA · Entity 4630 Disposition to issuerShare Appreciation Rights A · Derivative 115,740 Not disclosed Strike: $18.63 Not disclosed
Disclosure

SEC source: 0001712184-24-000239 · wk-form4_1729800377.xml · derivative · entry 3

Nair Balan · CIK 0001398905 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 115,740 shares

Expires 2025-05-01

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.