Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Director | December 31, 2025 | January 05, 2026 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 28, 2026 | April 28, 2026 |
| Liberty Latin America Ltd.LILA · Entity 4630 | Director · President and CEO | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,373 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 13,809 · Balance 125,373 F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 28, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,029 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Purchase · Acquired 1,000 · Balance 12,029 |
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 3,339,147 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 803 · Balance 3,337,601 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 449 · Balance 3,337,152 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 2,049 · Balance 3,339,201 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 54 · Balance 3,339,147 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 394,988 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 80 · Balance 394,988 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 21,640 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 21,640 |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 1,139 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,139 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liberty Global Ltd.
Report date December 31, 2017 · Filed February 15, 2018
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LiLAC Class CSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Other · Disposed 61,903 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Class CSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Other · Disposed 1,139 · Balance 0 F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.84 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Other · Disposed 14,240 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $39.71 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-29 · Other · Disposed 15,106 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $40.61 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Other · Disposed 6,052 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $46.52 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-29 · Other · Disposed 5,359 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $50.84 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-29 · Other · Disposed 13,176 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $35.37 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-29 · Other · Disposed 6,690 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $38.65 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-29 · Other · Disposed 16,694 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-29 · Other · Disposed 16,985 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-12-29 · Other · Disposed 21,205 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $32.42 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-12-29 · Other · Disposed 42,390 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2020-06-24 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-12-29 · Other · Disposed 8,492 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $36.44 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-12-29 · Other · Disposed 4,670 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $34.03 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-12-29 · Other · Disposed 9,343 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $31.14 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-12-29 · Other · Disposed 3,744 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $33.35 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-12-29 · Other · Disposed 1,872 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.81 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-12-29 · Other · Disposed 3,972 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-12-29 · Other · Disposed 1,986 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $23.84 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-12-29 · Other · Disposed 9,913 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2019-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-12-29 · Other · Disposed 4,956 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-12-29 · Other · Disposed 2,097 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $21.96 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-12-29 · Other · Disposed 10,468 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $22.88 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-12-29 · Other · Disposed 5,234 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
| LiLAC Share Appreciation Rights CSEC Table II · derivative / convertible security · Conversion / exercise price $20.09 · Expires 2018-05-01 | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-12-29 · Other · Disposed 4,194 · Balance 0 F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7: The SARs are immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
F2: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
F7: The SARs are immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Aug 3, 2026 20:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherSeries A Preference Shares | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000019 · wk-form4_1785788761.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,988 F5 · kind: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. Read SEC document |
| June 30, 2026 Filed Aug 3, 2026 20:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 54 | $7.32 | $395.28 |
DisclosureSEC source: 0001398905-26-000019 · wk-form4_1785788761.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,339,147 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4 · price: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document |
| June 30, 2026 Filed Aug 3, 2026 20:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 2,049 | $7.32 | $14,998.68 |
DisclosureSEC source: 0001398905-26-000019 · wk-form4_1785788761.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,339,201 F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4 · price: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Read SEC document |
| June 30, 2026 Filed Aug 3, 2026 20:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 449 | $7.79 | $3,497.71 |
DisclosureSEC source: 0001398905-26-000019 · wk-form4_1785788761.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,337,152 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Read SEC document |
| June 30, 2026 Filed Aug 3, 2026 20:26 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 803 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000019 · wk-form4_1785788761.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,337,601 F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 29, 2026 Filed Jul 2, 2026 00:22 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 60,000 | $7.63 | $457,800.00 |
DisclosureSEC source: 0001398905-26-000015 · wk-form4_1782951736.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,336,798 F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes. F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes. Read SEC document |
| June 29, 2026 Filed Jul 2, 2026 00:22 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass B Common Shares | 60,000 | $7.63 | $457,800.00 |
DisclosureSEC source: 0001398905-26-000015 · wk-form4_1782951736.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,563 F1 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share. F2 · shares: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes. F2 · price: On June 29, 2026, the Reporting Person entered into an Exchange Agreement with a member of the Issuer's board of directors to exchange 60,000 Class B common shares held by the Reporting Person for 60,000 Class C common shares held by the board member at a price of $7.63 per share, which was the closing share price of the Issuer's Class C common shares on June 29, 2026. The Reporting Person continues to support the Issuer's long-term business strategy, but desired to effect the exchange for tax planning purposes. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 21:08 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseSeries A Preference Shares | 13,155 | $18.95 | $249,339.87 |
DisclosureSEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,908 F3 · price: The price reflects a weighted average of purchases made at prices ranging from $18.9500 to $18.9550. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 21:08 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 151,759 | $4.95 | $751,631.98 |
DisclosureSEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,276,798 F2 · price: The price reflects a weighted average of purchases made at prices ranging from $4.8200 to $5.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2026 Filed Jul 18, 2026 00:11 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherRestricted Share Units P · Derivative | 61,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,935 Underlying: Series A Preference Shares · 61,935 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement. F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. Read SEC document |
| June 17, 2026 Filed Jul 18, 2026 00:11 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherRestricted Share Units P · Derivative | 46,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,359 Underlying: Series A Preference Shares · 46,359 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement. F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. F4 · derivative.exercise_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028. F4 · derivative.expiration_date: The RSUs vest in two equal annual installments on March 15 of 2027 and 2028. F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. Read SEC document |
| June 17, 2026 Filed Jul 18, 2026 00:11 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherRestricted Share Units P · Derivative | 23,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000017 · wk-form4_1784333490.xml · derivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,622 Underlying: Series A Preference Shares · 23,622 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit P ("RSU") represents a right to receive one share of the Issuer's Series A Preference Shares at settlement. F2 · shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. F3 · derivative.exercise_date: The Restricted Share Units vest in full on March 15, 2027. F3 · derivative.expiration_date: The Restricted Share Units vest in full on March 15, 2027. F2 · derivative.underlying_shares: In connection with the Dividend (as defined in Remarks), all RSUs with respect to the Issuer's common stock ("Original RSUs") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the RSU awards held by the reporting person were granted. Each holder of an Original RSU was entitled to receive an RSU with respect to a number of Preferred Shares equal to 0.10 multiplied by the number of shares of common stock underlying the Original RSU, subject to the same terms and conditions as the Original RSU. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3. Read SEC document |
| June 16, 2026 Filed Jun 23, 2026 21:08 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherSeries A Preference Shares | 381,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000108 · wk-form4_1782248880.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,753 F1 · balance_after: On May 21, 2026, the Issuer announced that an authorized committee of the Issuer's board of directors declared a special dividend on each of its outstanding common shares payable on June 16, 2026 to all holders of record as of 5:00 p.m., New York City time, on June 1, 2026 consisting of a special dividend of 0.10 shares of newly issued 9.0% Fixed Rate Cumulative Perpetual Redeemable Series A Preferred Shares (the "Preferred Shares"), having an initial liquidation price of $25 per Preferred Share (the "Dividend"). As a result of the Dividend, the reporting person directly received 381,753 Preferred Shares. Read SEC document |
| May 08, 2026 Filed May 12, 2026 21:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 20,000 | $8.07 | $161,490.00 |
DisclosureSEC source: 0001398905-26-000012 · wk-form4_1778621357.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,125,039 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $8.0650 to $8.0800. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| April 28, 2026 Filed Apr 28, 2026 20:19 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseClass A Common Stock | 1,000 | $175.46 | $175,460.00 |
DisclosureSEC source: 0001398905-26-000010 · wk-form4_1777407553.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,029 Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 20:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 489 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000008 · wk-form4_1776975922.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,029 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by the Company to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2027. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 20:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 918 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000008 · wk-form4_1776975922.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,540 F1 · shares: Grant of Restricted Stock (price not applicable) valued at $225,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2027. Read SEC document |
| March 30, 2026 Filed Mar 31, 2026 21:23 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass B Common Shares | 132,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001398905-26-000006 · wk-form4_1774992189.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,563 F2 · security: Each Class B Common Share is convertible, at the holder's election, into one Class A Common Share, at any time for no consideration other than the surrender of the Class B Common Share for each Class A Common Share. F3 · kind: The Issuer's Compensation Committee approved vesting of 132,813 Class B common share performance share units by the Reporting Person based on his and the Issuer's 2026 performance. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 21:23 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 1,300,243 | $7.84 | $10,193,905.12 |
DisclosureSEC source: 0001398905-26-000006 · wk-form4_1774992189.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,105,039 F1 · shares: The Reporting Person surrendered 1,363,080 Class A common shares to the Issuer and received 1,300,243 Class C common shares (the "Exchange") pursuant to an Exchange Agreement between the Issuer and the Reporting Person, dated March 27, 2026. The Exchange is exempt pursuant to Rules 16b-3(d) and (e) of the Securities Exchange Act of 1934, as amended. According to the terms of the Exchange Agreement, the value of the Class A and Class C common shares was equal to the closing prices of such shares on March 20, 2026. The Reporting Person's Schedule 13D/A No.2 filed on March 31, 2026 provides additional information regarding the exchange. F1 · price: The Reporting Person surrendered 1,363,080 Class A common shares to the Issuer and received 1,300,243 Class C common shares (the "Exchange") pursuant to an Exchange Agreement between the Issuer and the Reporting Person, dated March 27, 2026. The Exchange is exempt pursuant to Rules 16b-3(d) and (e) of the Securities Exchange Act of 1934, as amended. According to the terms of the Exchange Agreement, the value of the Class A and Class C common shares was equal to the closing prices of such shares on March 20, 2026. The Reporting Person's Schedule 13D/A No.2 filed on March 31, 2026 provides additional information regarding the exchange. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 21:23 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Disposition to issuerClass A Common Shares | 1,363,080 | $7.81 | $10,645,654.80 |
DisclosureSEC source: 0001398905-26-000006 · wk-form4_1774992189.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93 F1 · shares: The Reporting Person surrendered 1,363,080 Class A common shares to the Issuer and received 1,300,243 Class C common shares (the "Exchange") pursuant to an Exchange Agreement between the Issuer and the Reporting Person, dated March 27, 2026. The Exchange is exempt pursuant to Rules 16b-3(d) and (e) of the Securities Exchange Act of 1934, as amended. According to the terms of the Exchange Agreement, the value of the Class A and Class C common shares was equal to the closing prices of such shares on March 20, 2026. The Reporting Person's Schedule 13D/A No.2 filed on March 31, 2026 provides additional information regarding the exchange. F1 · price: The Reporting Person surrendered 1,363,080 Class A common shares to the Issuer and received 1,300,243 Class C common shares (the "Exchange") pursuant to an Exchange Agreement between the Issuer and the Reporting Person, dated March 27, 2026. The Exchange is exempt pursuant to Rules 16b-3(d) and (e) of the Securities Exchange Act of 1934, as amended. According to the terms of the Exchange Agreement, the value of the Class A and Class C common shares was equal to the closing prices of such shares on March 20, 2026. The Reporting Person's Schedule 13D/A No.2 filed on March 31, 2026 provides additional information regarding the exchange. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 154,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 21 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,060 Underlying: Class C Common Shares · 154,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 77,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 20 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,530 Underlying: Class A Common Shares · 77,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2026, 2027 and 2028. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 157,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 19 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,480 Underlying: Class C Common Shares · 157,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 78,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 18 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,740 Underlying: Class A Common Shares · 78,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2025, 2026 and 2027. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units C · Derivative | 120,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 17 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Shares · 120,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionRestricted Share Units A · Derivative | 60,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 16 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 60,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2024, 2025 and 2026. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 100,585 | $7.77 | $781,545.45 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 9 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,804,796 Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 154,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 8 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,905,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 102,504 | $7.77 | $796,456.08 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 7 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,850 Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 157,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 6 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,853,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 78,260 | $7.77 | $608,080.20 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 5 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,695,874 Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass C Common Shares | 120,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,774,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 77,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,363,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 78,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Exercise / conversionClass A Common Shares | 60,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,207,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights C · Derivative | 780,488 | $0.00 Strike: $7.77 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 15 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,488 Underlying: Class C Common Shares · 780,488 shares Expires 2036-03-13 F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments on March 15 of 2027, 2028 and 2029 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantShare Appreciation Rights A · Derivative | 390,244 | $0.00 Strike: $7.58 | $0.00 |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 14 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,244 Underlying: Class A Common Shares · 390,244 shares Expires 2036-03-13 F3 · derivative.exercise_date: The Share Appreciation Rights vest in three equal annual installments on March 15 of 2027, 2028 and 2029 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units C · Derivative | 412,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 13 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,904 Underlying: Class C Common Shares · 412,904 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:44 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantRestricted Share Units A · Derivative | 206,452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-26-000045 · wk-form4_1773783855.xml · derivative · entry 12 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,452 Underlying: Class A Common Shares · 206,452 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F1 · price: Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on March 15 of 2027, 2028 and 2029. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 23:26 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 13,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-002900 · ownership.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,373 F1 · kind: Represents a restricted stock award grant that vests in full on the first anniversary of the date of grant. Read SEC document |
| December 31, 2025 Filed Feb 10, 2026 21:15 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 6 | $7.46 | $44.76 |
DisclosureSEC source: 0001712184-26-000008 · wk-form4_1770758141.xml · nonDerivative · entry 4 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,653,902 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Read SEC document |
| December 31, 2025 Filed Feb 10, 2026 21:15 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 88 | $6.43 | $565.84 |
DisclosureSEC source: 0001712184-26-000008 · wk-form4_1770758141.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,653,908 F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4 · price: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the contribution period, with the lower of the two being used to determine the purchase price. Read SEC document |
| December 31, 2025 Filed Feb 10, 2026 21:15 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 78 | $7.46 | $581.88 |
DisclosureSEC source: 0001712184-26-000008 · wk-form4_1770758141.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,653,820 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Read SEC document |
| December 31, 2025 Filed Feb 10, 2026 21:15 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-26-000008 · wk-form4_1770758141.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,653,898 F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 12:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseClass A Common Stock | 360 | $274.21 | $98,715.60 |
DisclosureSEC source: 0001091667-25-000151 · wk-form4_1754310914.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,622 Read SEC document |
| June 30, 2025 Filed Aug 5, 2025 20:24 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 2,411 | $6.22 | $14,996.42 |
DisclosureSEC source: 0001712184-25-000124 · wk-form4_1754425476.xml · nonDerivative · entry 3 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,653,742 F3 · kind: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 28, 2025 Filed Aug 5, 2025 20:24 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | Tax withholdingClass C Common Shares | 257 | $6.11 | $1,570.27 |
DisclosureSEC source: 0001712184-25-000124 · wk-form4_1754425476.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,331 F2 · kind: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the issuance of shares pursuant to the ESPP's "match benefit." Read SEC document |
| June 28, 2025 Filed Aug 5, 2025 20:24 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | GrantClass C Common Shares | 587 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-25-000124 · wk-form4_1754425476.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,588 F1 · kind: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:33 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 22,779 | $4.39 | $99,995.25 |
DisclosureSEC source: 0001712184-25-000098 · wk-form4_1747254803.xml · nonDerivative · entry 1 Nair Balan · CIK 0001398905 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,001 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $4.3850 to $4.3900. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 20:27 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantClass A Common Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-25-000086 · wk-form4_1745526463.xml · nonDerivative · entry 2 Nair Balan · CIK 0001398905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,262 F2 · shares: Grant of Restricted Stock (price not applicable) under an election offered by the Company to its eligible non-employee directors to accept board retainer in stock in lieu of cash valued at $120,000 on date of grant, to fully vest on the date of the Company's annual meeting of stockholders in 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.