person · Reporting owner

Ungerleider Howard I

Disclosed activity across 8 companies

Tapewire entity: 27123
SEC CIK: 0001514396

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Air Products & Chemicals, Inc.APD · Entity 2983	Director	September 30, 2026	October 01, 2026
American Airlines Group Inc.AAL · Entity 3599	Director	June 10, 2026	June 12, 2026
DOW INC.DOW · Entity 3233	President and CFO	March 13, 2023	March 15, 2023
Kyndryl Holdings, Inc.KD · Entity 2161	Director	July 30, 2026	August 03, 2026
Phillips 66PSX · Entity 2915	Director	March 16, 2026	March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date September 30, 2026 · Filed October 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	981.6371	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 6.323 · Balance 981.6371 F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2: Not applicable to this security F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

American Airlines Group Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	36,578	Reported balance After 2026-06-10 transaction · row 1 1 source row Row 1 · 2026-06-10 · Grant · Acquired 11,177 · Balance 36,578 F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

DOW INC.

Report date March 13, 2023 · Filed March 15, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	149,891	Reported balance After 2023-03-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-03-13 · Disposition to issuer · Disposed 30,170 · Balance 149,891 F1: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
Common StockSEC Table I · non-derivative	Direct	110,864	Reported balance After 2023-03-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-03-13 · Gift · Disposed 39,027 · Balance 110,864 F2: Total includes previously reported restricted stock units.
Common StockSEC Table I · non-derivative	IndirectBy Trust	191,622	Reported balance After 2023-03-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-03-13 · Gift · Acquired 39,027 · Balance 191,622
Common StockSEC Table I · non-derivative	IndirectBy Trust	181,622	Reported balance After 2023-03-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2023-03-13 · Gift · Disposed 10,000 · Balance 181,622 F3: Bona fide gift to a charitable foundation.
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	926.64	Reported balance Holding disclosure · report date 2023-03-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 926.64
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan	389.79	Reported balance Holding disclosure · report date 2023-03-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 389.79

Filing footnotes · ownership attribution and instrument terms

F1: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2: Total includes previously reported restricted stock units.

F3: Bona fide gift to a charitable foundation.

Kyndryl Holdings, Inc.

Report date July 30, 2026 · Filed August 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	97,930	Reported balance After 2026-07-30 transaction · row 1 1 source row Row 1 · 2026-07-30 · Grant · Acquired 17,844 · Balance 97,930 F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).

Phillips 66

Report date March 16, 2026 · Filed March 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	949	Reported balance After 2026-03-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-03-16 · Grant · Acquired 949 · Balance 949 F1: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. This is a prorated amount of the annual grant to reflect the new director joining the board. F2: The price reflected above is the average of the high and the low price of the Company's stock on March 16, 2026. F3: Includes 949 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. This is a prorated amount of the annual grant to reflect the new director joining the board.

F2: The price reflected above is the average of the high and the low price of the Company's stock on March 16, 2026.

F3: Includes 949 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOW CHEMICAL CO /DE/

Report date August 31, 2017 · Filed September 05, 2017

Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
CommonSEC Table I · non-derivative	Direct	Reported balance After 2017-08-31 transaction · row 1 1 source row Row 1 · 2017-08-31 · Disposition to issuer · Disposed 56,870 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 21,200 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 16,960 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan	Reported balance After 2017-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-08-31 · Disposition to issuer · Disposed 311.636 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	Reported balance After 2017-08-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-08-31 · Disposition to issuer · Disposed 2,767.1669 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
CommonSEC Table I · non-derivative	IndirectBy Trust	Reported balance After 2017-08-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-08-31 · Disposition to issuer · Disposed 106,387.9183 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10	Direct	Reported balance After 2017-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-08-31 · Disposition to issuer · Disposed 82,420 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10	Direct	Reported balance After 2017-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-08-31 · Disposition to issuer · Disposed 86,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11	Direct	Reported balance After 2017-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-08-31 · Disposition to issuer · Disposed 18,600 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.79 · Expires 2020-02-12	Direct	Reported balance After 2017-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-08-31 · Disposition to issuer · Disposed 22,400 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12	Direct	Reported balance After 2017-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-08-31 · Disposition to issuer · Disposed 106,850 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.53 · Expires 2019-02-13	Direct	Reported balance After 2017-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-08-31 · Disposition to issuer · Disposed 11,288 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13	Direct	Reported balance After 2017-08-31 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14	Direct	Reported balance After 2017-08-31 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.62 · Expires 2018-02-15	Direct	Reported balance After 2017-08-31 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-08-31 · Disposition to issuer · Disposed 30,750 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15	Direct	Reported balance After 2017-08-31 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 21,200 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 16,960 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F3: This option was fully vested and exercisable at the time of the Merger.

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

DuPont de Nemours, Inc.

Report date April 01, 2019 · Filed April 04, 2019

Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	184,509	Reported balance After 2019-04-01 transaction · row 1 1 source row Row 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 184,509 F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan	444.639	Reported balance Holding disclosure · report date 2019-04-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 444.639
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	2,782.333	Reported balance Holding disclosure · report date 2019-04-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,782.333
Common StockSEC Table I · non-derivative	IndirectBy Trust	151,313.9183	Reported balance Holding disclosure · report date 2019-04-01 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 151,313.9183

Filing footnotes · ownership attribution and instrument terms

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Wolverine Bancorp, Inc.

Report date October 17, 2017 · Filed October 17, 2017

Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-10-17 transaction · row 1 1 source row Row 1 · 2017-10-17 · Other · Disposed 2,507 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.
Common StockSEC Table I · non-derivative	IndirectBy Spouse's IRA	Reported balance After 2017-10-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-10-17 · Other · Disposed 3,000 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.75 · Expires 2026-09-12	Direct	Reported balance After 2017-10-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-10-17 · Other · Disposed 7,500 · Balance 0 F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.30 · Expires 2022-08-21	Direct	Reported balance After 2017-10-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-10-17 · Other · Disposed 7,522 · Balance 0 F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.

F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 16, 2021 Filed Feb 19, 2021 02:21 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	21,561	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000059 · wf-form4_161370125915372.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,667 Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:21 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	59,812	$58.66	$3,508,571.92	Disclosure SEC source: 0001751788-21-000059 · wf-form4_161370125915372.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,228 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $58.54 to $58.82. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:21 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	81,373	$34.43	$2,801,672.39	Disclosure SEC source: 0001751788-21-000059 · wf-form4_161370125915372.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	87,180	$0.00 Strike: $57.67	$0.00	Disclosure SEC source: 0001751788-21-000037 · wf-form4_161352650547113.xml · derivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,180 Underlying: Common Stock · 87,180 shares Expires 2031-02-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	11,760	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000037 · wf-form4_161352650547113.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,667 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	7,000	$0.00 Strike: $38.87	$0.00	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · derivative · entry 10 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	2,719	$0.00	$0.00	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 6 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 84,223 Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	5,960	$52.91	$315,319.76	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,907 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F2 · price: The price in respect of November 10, 2020 is a weighted average sale price for the transaction initiated on November 9, 2020 and executed over November 9 and 10, 2020. The shares sold on November 9, 2020 were all sold at $52.805 and the shares sold on November 10, 2020 were sold in multiple transactions at prices ranging from $52.87 to $52.91. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	2,719	$0.00	$0.00	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,867 Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	7,000	$38.87	$272,090.00	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	11,363	$0.00 Strike: $38.87	$0.00	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · derivative · entry 9 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 11,363 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	9,684	$52.81	$511,363.62	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,586 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F2 · price: The price in respect of November 10, 2020 is a weighted average sale price for the transaction initiated on November 9, 2020 and executed over November 9 and 10, 2020. The shares sold on November 9, 2020 were all sold at $52.805 and the shares sold on November 10, 2020 were sold in multiple transactions at prices ranging from $52.87 to $52.91. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:03 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	11,363	$38.87	$441,679.81	Disclosure SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 27, 2020 Filed Feb 27, 2020 23:36 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	17,911	$0.00	$0.00	Disclosure SEC source: 0001225208-20-003731 · doc4.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 81,504 Read SEC document
February 27, 2020 Filed Feb 27, 2020 23:36 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	17,911	$0.00	$0.00	Disclosure SEC source: 0001225208-20-003731 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,907 Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:36 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	41,282	$43.95	$1,814,343.90	Disclosure SEC source: 0001225208-20-003731 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,818 F1 · shares: The restricted stock units originally converted from performance based awards delivered on February 25, 2020, were settled in cash on February 27, 2020. Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:43 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	146,020	$0.00 Strike: $48.30	$0.00	Disclosure SEC source: 0001225208-20-002677 · doc4.xml · derivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,020 Underlying: Common Stock · 146,020 shares Expires 2030-02-13 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:43 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	13,360	$0.00	$0.00	Disclosure SEC source: 0001225208-20-002677 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,100 F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment. Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	22,115	$0.00 Strike: $28.14	$0.00	Disclosure SEC source: 0001225208-20-002402 · doc4.xml · derivative · entry 6 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,115 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC	DOW INC. DOW · Entity 3233	OtherCommon Stock	16,164	$49.38	$798,178.32	Disclosure SEC source: 0001225208-20-002402 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,740 F1 · shares: Represents shares withheld by the company to satisfy the payment of the exercise price and withholding tax obligation through a net settlement on the exercise date; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:09 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	22,115	$28.14	$622,316.10	Disclosure SEC source: 0001225208-20-002402 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	4,785	$48.19	$230,589.15	Disclosure SEC source: 0001225208-20-002077 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,789 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:54 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	13,156	$0.00	$0.00	Disclosure SEC source: 0001225208-19-012384 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 63,593 Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:54 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	13,156	$0.00	$0.00	Disclosure SEC source: 0001225208-19-012384 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,574 Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	10,172	$41.80	$425,189.60	Disclosure SEC source: 0001225208-19-012194 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,730 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 3, 2019 and June 4, 2019, net of the withholding. Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:55 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	2,389	$0.00	$0.00	Disclosure SEC source: 0001225208-19-008802 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,902 F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	103,880	$0.00 Strike: $54.89	$0.00	Disclosure SEC source: 0001225208-19-006749 · doc4.xml · derivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,880 Underlying: Common Stock · 103,880 shares Expires 2029-04-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:07 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	11,350	$0.00	$0.00	Disclosure SEC source: 0001225208-19-006749 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,513 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	89,478	$0.00 Strike: $72.77	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 14 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,478 Underlying: Common Stock · 89,478 shares Expires 2028-02-15 F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	85,125	$0.00 Strike: $61.97	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 13 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,125 Underlying: Common Stock · 85,125 shares Expires 2027-02-10 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	105,493	$0.00 Strike: $46.60	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 12 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,493 Underlying: Common Stock · 105,493 shares Expires 2026-02-12 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	94,395	$0.00 Strike: $50.07	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 11 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,395 Underlying: Common Stock · 94,395 shares Expires 2025-02-13 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	94,998	$0.00 Strike: $47.31	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 10 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,998 Underlying: Common Stock · 94,998 shares Expires 2024-02-14 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	208,201	$0.00 Strike: $32.57	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 9 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,201 Underlying: Common Stock · 208,201 shares Expires 2023-02-15 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	81,373	$0.00 Strike: $34.43	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 8 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,373 Underlying: Common Stock · 81,373 shares Expires 2022-02-10 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	18,363	$0.00 Strike: $38.87	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 7 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,363 Underlying: Common Stock · 18,363 shares Expires 2021-02-11 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	22,115	$0.00 Strike: $28.14	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · derivative · entry 6 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,115 Underlying: Common Stock · 22,115 shares Expires 2020-02-12 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	20,939	$0.00	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,163 F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	127,224	$0.00	$0.00	Disclosure SEC source: 0000899243-19-009936 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,224 F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 58,027 shares on or about February 10, 2020; and 69,197 shares on or about March 12, 2021. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:42 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	GrantCommon Stock	55,650	$0.00	$0.00	Disclosure SEC source: 0001225208-19-006406 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,509 F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. F1 · price: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. Read SEC document
February 27, 2019 Filed Feb 28, 2019 23:22 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	OtherCommon Stock	24,457	$0.00	$0.00	Disclosure SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 151,313.9183 F2 · kind: Change in nature of ownership. Read SEC document
February 27, 2019 Filed Feb 28, 2019 23:22 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	OtherCommon Stock	24,457	$0.00	$0.00	Disclosure SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,859 F2 · kind: Change in nature of ownership. Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:22 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Disposition to issuerCommon Stock	45,780	$55.88	$2,558,186.40	Disclosure SEC source: 0001225208-19-004006 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,316 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person. Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	2,788	$0.00 Strike: $9.53	$0.00	Disclosure SEC source: 0001225208-19-002605 · doc4.xml · derivative · entry 7 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,788 shares Expires 2019-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010. Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Tax withholdingCommon Stock	1,498	$53.14	$79,603.72	Disclosure SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,096 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:08 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Exercise / conversionCommon Stock	2,788	$9.53	$26,569.64	Disclosure SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:08 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Tax withholdingCommon Stock	6,533	$53.36	$348,600.88	Disclosure SEC source: 0001225208-19-002605 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,806 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported. Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	8,500	$0.00 Strike: $9.53	$0.00	Disclosure SEC source: 0001225208-18-012528 · doc4.xml · derivative · entry 5 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,788 Underlying: Common Stock · 8,500 shares Expires 2019-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights. F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010. Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	Exercise / conversionCommon Stock	8,500	$9.53	$81,005.00	Disclosure SEC source: 0001225208-18-012528 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:05 UTC	DuPont de Nemours, Inc. DWDP · Entity 3297	GrantCommon Stock	70,087	$0.00	$0.00	Disclosure SEC source: 0001225208-18-006044 · doc4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,839 F1 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: Restricted Stock Units to be delivered in one installment five years from the grant date upon continuation of employment. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.