Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | Director · See Remarks | August 20, 2026 | August 24, 2026 |
| Allison Transmission Holdings IncALSN · Entity 246 | Director | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectReporting Person's Revocable Trust | 51,652 |
Reported balance
After 2026-08-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-20 · Gift · Disposed 2,000 · Balance 51,652 F1: Shares held in revocable trust for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 77,268 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 77,268 |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's Irrevocable Trust | 109,955 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 109,955 F2: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's 2024 GRAT | 11,867 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,867 F3: Shares held in GRATs of which the reporting person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's 2025 GRAT | 46,500 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 46,500 F3: Shares held in GRATs of which the reporting person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSpouse's Revocable Trust | 6,495 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 6,495 F4: Shares held in revocable trust for the benefit of the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectSpouse's Irrevocable Trust | 69,005 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 69,005 F5: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP | 17,112.0923 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 17,112.0923 F6: Represents current allocation under KSOP. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in revocable trust for the benefit of the reporting person.
F2: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
F3: Shares held in GRATs of which the reporting person is trustee.
F4: Shares held in revocable trust for the benefit of the reporting person's spouse.
F5: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
F6: Represents current allocation under KSOP.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 6 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 3 · Balance 6 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2023 Filed May 5, 2023 22:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010378 · form4.xml · derivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. F6 · derivative.expiration_date: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010378 · form4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F4 · shares: Includes 77 dividend equivalents. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010378 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,009 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $47.47, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007362 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 7 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Irrevocable Trust Disclosed balance after: 61,500 F6 · kind: On February 17, 2023, the revocable trust for the benefit of the reporting person's spouse contributed 9,000 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. F7 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 6 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 14,000 F6 · kind: On February 17, 2023, the revocable trust for the benefit of the reporting person's spouse contributed 9,000 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. F5 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 15,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 23,000 F4 · kind: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 15,500 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person's spouse. F5 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 15,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 50,646 F4 · kind: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 15,500 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person's spouse. F2 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Irrevocable Trust Disclosed balance after: 93,500 F1 · kind: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 9,000 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. F3 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:58 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005529 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 66,146 F1 · kind: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 9,000 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. F2 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 21:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002375 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $45.95, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023218 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 19:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021644 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $42.84, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031033 · doc4.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Irrevocable Trust Disclosed balance after: 52,500 F4 · kind: On September 13, 2022, the revocable trust for the benefit of the reporting person's spouse contributed 2,500 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. F6 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031033 · doc4.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 7,500 F4 · kind: On September 13, 2022, the revocable trust for the benefit of the reporting person's spouse contributed 2,500 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. F5 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031033 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Irrevocable Trust Disclosed balance after: 84,500 F1 · kind: On September 13, 2022, the revocable trust for the benefit of the reporting person contributed 2,500 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. F3 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031033 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 75,146 F1 · kind: On September 13, 2022, the revocable trust for the benefit of the reporting person contributed 2,500 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. F2 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 68,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030414 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 77,646 F1 · kind: On September 1, 2022, the reporting person contributed 68,726 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person. F2 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 68,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030414 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,668 F1 · kind: On September 1, 2022, the reporting person contributed 68,726 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019087 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 17:55 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-017532 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · price: The number of shares of common stock received was calculated based on $37.71, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013971 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 22, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 3,788 | $104.91 | $397,399.08 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 6 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,394 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,354 | $103.88 | $140,653.52 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,182 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,778 | $103.88 | $288,578.64 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,536 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 24,757 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019146 · doc4.xml · derivative · entry 9 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,757 Underlying: Common Stock · 24,757 shares Expires 2032-05-17 F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,413 | $99.29 | $239,586.77 |
DisclosureSEC source: 0000899243-22-019146 · doc4.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,064 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 43,940 | $99.29 | $4,362,802.60 |
DisclosureSEC source: 0000899243-22-019146 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,477 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 10,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019146 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,417 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:51 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 105,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019146 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,093 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 5,319 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 25,357 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · derivative · entry 11 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,357 Underlying: Common Stock · 25,357 shares Expires 2032-05-17 F9 · shares: Incorrectly reported on Form 4 as 24,757. F10 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. F9 · derivative.underlying_shares: Incorrectly reported on Form 4 as 24,757. F9 · balance_after: Incorrectly reported on Form 4 as 24,757. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,413 | $99.29 | $239,586.77 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,314 F4 · balance_after: Incorrectly reported on Form 4 as 99,064. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 43,940 | $99.29 | $4,362,802.60 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,727 F3 · balance_after: Incorrectly reported on Form 4 as 101,477. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:13 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 10,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019312 · doc4a.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,667 F1 · shares: Incorrectly reported on Form 4 as 10,324. F2 · balance_after: Incorrectly reported on Form 4 as 145,417. Read SEC document |
| May 05, 2022 Filed May 6, 2022 19:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011767 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746 Underlying: Common Stock · 3,746 shares Expires not disclosed F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Sixth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The number of RSUs received was calculated based on $38,70, which was the closing price of the Company's common stock on the date of grant. F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| November 03, 2021 Filed May 13, 2022 20:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018013 · doc5.xml · nonDerivative · entry 6 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 10,000 F4 · kind: On November 3, 2021, the revocable trust for the benefit of the reporting person's spouse contributed 50,000 shares of ADS common stock to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Read SEC document |
| October 29, 2021 Filed May 13, 2022 20:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 82,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018013 · doc5.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 8,920 F3 · kind: On October 29, 2021 the revocable trust for the benefit of the reporting person contributed 82,000 shares of ADS common stock to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Read SEC document |
| October 21, 2021 Filed May 13, 2022 20:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018013 · doc5.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,544 F2 · kind: On October 21, 2021, the reporting person contributed 60,000 shares of ADS common stock to a revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| October 21, 2021 Filed May 13, 2022 20:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 90,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018013 · doc5.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · President and Chief Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,554 F1 · kind: On October 21, 2021, the reporting person contributed 90,920 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person. Read SEC document |
| May 23, 2021 Filed May 25, 2021 21:17 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 3,629 | $112.09 | $406,774.61 |
DisclosureSEC source: 0000899243-21-020581 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,474 Read SEC document |
| May 22, 2021 Filed May 25, 2021 21:17 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 3,746 | $112.09 | $419,889.14 |
DisclosureSEC source: 0000899243-21-020581 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,103 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 22,900 | $0.00 Strike: $105.82 | $0.00 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · derivative · entry 6 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,900 Underlying: Common Stock · 22,900 shares Expires 2031-05-18 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,748 | $105.82 | $290,793.36 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,849 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,671 | $105.82 | $282,645.22 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,597 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 42,127 | $105.82 | $4,457,879.14 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,268 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,395 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 103,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020389 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,440 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2021 had been met. Total includes dividend equivalents in the amount of 5,955 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 56,800 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-20-014057 · doc4.xml · derivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,800 Underlying: Common Stock · 56,800 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 17,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014057 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,447 Read SEC document |
| May 20, 2020 Filed Jun 12, 2020 21:38 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 59,898 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-20-016400 · doc4a.xml · derivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,898 Underlying: Common Stock · 59,898 shares Expires 2030-05-19 F3 · shares: Incorrectly reported on Form 4 as 56,800. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. F3 · derivative.underlying_shares: Incorrectly reported on Form 4 as 56,800. F3 · balance_after: Incorrectly reported on Form 4 as 56,800. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.