Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | Director · See Remarks | August 20, 2026 | August 24, 2026 |
| Allison Transmission Holdings IncALSN · Entity 246 | Director | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectReporting Person's Revocable Trust | 51,652 |
Reported balance
After 2026-08-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-20 · Gift · Disposed 2,000 · Balance 51,652 F1: Shares held in revocable trust for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 77,268 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 77,268 |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's Irrevocable Trust | 109,955 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 109,955 F2: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's 2024 GRAT | 11,867 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,867 F3: Shares held in GRATs of which the reporting person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectReporting Person's 2025 GRAT | 46,500 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 46,500 F3: Shares held in GRATs of which the reporting person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSpouse's Revocable Trust | 6,495 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 6,495 F4: Shares held in revocable trust for the benefit of the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectSpouse's Irrevocable Trust | 69,005 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 69,005 F5: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP | 17,112.0923 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 17,112.0923 F6: Represents current allocation under KSOP. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in revocable trust for the benefit of the reporting person.
F2: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
F3: Shares held in GRATs of which the reporting person is trustee.
F4: Shares held in revocable trust for the benefit of the reporting person's spouse.
F5: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
F6: Represents current allocation under KSOP.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 6 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 3 · Balance 6 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2025 Filed Mar 18, 2025 20:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-041147 · ownership.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-037911 · ownership.xml · nonDerivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse's Irrevocable Trust Disclosed balance after: 69,005 F5 · kind: On March 10, 2025, the reporting person transferred 3,200 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children. F7 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-037911 · ownership.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 6,495 F5 · kind: On March 10, 2025, the reporting person transferred 3,200 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children. F6 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-037911 · ownership.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Reporting Person's Irrevocable Trust Disclosed balance after: 98,805 F2 · kind: On March 10, 2025, the reporting person contributed 1,000 shares of common stock of ADS to an irrevocable trust for the benefit of the reporting person and his children. F4 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 20:05 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-037911 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 69,491 F2 · kind: On March 10, 2025, the reporting person contributed 1,000 shares of common stock of ADS to an irrevocable trust for the benefit of the reporting person and his children. F1 · balance_after: On August 29, 2024, the reporting person transferred 26,367 directly owned shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to his revocable trust for the benefit of the reporting person, which transfer is exempt under Rule 16a-13. On September 26, 2024, the reporting person transferred 26,367 shares of common stock of ADS from his revocable trust for the benefit of the reporting person to his 2024 GRAT of which the reporting person is trustee, which transfer is exempt under Rule 16a-13. On December 27, 2024, the reporting person transferred 24,150 shares of common stock of ADS from his 2023 GRAT of which the reporting person is trustee to his revocable trust for the benefit of the reporting person, which transfer is exempt under Rule 16a-13. F3 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-017876 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,063 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-132211 · ownership.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-125326 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,961 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $118.96, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| August 30, 2024 Filed Sep 5, 2024 00:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016181 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-014842 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,862 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $85.11, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011763 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:22 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 85,938 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000950170-24-065960 · ownership.xml · derivative · entry 9 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,938 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options vested in three equal installments beginning on May 21, 2020. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:22 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 85,938 | $174.10 | $14,961,711.27 |
DisclosureSEC source: 0000950170-24-065960 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,994 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.84 to $176.10, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:22 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 85,938 | $27.44 | $2,358,138.72 |
DisclosureSEC source: 0000950170-24-065960 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:11 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,930 | $177.06 | $341,725.80 |
DisclosureSEC source: 0000950170-24-064596 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,994 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 20, 2024 Filed May 21, 2024 22:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 15,823 | $0.00 Strike: $177.38 | $0.00 |
DisclosureSEC source: 0000950170-24-063195 · ownership.xml · derivative · entry 10 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,823 Underlying: Common Stock · 15,823 shares Expires 2034-05-20 F8 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 20, 2025, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 20, 2024 Filed May 21, 2024 22:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 7,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-063195 · ownership.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,924 Read SEC document |
| May 19, 2024 Filed May 21, 2024 22:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,354 | $174.13 | $235,772.02 |
DisclosureSEC source: 0000950170-24-063195 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,329 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 18, 2024 Filed May 21, 2024 22:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,599 | $174.13 | $278,433.87 |
DisclosureSEC source: 0000950170-24-063195 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,683 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:55 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 214 | $176.18 | $37,702.52 |
DisclosureSEC source: 0000950170-24-061819 · ownership.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,282 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:55 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 15,231 | $176.18 | $2,683,397.58 |
DisclosureSEC source: 0000950170-24-061819 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,496 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:55 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 35,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061819 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,727 F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2024 had been met. Total includes dividend equivalents in the amount of 471 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 09, 2024 Filed May 10, 2024 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009912 · form4.xml · derivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,017 Underlying: Common Stock · 2,017 shares Expires not disclosed F9 · security: The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009912 · form4.xml · derivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009912 · form4.xml · derivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024. F6 · derivative.expiration_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009912 · form4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents. F4 · shares: Includes 50 dividend equivalents. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:24 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009912 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,527 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $75.82, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:34 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006773 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:01 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032155 · ownership.xml · nonDerivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse's Irrevocable Trust Disclosed balance after: 65,805 F5 · kind: On March 13, 2024, the reporting person transferred 4,305 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children. F7 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:01 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032155 · ownership.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 9,695 F5 · kind: On March 13, 2024, the reporting person transferred 4,305 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children. F6 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person's spouse. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:01 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032155 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Reporting Person's Irrevocable Trust Disclosed balance after: 97,805 F1 · kind: On March 13, 2024, the reporting person contributed 4,305 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable trust for the benefit of the reporting person and his children. F4 · ownership.nature: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:01 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032155 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 46,341 F1 · kind: On March 13, 2024, the reporting person contributed 4,305 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable trust for the benefit of the reporting person and his children. F2 · balance_after: On December 13, 2023, the reporting person transferred 49,261 shares of common stock of ADS from his revocable trust for the benefit of the reporting person to a Grantor Retained Annuity Trust ("GRAT") of which the reporting person is trustee, which transfer is exempt under Rule 16a-13. F3 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002262 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,387 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $61.20, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 18:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021776 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-020247 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,214 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $52.41, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 49,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048197 · ownership.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · Reporting Person's Revocable Trust Disclosed balance after: 99,907 F1 · kind: On September 13, 2023, the reporting person contributed 49,261 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person. F2 · ownership.nature: Shares held in revocable trust for the benefit of the reporting person. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 49,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048197 · ownership.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,796 F1 · kind: On September 13, 2023, the reporting person contributed 49,261 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017536 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 19:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015915 · form4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,012 F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. F2 · shares: The number of shares of common stock received was calculated based on $58.84, which was the closing price of the Company's common stock on the date of grant. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 19:17 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012726 · form4.xml · derivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 22, 2023 Filed May 24, 2023 01:42 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 28,047 | $0.00 Strike: $96.51 | $0.00 |
DisclosureSEC source: 0000899243-23-013766 · doc4.xml · derivative · entry 9 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,047 Underlying: Common Stock · 28,047 shares Expires 2033-05-21 F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 22, 2023 Filed May 24, 2023 01:42 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 12,762 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013766 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,057 Read SEC document |
| May 19, 2023 Filed May 24, 2023 01:42 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,354 | $96.55 | $130,728.70 |
DisclosureSEC source: 0000899243-23-013766 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,295 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 19, 2023 Filed May 24, 2023 01:42 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,778 | $96.55 | $268,215.90 |
DisclosureSEC source: 0000899243-23-013766 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,649 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:37 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 1,599 | $98.40 | $157,341.60 |
DisclosureSEC source: 0000899243-23-013693 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,427 F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 01:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 418 | $88.67 | $37,064.06 |
DisclosureSEC source: 0000899243-23-013478 · doc4.xml · nonDerivative · entry 3 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,026 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 01:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 31,638 | $88.67 | $2,805,341.46 |
DisclosureSEC source: 0000899243-23-013478 · doc4.xml · nonDerivative · entry 2 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,444 F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| May 17, 2023 Filed May 20, 2023 01:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 74,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013478 · doc4.xml · nonDerivative · entry 1 BARBOUR D. SCOTT · CIK 0001716232 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,082 F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2023 had been met. Total includes dividend equivalents in the amount of 920 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010378 · form4.xml · derivative · entry 5 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,146 Underlying: Common Stock · 3,146 shares Expires not disclosed F9 · security: The RSUs represent the reporting person's annual equity award under the Company's Seventh Amended and Restated Non-Employee Director Compensation Policy. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F11 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant. F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010378 · form4.xml · derivative · entry 4 BARBOUR D. SCOTT · CIK 0001716232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023. F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.