Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST BUSEY CORP /NV/BUSE · Entity 4360 | Chief Info & Tech Officer | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST BUSEY CORP /NV/
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,085.531 |
Ending reported balance
After 2026-07-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-01 · Grant · Acquired 13.0973 · Balance 99,630.3014 F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Row 2 · 2026-06-30 · Grant · Acquired 266.2296 · Balance 99,896.531 F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Row 3 · 2026-07-31 · Grant · Acquired 189 · Balance 100,085.531 F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 50 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24 | Direct | 14,303 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,303 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01 | Direct | 5,721 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,721 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2030-05-01 | Direct | 7,787 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,787 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $12.36 · Expires 2031-07-29 | Direct | 17,280 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 17,280 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26 | Direct | 40,050 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CROSSFIRST BANKSHARES, INC.
Report date March 01, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Disposition to issuer · Disposed 100,591 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 2
1 source rowRow 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0 F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-01 · Disposition to issuer · Disposed 1,593 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-01 · Disposition to issuer · Disposed 4,531 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-01 · Disposition to issuer · Disposed 21,428 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2030-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-01 · Disposition to issuer · Disposed 11,666 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2025-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-01 · Disposition to issuer · Disposed 14,286 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-01 · Disposition to issuer · Disposed 8,572 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2031-07-29 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-01 · Disposition to issuer · Disposed 25,888 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.
F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.
F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 17:30 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 2,348 | $10.75 | $25,241.00 |
DisclosureSEC source: 0001776485-21-000002 · wf-form4_160979938851750.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,996 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 17:30 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-21-000002 · wf-form4_160979938851750.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionStock Settled Appreciation Right · Derivative | 5,714 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001014108-20-000088 · primary_doc.xml · derivative · entry 4 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,714 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 847 | $10.10 | $8,554.70 |
DisclosureSEC source: 0001014108-20-000088 · primary_doc.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,782 Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 2,829 | $10.10 | $28,572.90 |
DisclosureSEC source: 0001014108-20-000088 · primary_doc.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,631 Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 5,714 | $5.00 | $28,570.00 |
DisclosureSEC source: 0001014108-20-000088 · primary_doc.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionStock Settled Appreciation Right · Derivative | 5,714 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · derivative · entry 8 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,714 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 847 | $10.10 | $8,554.70 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 6 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,344 Read SEC document |
| July 21, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 2,829 | $10.10 | $28,572.90 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 5 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,191 Read SEC document |
| July 21, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 5,714 | $5.00 | $28,570.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 4 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 15:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionStock Settled Appreciation Right · Derivative | 5,000 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001776485-20-000006 · wf-form4_159173263574746.xml · derivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 15:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 752 | $10.25 | $7,708.00 |
DisclosureSEC source: 0001776485-20-000006 · wf-form4_159173263574746.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,746 F1 · shares: These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 15:57 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 5,000 | $10.25 | $51,250.00 |
DisclosureSEC source: 0001776485-20-000006 · wf-form4_159173263574746.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionStock Settled Appreciation Right · Derivative | 5,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · derivative · entry 7 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 2,440 | $10.25 | $25,010.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,306 Read SEC document |
| June 05, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 752 | $10.25 | $7,708.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,746 Read SEC document |
| June 05, 2020 Filed Dec 14, 2020 14:49 UTC Amendment | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 5,000 | $5.00 | $25,000.00 |
DisclosureSEC source: 0001776485-20-000008 · wf-form4a_160797534756724.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 17:28 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000004 · wf-form4_158318811996754.xml · derivative · entry 4 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,230 shares Expires 2020-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3. F5 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 8,000 restricted stock units that are scheduled to vest on December 31, 2020, 1,230 restricted stock units that are scheduled to vest on February 28, 2021, and 1,230 restricted stock units that are scheduled to vest on February 28, 2022. Ms. Fauss also has Stock Settled Appreciation Rights as previously reported on a Form 3. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 17:28 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 427 | $13.25 | $5,657.75 |
DisclosureSEC source: 0001776485-20-000004 · wf-form4_158318811996754.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 F2 · shares: These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the vesting of the restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 17:28 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000004 · wf-form4_158318811996754.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 17:28 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantRestricted Stock Units · Derivative | 4,348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000004 · wf-form4_158318811996754.xml · derivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348 Underlying: Common Stock · 4,348 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the units vest on March, 1 2021, 1/3 of the units vest on February 28, 2022, and 1/3 of the units vest on February 27, 2023. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the units vest on March, 1 2021, 1/3 of the units vest on February 28, 2022, and 1/3 of the units vest on February 27, 2023. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 12:06 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000002 · wf-form4_157807118560704.xml · derivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3. F4 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 8,000 restricted stock units that are scheduled to vest on December 31, 2020 and 3,690 restricted stock units that are scheduled to vest as follows: 1/3 of the units vest on February 28, 2020, 1/3 of the units vest on February 28, 2021, and 1/3 of the units vest on February 28, 2022. Ms. Fauss also has Stock Settled Appreciation Rights as previously reported on a Form 3. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 12:06 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 2,935 | $14.42 | $42,322.70 |
DisclosureSEC source: 0001776485-20-000002 · wf-form4_157807118560704.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,065 F2 · shares: These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the vesting of the restricted stock units. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 12:06 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-20-000002 · wf-form4_157807118560704.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 17:06 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantCommon Stock | 1,500 | $14.50 | $21,750.00 |
DisclosureSEC source: 0001014108-19-000138 · primary_doc.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,630 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.