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Fauss Amy

Disclosed activity across 2 companies

Tapewire entity
26957
SEC CIK
0001776485

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRST BUSEY CORP /NV/BUSE · Entity 4360Chief Info & Tech OfficerJuly 31, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST BUSEY CORP /NV/

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,085.531 Ending reported balance After 2026-07-31 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-05-01 · Grant · Acquired 13.0973 · Balance 99,630.3014

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Row 2 · 2026-06-30 · Grant · Acquired 266.2296 · Balance 99,896.531

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Row 3 · 2026-07-31 · Grant · Acquired 189 · Balance 100,085.531

F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect50 Reported balance Holding disclosure · report date 2026-07-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 50

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24Direct14,303 Reported balance Holding disclosure · report date 2026-07-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 14,303

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01Direct5,721 Reported balance Holding disclosure · report date 2026-07-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 5,721

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2030-05-01Direct7,787 Reported balance Holding disclosure · report date 2026-07-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 7,787

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $12.36 · Expires 2031-07-29Direct17,280 Reported balance Holding disclosure · report date 2026-07-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 17,280

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26Direct40,050 Reported balance Holding disclosure · report date 2026-07-31 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 40,050

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CROSSFIRST BANKSHARES, INC.

Report date March 01, 2025 · Filed March 04, 2025

Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 1
1 source row

Row 1 · 2025-03-01 · Disposition to issuer · Disposed 100,591 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 2
1 source row

Row 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-03-01 · Disposition to issuer · Disposed 1,593 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-01 · Disposition to issuer · Disposed 4,531 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24Direct0 Reported balance After 2025-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-01 · Disposition to issuer · Disposed 21,428 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2030-05-01Direct0 Reported balance After 2025-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-01 · Disposition to issuer · Disposed 11,666 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2025-05-01Direct0 Reported balance After 2025-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-01 · Disposition to issuer · Disposed 14,286 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01Direct0 Reported balance After 2025-03-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-01 · Disposition to issuer · Disposed 8,572 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2031-07-29Direct0 Reported balance After 2025-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-01 · Disposition to issuer · Disposed 25,888 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26Direct0 Reported balance After 2025-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2025 Filed Feb 26, 2025 14:34 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 552 $15.98 $8,820.96
Disclosure

SEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 4

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,276

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:34 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 3

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:34 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 464 $15.98 $7,414.72
Disclosure

SEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,235

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:34 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 01, 2025 Filed Mar 4, 2025 11:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerRestricted Stock Units · Derivative 4,531 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 4

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,531 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 6,797 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · derivative · entry 8

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,797

Underlying: Common Stock · 6,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · price: This transaction represents a grant of equity to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

F4 · derivative.exercise_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates.

F4 · derivative.expiration_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · derivative · entry 7

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,186

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 4,779 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 4,779 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 2,201 $12.69 $27,930.69
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 6

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,362

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 7,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 5

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,563

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 579 $12.69 $7,347.51
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 4

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,067

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 1,971 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 3

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,646

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 468 $12.69 $5,938.92
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,675

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:59 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006366 · form4-03042024_100320.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,336 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · derivative · entry 6

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,337

Underlying: Common Stock · 1,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F3 · derivative.exercise_date: On February 22, 2022, the reporting person was granted 4,010 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 22, 2022, the reporting person was granted 4,010 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · derivative · entry 5

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · derivative.exercise_date: On February 24, 2021, the reporting person was granted 4,818 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.t date.

F2 · derivative.expiration_date: On February 24, 2021, the reporting person was granted 4,818 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.t date.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 463 $13.12 $6,074.56
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · nonDerivative · entry 4

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,550

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · nonDerivative · entry 3

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 557 $13.12 $7,307.84
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,677

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005418 · form4-02272024_070251.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHRO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
March 29, 2023 Filed Mar 31, 2023 17:29 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantSeries A Non-Cumulative Perpetual Preferred Stock 50 $1,000.00 $50,000.00
Disclosure

SEC source: 0001415889-23-005680 · form4-03312023_090349.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

F1 · security: The shares of Series A Non-Cumulative Perpetual Preferred Stock are not convertible into common stock or any other security of the Company.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 4,779 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004004 · form4-03032023_070305.xml · derivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,779

Underlying: Common Stock · 4,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F3 · price: This transaction represents a grant of equity to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

F2 · derivative.exercise_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2024; approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; in each case, subject to continued employment through the respective vesting dates.

F2 · derivative.expiration_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2024; approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; in each case, subject to continued employment through the respective vesting dates.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · derivative · entry 9

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F3 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,101 $14.35 $15,799.35
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 8

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,628

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 3,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 7

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,729

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the Company's achieving certain specified performance goals.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 426 $14.35 $6,113.10
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,902

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,337 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · derivative · entry 11

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Underlying: Common Stock · 1,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F3 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · derivative · entry 10

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F3 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 393 $14.45 $5,678.85
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 6

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,980

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 5

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 472 $14.45 $6,820.40
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 4

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,036

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:15 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003441 · form4-02282023_090233.xml · nonDerivative · entry 3

Fauss Amy · CIK 0001776485 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:45 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002002 · form4-03012022_090342.xml · derivative · entry 3

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,230 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 2,943 units that are scheduled to vest on February 24, 2023, 1,450 units that are scheduled to vest on February 27, 2023, 2,942 units that are scheduled to vest on February 24, 2024, and 1,337 units that are scheduled to vest on February 24, 2025

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:45 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 350 $15.73 $5,505.50
Disclosure

SEC source: 0001415889-22-002002 · form4-03012022_090342.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,878

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:45 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002002 · form4-03012022_090342.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2022 Filed Feb 28, 2022 16:29 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001936 · form4-02282022_010209.xml · derivative · entry 3

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,449 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,230 units that are scheduled to vest on February 28, 2022, 2,943 units that are scheduled to vest on February 24, 2023, 1,450 units that are scheduled to vest on February 27, 2023, 2,942 units that are scheduled to vest on February 24, 2024, and 1,337 units that are scheduled to vest on February 24, 2025

Read SEC document
February 27, 2022 Filed Feb 28, 2022 16:29 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 413 $16.11 $6,653.43
Disclosure

SEC source: 0001415889-22-001936 · form4-02282022_010209.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,998

Read SEC document
February 27, 2022 Filed Feb 28, 2022 16:29 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,449 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001936 · form4-02282022_010209.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 18:13 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 4,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001898 · form4-02252022_030248.xml · derivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2023, approximately 1/3 of the units will vest on February 24, 2024, and approximately 1/3 of the units will vest on February 24, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2023, approximately 1/3 of the units will vest on February 24, 2024, and approximately 1/3 of the units will vest on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:54 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001915 · form4-02282022_070229.xml · derivative · entry 3

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,606 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,449 units that are scheduled to vest on February 27, 2022, 1,230 units that are scheduled to vest on February 28, 2022, 2,943 units that are scheduled to vest on February 24, 2023, 1,450 units that are scheduled to vest on February 27, 2023, 2,942 units that are scheduled to vest on February 24, 2024, and 1,337 units that are scheduled to vest on February 24, 2025

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:54 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 557 $15.86 $8,834.02
Disclosure

SEC source: 0001415889-22-001915 · form4-02282022_070229.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,962

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:54 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,606 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001915 · form4-02282022_070229.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · CHIEF OPERATING OFFICER & CHIE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · derivative · entry 6

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,230 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,449 units that are scheduled to vest on February 27, 2022, 1,230 units that are scheduled to vest on February 28, 2022, and 1,450 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 4,818 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 350 $13.35 $4,672.50
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · nonDerivative · entry 4

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,913

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · nonDerivative · entry 3

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · derivative · entry 5

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,450 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,449 units that are scheduled to vest on February 27, 2022, 1,230 units that are scheduled to vest on February 28, 2022, and 1,450 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 4,818 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 413 $13.35 $5,513.55
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · nonDerivative · entry 2

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,033

Read SEC document
February 27, 2021 Filed Mar 2, 2021 15:50 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000006 · wf-form4_161471823885434.xml · nonDerivative · entry 1

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 15:20 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 4,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000004 · wf-form4_161437078375517.xml · derivative · entry 1

Fauss Amy · CIK 0001776485 · COO & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

Underlying: Common Stock · 4,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2022, approximately 1/3 of the units will vest on February 24, 2023, and approximately 1/3 of the units will vest on February 24, 2024.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2022, approximately 1/3 of the units will vest on February 24, 2023, and approximately 1/3 of the units will vest on February 24, 2024.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:30 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776485-21-000002 · wf-form4_160979938851750.xml · derivative · entry 3

Fauss Amy · CIK 0001776485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,450 restricted stock units that are scheduled to vest on February 27, 2021, 1,230 restricted stock units that are scheduled to vest on February 28, 2021, 1,449 restricted stock units that are scheduled to vest on February 27, 2022, 1,230 restricted stock units that are scheduled to vest on February 28, 2022, and 1,450 restricted stock units that are scheduled to vest on February 27, 2023. Ms. Fauss also has Stock Settled Appreciation Rights as previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.