Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST BUSEY CORP /NV/BUSE · Entity 4360 | Chief Info & Tech Officer | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST BUSEY CORP /NV/
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,085.531 |
Ending reported balance
After 2026-07-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-01 · Grant · Acquired 13.0973 · Balance 99,630.3014 F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Row 2 · 2026-06-30 · Grant · Acquired 266.2296 · Balance 99,896.531 F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Row 3 · 2026-07-31 · Grant · Acquired 189 · Balance 100,085.531 F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 50 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24 | Direct | 14,303 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,303 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01 | Direct | 5,721 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,721 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2030-05-01 | Direct | 7,787 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,787 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $12.36 · Expires 2031-07-29 | Direct | 17,280 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 17,280 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26 | Direct | 40,050 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F3: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CROSSFIRST BANKSHARES, INC.
Report date March 01, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Disposition to issuer · Disposed 100,591 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 2
1 source rowRow 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0 F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-01 · Disposition to issuer · Disposed 1,593 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-01 · Disposition to issuer · Disposed 4,531 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-01 · Disposition to issuer · Disposed 21,428 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2030-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-01 · Disposition to issuer · Disposed 11,666 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2025-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-01 · Disposition to issuer · Disposed 14,286 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-01 · Disposition to issuer · Disposed 8,572 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2031-07-29 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-01 · Disposition to issuer · Disposed 25,888 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0 F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.
F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.
F5: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 21:57 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-26-000013 · wk-form4_1785880660.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,085.531 F3 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Read SEC document |
| June 30, 2026 Filed Aug 4, 2026 21:57 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 266.2296 | $21.66 | $5,766.00 |
DisclosureSEC source: 0001776485-26-000013 · wk-form4_1785880660.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,896.531 F2 · shares: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| May 01, 2026 Filed May 5, 2026 21:34 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-26-000010 · wk-form4_1778016883.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,617.2041 F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Read SEC document |
| May 01, 2026 Filed Aug 4, 2026 21:57 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 13.0973 | $26.47 | $346.63 |
DisclosureSEC source: 0001776485-26-000013 · wk-form4_1785880660.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,630.3014 F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:23 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 9,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-26-000008 · wk-form4_1775247833.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,973.4596 F1 · shares: Represents a grant by the Board of Directors of Restricted Stock Units which vest in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| March 31, 2026 Filed May 5, 2026 21:34 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 425.7445 | $20.32 | $8,649.00 |
DisclosureSEC source: 0001776485-26-000010 · wk-form4_1778016883.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,399.2041 F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:26 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Tax withholdingCommon Stock | 1,491 | $24.96 | $37,215.36 |
DisclosureSEC source: 0001776485-26-000006 · wk-form4_1774913204.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,654.4596 F1 · shares: Upon settlement of vested Restricted Stock Units, shares were withheld to satisfy the related tax obligation. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:55 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Tax withholdingCommon Stock | 2,731 | $25.36 | $69,258.16 |
DisclosureSEC source: 0001776485-26-000004 · wk-form4_1772574935.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,145.4596 F1 · shares: Upon settlement of vested Restricted Stock Units, shares were withheld to satisfy the related tax obligation. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:47 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-26-000002 · wk-form4_1770155272.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,876.4596 F3 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Read SEC document |
| December 31, 2025 Filed Feb 3, 2026 21:47 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 293.9138 | $19.62 | $5,766.00 |
DisclosureSEC source: 0001776485-26-000002 · wk-form4_1770155272.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,640.4596 F2 · shares: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:46 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001776485-25-000007 · wk-form4_1762292810.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,339.7617 F3 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Read SEC document |
| October 31, 2025 Filed Feb 3, 2026 21:47 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 6.7841 | $22.36 | $151.69 |
DisclosureSEC source: 0001776485-26-000002 · wk-form4_1770155272.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,346.5458 F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| September 30, 2025 Filed Nov 4, 2025 21:46 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 341.8625 | $19.68 | $6,727.00 |
DisclosureSEC source: 0001776485-25-000007 · wk-form4_1762292810.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,092.7617 F2 · shares: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| July 28, 2025 Filed Nov 4, 2025 21:46 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 2.825 | $23.19 | $65.52 |
DisclosureSEC source: 0001776485-25-000007 · wk-form4_1762292810.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,750.8992 F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| July 25, 2025 Filed Jul 29, 2025 20:58 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000275 · wk-form4_1753822694.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,486 F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock. Read SEC document |
| June 30, 2025 Filed Jul 29, 2025 20:58 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 262.0742 | $18.33 | $4,805.00 |
DisclosureSEC source: 0000314489-25-000275 · wk-form4_1753822694.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262.0742 F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| April 25, 2025 Filed Apr 30, 2025 01:56 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-041620 · tm2513609-6_4seq1.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,250 F1 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 19:53 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 9,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000111 · wk-form4_1743191595.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,989 F1 · shares: Represents a grant by the Board of Directors of Restricted Stock Units which vest in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 12:26 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Exercise / conversionStock Appreciation Right · Derivative | 9,535 | $0.00 Strike: $11.24 | $0.00 |
DisclosureSEC source: 0000314489-25-000099 · wk-form4_1741955156.xml · derivative · entry 5 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,535 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 12:26 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Disposition to issuerCommon Stock | 4,923 | $21.77 | $107,173.71 |
DisclosureSEC source: 0000314489-25-000099 · wk-form4_1741955156.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,343 F3 · shares: The exercise of Stock Appreciation Rights was settled with shares in lieu of a cash payment. F2 · price: Represents the closing price of the Issuer's common stock on March 12, 2025. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 12:26 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Tax withholdingCommon Stock | 1,354 | $21.77 | $29,476.58 |
DisclosureSEC source: 0000314489-25-000099 · wk-form4_1741955156.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,266 F1 · shares: Upon exercise of Stock Appreciation Rights, shares were withheld to satisfy the related tax obligation. F2 · price: Represents the closing price of the Issuer's common stock on March 12, 2025. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 12:26 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | Exercise / conversionCommon Stock | 9,535 | $11.24 | $107,173.40 |
DisclosureSEC source: 0000314489-25-000099 · wk-form4_1741955156.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 40,050 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 10 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,050 Underlying: Common Stock · 40,050 shares Expires 2033-07-26 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 17,280 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 9 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,280 Underlying: Common Stock · 17,280 shares Expires 2031-07-29 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 7,787 | $0.00 Strike: $11.24 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 8 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,787 Underlying: Common Stock · 7,787 shares Expires 2030-05-01 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 5,721 | $0.00 Strike: $11.24 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 7 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,721 Underlying: Common Stock · 5,721 shares Expires 2028-05-01 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 14,303 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 6 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,303 Underlying: Common Stock · 14,303 shares Expires 2028-01-24 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 9,535 | $0.00 Strike: $11.24 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · derivative · entry 5 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,535 Underlying: Common Stock · 9,535 shares Expires 2025-05-01 F5 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantSeries A Non-Cumulative Perpetual Preferred Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · nonDerivative · entry 4 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50 F4 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of CrossFirst was converted into the right to receive one share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Issuer. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 7,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · nonDerivative · entry 3 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,085 F3 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst performance-based restricted stock unit award (each, a "CrossFirst PSU") was assumed and converted into an Issuer RSU, subject to the same terms and conditions (including service-based vesting terms but excluding performance-based vesting terms) as applied to the CrossFirst PSU immediately prior to the effective time of the merger, relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B)(i) for CrossFirst PSUs granted in 2023, actual performance and (ii) for CrossFirst PSUs granted in 2024, target performance, in each case, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 4,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,231 F2 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst restricted stock unit subject to time based vesting conditions (each, a "CrossFirst RSU") was assumed and converted into a restricted stock unit award in respect of Issuer common stock, par value $0.001 (each, an "Issuer RSU"), subject to vesting, repurchase, or other lapse restriction with the same terms and conditions as were applicable under such CrossFirst RSU immediately prior to the effective time of the merger relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B) the number of shares of CrossFirst common stock subject to the CrossFirst RSUs immediately prior to the effective time of the merger, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:40 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 67,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000078 · wk-form4_1741120812.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · Chief Info & Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,144 F1 · shares: Acquired pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") entered into on August 26, 2024, between Issuer and CrossFirst Bankshares, Inc. ("CrossFirst"). Pursuant to the Merger Agreement, at the effective time of the merger, CrossFirst merged with and into Issuer with Issuer surviving the merger, and each share of common stock, par value $0.01 per share, of CrossFirst outstanding immediately prior to the effective time of the merger, other than certain excluded shares, was converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Issuer and (b) cash in lieu of fractional shares. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 60,000 | Not disclosed Strike: $14.25 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 10 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2033-07-26 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 25,888 | Not disclosed Strike: $8.25 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 9 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,888 shares Expires 2031-07-29 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 8,572 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 8 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,572 shares Expires 2028-05-01 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 14,286 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 7 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,286 shares Expires 2025-05-01 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 11,666 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 6 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,666 shares Expires 2030-05-01 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 21,428 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 5 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,428 shares Expires 2028-01-24 F5 · price: Pursuant the Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerRestricted Stock Units · Derivative | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · derivative · entry 3 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,593 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock | 50 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · nonDerivative · entry 2 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:41 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 100,591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006395 · form4-03042025_040330.xml · nonDerivative · entry 1 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · derivative · entry 13 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,531 Underlying: Common Stock · 2,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 6,797 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 6,797 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · derivative · entry 12 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 1,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 4,779 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 4,779 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · derivative · entry 11 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: On February 24, 2022, the reporting person was granted 4,010 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 24, 2022, the reporting person was granted 4,010 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 1,389 | $15.98 | $22,196.22 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 10 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,591 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantCommon Stock | 4,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 9 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,980 F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 335 | $15.98 | $5,353.30 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 8 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,386 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantCommon Stock | 965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 7 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,721 F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 786 | $15.98 | $12,560.28 |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 6 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,756 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:34 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 2,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005646 · form4-02262025_070205.xml · nonDerivative · entry 5 Fauss Amy · CIK 0001776485 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.