Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | Sr. Vice President, Controller | August 03, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date August 03, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,960 |
Ending reported balance
After 2026-08-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-03 · Exercise / conversion · Acquired 23,163 · Balance 35,123 F1: Pursuant to 10b5-1 Plan Row 2 · 2026-08-03 · Disposition to issuer · Disposed 15,202 · Balance 19,921 F1: Pursuant to 10b5-1 Plan Row 3 · 2026-08-03 · Sale · Disposed 7,961 · Balance 11,960 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $68.00 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2026-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-03 · Exercise / conversion · Disposed 23,163 · Balance 0 F1: Pursuant to 10b5-1 Plan F2: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
F2: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 6,835 | $86.98 | $594,508.30 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,198 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 10,047 | $35.10 | $352,649.70 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.4183 Underlying: Common Stock · 1,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.5434 Underlying: Common Stock · 4,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 578 | $68.53 | $39,610.34 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,412 | $68.53 | $96,764.36 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,709 | $68.53 | $117,117.77 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,152 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 15:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 4,180 | $68.53 | $286,455.40 |
DisclosureSEC source: 0001127602-20-012552 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 57.6258 | $104.05 | $5,995.96 |
DisclosureSEC source: 0001127602-20-005501 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684.977 Underlying: Common Stock · 57.6258 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 172.8773 | $104.05 | $17,987.88 |
DisclosureSEC source: 0001127602-20-005501 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,054.9311 Underlying: Common Stock · 172.8773 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,345.5867 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004942 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345.5867 Underlying: Common Stock · 1,345.5867 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 4,036.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004942 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,036.76 Underlying: Common Stock · 4,036.76 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 14,662 | $0.00 Strike: $102.87 | $0.00 |
DisclosureSEC source: 0001127602-20-004942 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,662 Underlying: Common Stock · 14,662 shares Expires 2030-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 19:02 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 5,801 | $115.33 | $669,029.33 |
DisclosureSEC source: 0001127602-19-026941 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,681 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.2617 Underlying: Common Stock · 317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.8726 Underlying: Common Stock · 901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 134 | $99.81 | $13,374.54 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,482 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 317 | $99.81 | $31,639.77 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 379 | $99.81 | $37,827.99 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 901 | $99.81 | $89,928.81 |
DisclosureSEC source: 0001127602-19-014131 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:04 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 12,876 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-011677 · form4.xml · derivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,876 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:04 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 5,872 | $100.00 | $587,200.00 |
DisclosureSEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,777 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:04 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 7,004 | $100.00 | $700,400.00 |
DisclosureSEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,649 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:04 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 12,876 | $23.48 | $302,328.48 |
DisclosureSEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,206.0476 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005351 · form4.xml · derivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206.0476 Underlying: Common Stock · 1,206.0476 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 3,618.1428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005351 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618.1428 Underlying: Common Stock · 3,618.1428 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 16,387 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005351 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,387 Underlying: Common Stock · 16,387 shares Expires 2029-02-11 Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 16,387 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005351 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,387 Underlying: Common Stock · 16,387 shares Expires 2029-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 10, 2019 Filed Feb 11, 2019 22:18 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 48.29 | $94.49 | $4,562.92 |
DisclosureSEC source: 0001127602-19-005134 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412.4183 Underlying: Common Stock · 48.29 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 10, 2019 Filed Feb 11, 2019 22:18 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 201.5816 | $94.49 | $19,047.45 |
DisclosureSEC source: 0001127602-19-005134 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,180.5434 Underlying: Common Stock · 201.5816 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:31 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 15,183 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-18-028365 · form4.xml · derivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,183 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:31 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 7,340 | $90.00 | $660,600.00 |
DisclosureSEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,777 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:31 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 7,843 | $90.00 | $705,870.00 |
DisclosureSEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,117 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:31 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 15,183 | $20.85 | $316,565.55 |
DisclosureSEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.2688 Underlying: Common Stock · 396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.8065 Underlying: Common Stock · 1,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 111 | $85.13 | $9,449.43 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,777 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 396 | $85.13 | $33,711.48 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 333 | $85.13 | $28,348.29 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,492 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,188 | $85.13 | $101,134.44 |
DisclosureSEC source: 0001127602-18-013527 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:26 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,742.6028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005422 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742.6028 Underlying: Common Stock · 1,742.6028 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:26 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 5,227.8084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005422 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,227.8084 Underlying: Common Stock · 5,227.8084 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:26 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 18,149 | $0.00 Strike: $78.07 | $0.00 |
DisclosureSEC source: 0001127602-18-005422 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,149 Underlying: Common Stock · 18,149 shares Expires 2028-02-12 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:45 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 20.2096 | $82.63 | $1,669.92 |
DisclosureSEC source: 0001127602-18-004373 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317.2617 Underlying: Common Stock · 20.2096 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:45 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 110.5414 | $82.63 | $9,134.04 |
DisclosureSEC source: 0001127602-18-004373 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901.8726 Underlying: Common Stock · 110.5414 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:03 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013494 · form4.xml · derivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.6049 Underlying: Common Stock · 1,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:03 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 461 | $63.90 | $29,457.90 |
DisclosureSEC source: 0001127602-17-013494 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,637 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:03 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,486 | $63.90 | $94,955.40 |
DisclosureSEC source: 0001127602-17-013494 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:04 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,460.7083 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005355 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460.7083 Underlying: Common Stock · 1,460.7083 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:04 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 4,382.125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005355 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382.125 Underlying: Common Stock · 4,382.125 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.