Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | Sr. Vice President, Controller | August 03, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date August 03, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,960 |
Ending reported balance
After 2026-08-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-03 · Exercise / conversion · Acquired 23,163 · Balance 35,123 F1: Pursuant to 10b5-1 Plan Row 2 · 2026-08-03 · Disposition to issuer · Disposed 15,202 · Balance 19,921 F1: Pursuant to 10b5-1 Plan Row 3 · 2026-08-03 · Sale · Disposed 7,961 · Balance 11,960 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $68.00 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2026-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-03 · Exercise / conversion · Disposed 23,163 · Balance 0 F1: Pursuant to 10b5-1 Plan F2: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
F2: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 3, 2023 17:57 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,300 | $132.08 | $171,704.00 |
DisclosureSEC source: 0001127602-23-011826 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 17:57 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,022 | $132.08 | $134,985.76 |
DisclosureSEC source: 0001127602-23-011826 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,097 Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 17:57 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,853 | $132.08 | $508,904.24 |
DisclosureSEC source: 0001127602-23-011826 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:27 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 11,694 | $0.00 Strike: $131.31 | $0.00 |
DisclosureSEC source: 0001127602-23-004706 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,694 Underlying: Common Stock · 11,694 shares Expires 2033-02-10 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:27 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 824.4441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004706 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824.4441 Underlying: Common Stock · 824.4441 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:27 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 2,473.3322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004706 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473.3322 Underlying: Common Stock · 2,473.3322 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · shares: 2473.3322 F3 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 18:38 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 13,573 | $0.00 Strike: $50.22 | $0.00 |
DisclosureSEC source: 0001127602-22-020792 · form4.xml · derivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,573 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 18:38 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,454 | $118.52 | $527,888.08 |
DisclosureSEC source: 0001127602-22-020792 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 18:38 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 9,119 | $118.41 | $1,079,780.79 |
DisclosureSEC source: 0001127602-22-020792 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,720 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 18:38 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 13,573 | $50.22 | $681,636.06 |
DisclosureSEC source: 0001127602-22-020792 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.2206 Underlying: Common Stock · 1,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.6617 Underlying: Common Stock · 3,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 312 | $118.53 | $36,981.36 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,152 | $118.53 | $136,546.56 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 934 | $118.53 | $110,707.02 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,456 | $118.53 | $409,639.68 |
DisclosureSEC source: 0001127602-22-011076 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:09 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 13,139 | $0.00 Strike: $122.07 | $0.00 |
DisclosureSEC source: 0001127602-22-004714 · form4.xml · derivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,139 Underlying: Common Stock · 13,139 shares Expires 2032-02-11 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:09 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,445.949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004714 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445.949 Underlying: Common Stock · 1,445.949 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:09 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 4,337.8471 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004714 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,337.8471 Underlying: Common Stock · 4,337.8471 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 44.6629 | $127.70 | $5,703.45 |
DisclosureSEC source: 0001127602-22-004412 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300.9238 Underlying: Common Stock · 44.6629 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 183.5789 | $127.70 | $23,443.03 |
DisclosureSEC source: 0001127602-22-004412 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,853.1811 Underlying: Common Stock · 183.5789 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.977 Underlying: Common Stock · 1,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 5,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.9311 Underlying: Common Stock · 5,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 471 | $108.18 | $50,952.78 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,684 | $108.18 | $182,175.12 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,412 | $108.18 | $152,750.16 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 5,054 | $108.18 | $546,741.72 |
DisclosureSEC source: 0001127602-21-012971 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · derivative · entry 7 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.977 Underlying: Common Stock · 1,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 5,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · derivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.9311 Underlying: Common Stock · 5,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 455 | $108.18 | $49,221.90 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,904 Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,684 | $108.18 | $182,175.12 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,365 | $108.18 | $147,665.70 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,675 Read SEC document |
| April 01, 2021 Filed Apr 30, 2021 18:32 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 5,054 | $108.18 | $546,741.72 |
DisclosureSEC source: 0001127602-21-014740 · form4a.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 17:39 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 53.827 | $104.82 | $5,642.15 |
DisclosureSEC source: 0001127602-21-005363 · form4.xml · derivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152.2206 Underlying: Common Stock · 53.827 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 17:39 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 161.4811 | $104.82 | $16,926.45 |
DisclosureSEC source: 0001127602-21-005363 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,456.6617 Underlying: Common Stock · 161.4811 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 16:36 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 15,648 | $0.00 Strike: $102.87 | $0.00 |
DisclosureSEC source: 0001127602-20-029067 · form4.xml · derivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,648 Underlying: Common Stock · 15,648 shares Expires 2030-11-13 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 11,220 | $0.00 Strike: $44.81 | $0.00 |
DisclosureSEC source: 0001127602-20-028596 · form4.xml · derivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,220 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:06 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,387 | $104.02 | $352,315.74 |
DisclosureSEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 7,833 | $103.00 | $806,799.00 |
DisclosureSEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,373 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 19:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 11,220 | $44.81 | $502,768.20 |
DisclosureSEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:02 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 11,434 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-20-027025 · form4.xml · derivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,434 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:02 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,250 | $98.00 | $318,500.00 |
DisclosureSEC source: 0001127602-20-027025 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:02 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 8,184 | $98.00 | $802,032.00 |
DisclosureSEC source: 0001127602-20-027025 · form4.xml · nonDerivative · entry 2 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,236 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:02 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 11,434 | $45.88 | $524,591.92 |
DisclosureSEC source: 0001127602-20-027025 · form4.xml · nonDerivative · entry 1 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 12,961 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · derivative · entry 9 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,961 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 10,047 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · derivative · entry 8 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,047 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,144 | $85.85 | $355,762.40 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 6 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 8,817 | $86.98 | $766,902.66 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 5 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,130 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 12,961 | $35.10 | $454,931.10 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 4 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,212 | $85.85 | $275,750.20 |
DisclosureSEC source: 0001127602-20-020772 · form4.xml · nonDerivative · entry 3 Russell David Eric · CIK 0001513190 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.