Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quad/Graphics, Inc.QUAD · Entity 5435 | Director | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quad/Graphics, Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 245,104 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Disposition to issuer · Disposed 26,000 · Balance 245,104 F1: The price in column 4 is a weighted average price. The prices actually received ranged from $9.61 to $10.02 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - HVF Tr | 7,086 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,086 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F3: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - IMF Tr | 7,087 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,087 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - KMF Tr | 7,087 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,087 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - KQF Descen | 156 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 156 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F6: As Trustee for the KQF 2019 Descendants' Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 is a weighted average price. The prices actually received ranged from $9.61 to $10.02 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price.
F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F3: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F6: As Trustee for the KQF 2019 Descendants' Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,000 | $28.28 | $254,493.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.25 to $28.36. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $16.62 | $149,580.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,000 | $28.10 | $252,893.70 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.00 to $28.27. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $16.62 | $149,580.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 21 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 9,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 20 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,600 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 19 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 4,600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,000 | $27.78 | $250,003.80 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 12 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.75 to $27.82. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $16.62 | $149,580.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 11 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 6,000 | $27.55 | $165,274.20 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 10 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.50 to $27.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 6,000 | $15.37 | $92,220.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 9 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 4,600 | $27.26 | $125,374.38 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 8 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 4,600 | $15.37 | $70,702.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 7 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | OtherClass B Common Stock · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · derivative · entry 15 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 113,741 Underlying: Class A Common Stock · 2,081 shares Expires not disclosed F9 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary. F9 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F9 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | OtherClass A Common Stock | 198,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 8 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 198,353 F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary. F5 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 18 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Underlying: Class A Common Stock · 1,400 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,900 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 17 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Class A Common Stock · 5,900 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 1,400 | $27.25 | $38,150.56 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 6 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.255. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 1,400 | $15.37 | $21,518.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 5,900 | $27.01 | $159,354.87 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 5,900 | $15.37 | $90,683.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 16 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,900 Underlying: Class A Common Stock · 100 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 100 | $27.26 | $2,726.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 23:17 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 100 | $15.37 | $1,537.00 |
DisclosureSEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 24 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Class A Common Stock · 12,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 6,000 | $27.25 | $163,519.20 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 13 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F6 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 6,000 | $27.13 | $162,773.40 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 12 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,233 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 12,000 | $15.37 | $184,440.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 11 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,984 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 22 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,984 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 21 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,984 Underlying: Class A Common Stock · 10,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 18 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 16 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,850 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 15 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A Common Stock · 4,850 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 14,834 | $27.25 | $404,294.74 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 10 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 4,850 | $13.47 | $65,333.38 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 9 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,984 | $23.37 | $233,326.08 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 8 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 15,000 | $27.10 | $406,450.50 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 7 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.205. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 5,000 | $13.47 | $67,354.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 6 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 10,000 | $23.37 | $233,700.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 20 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,984 Underlying: Class A Common Stock · 20,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.47 | $0.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · derivative · entry 19 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 15,000 | $26.71 | $400,618.50 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.51 to $26.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 15,000 | $26.76 | $401,365.50 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,233 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.75 to $26.81. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 10,000 | $13.47 | $134,708.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:31 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 20,000 | $23.37 | $467,400.00 |
DisclosureSEC source: 0001140361-16-087787 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087295 · doc1.xml · derivative · entry 19 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,984 Underlying: Class A Common Stock · 9,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 6,000 | $26.92 | $161,494.80 |
DisclosureSEC source: 0001140361-16-087295 · doc1.xml · nonDerivative · entry 11 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F6 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.75 to $27.0801. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 3,000 | $27.04 | $81,108.00 |
DisclosureSEC source: 0001140361-16-087295 · doc1.xml · nonDerivative · entry 10 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,233 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $23.37 | $210,330.00 |
DisclosureSEC source: 0001140361-16-087295 · doc1.xml · nonDerivative · entry 9 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001140361-16-087295 · doc1.xml · derivative · entry 18 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,984 Underlying: Class A Common Stock · 30,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.