Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Chief Accounting Officer | August 17, 2023 | August 21, 2023 |
| Jersey Mike's Subs Inc.JMKE · Entity 3934 | Chief Accounting Officer | July 30, 2026 | August 04, 2026 |
| Shift4 Payments, Inc.FOUR · Entity 4172 | See Remarks | February 20, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date August 17, 2023 · Filed August 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,625 |
Reported balance
After 2023-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-17 · Sale · Disposed 334 · Balance 19,625 F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. F2: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 19,366 |
Reported balance
After 2023-08-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-08-18 · Sale · Disposed 259 · Balance 19,366 F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.
F2: Includes shares purchased under the Commvault Employee Stock Purchase Plan on August 14, 2023.
Jersey Mike's Subs Inc.
Report date July 30, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Purchase · Acquired 2,500 · Balance 2,500 F1: Reflects shares of Class A common stock ("Class A Common Stock") of Jersey Mike's Subs Inc. (the "Issuer") purchased pursuant to a directed share program in connection with the Issuer's initial public offering. |
| Incentive Units of Jersey Mike's HoldCo, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $27.86 | IndirectSee Footnotes | 55,881.2 |
Reported balance
After 2026-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-30 · Grant · Acquired 55,881.2 · Balance 55,881.2 F2: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments. F3: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC. F4: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026. F5: These Incentive Units vest in five equal annual installments beginning on April 6, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Class A common stock ("Class A Common Stock") of Jersey Mike's Subs Inc. (the "Issuer") purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
F2: Reflect incentive units of Jersey Mike's HoldCo, LLC ("Incentive Units"), which are "profit interests" having economic characteristics similar to stock appreciation rights. Vested Incentive Units are convertible, at the holder's election, into a number of common units of Jersey Mike's HoldCo, LLC ("Common Units") generally equal to (a) the product of the number of vested Incentive Units to be converted with a given per unit participation threshold and then-current difference between the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Class A Common Stock and the per unit participation threshold of such vested Incentive Units divided by (b) the per unit value of a Common Unit at the time of the conversion (based on the public trading price of a share of Issuer Class A Common Stock), subject to certain adjustments.
F3: Common Units are exchangeable on a one-for-one basis for shares of Issuer Class A Common Stock pursuant to the terms of an exchange agreement, dated as of July 29, 2026. These Incentive Units have no expiration date. Such Incentive Units are held indirectly through Jersey Mike's Management Aggregator LLC.
F4: These securities were acquired in connection with the reclassification of the interests of Mike's HoldCo, LLC prior to the Issuer's initial public offering (as more fully described in the Registration Statement on Form S-1). These securities were previously reported on the Reporting Person's Form 3 filed on July 30, 2026.
F5: These Incentive Units vest in five equal annual installments beginning on April 6, 2027.
Shift4 Payments, Inc.
Report date February 20, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 66,936 |
Ending reported balance
After 2026-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-20 · Tax withholding · Disposed 3,916 · Balance 50,820 F1: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 21, 2025. Row 2 · 2026-02-27 · Grant · Acquired 17,018 · Balance 67,838 F2: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 27, 2027. Row 3 · 2026-02-28 · Tax withholding · Disposed 902 · Balance 66,936 F3: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 29, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 21, 2025.
F2: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on February 27, 2027.
F3: These shares were withheld for payment of the withholding taxes upon the vesting of the restricted stock units granted to the Reporting Person on February 29, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2021 Filed Nov 26, 2021 22:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 203 | $63.68 | $12,927.04 |
DisclosureSEC source: 0001209191-21-066938 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,255 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.01 and $63.68, inclusive. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:58 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 220 | $60.89 | $13,395.80 |
DisclosureSEC source: 0001209191-21-065503 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,458 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.81 and $61.80, inclusive. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 42 | $74.92 | $3,146.64 |
DisclosureSEC source: 0001209191-21-061140 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,678 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 196 | $77.06 | $15,103.76 |
DisclosureSEC source: 0001209191-21-053457 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,720 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 20:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 132.0766 | $74.43 | $9,830.46 |
DisclosureSEC source: 0001209191-21-051859 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,124 F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 21:19 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 208 | $74.43 | $15,481.44 |
DisclosureSEC source: 0001209191-21-052585 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,916 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.43 to $74.94. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 132.0766 | $60.57 | $7,999.88 |
DisclosureSEC source: 0001209191-21-051859 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,256.0766 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan. Read SEC document |
| August 10, 2021 Filed Aug 13, 2021 13:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 613 | $74.99 | $45,968.87 |
DisclosureSEC source: 0001209191-21-051318 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,124 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:15 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 42 | $76.07 | $3,194.94 |
DisclosureSEC source: 0001209191-21-047425 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,737 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| May 26, 2021 Filed May 26, 2021 20:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,300 | $75.14 | $97,682.00 |
DisclosureSEC source: 0001209191-21-035927 · doc4.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,779 F3 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 and $75.74, inclusive. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 44 | $73.88 | $3,250.72 |
DisclosureSEC source: 0001209191-21-035927 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,079 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.85 and $73.92, inclusive. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,566 | $72.25 | $113,143.50 |
DisclosureSEC source: 0001209191-21-035927 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,123 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:14 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 357 | $67.40 | $24,061.80 |
DisclosureSEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 4 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,689 F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.40 and 67.78 inclusive. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:14 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,046 F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:14 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,165 F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:14 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,284 F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:57 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 42 | $68.86 | $2,892.12 |
DisclosureSEC source: 0001209191-21-027606 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,522 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.37 and 68.87 inclusive. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 237 | $67.84 | $16,078.08 |
DisclosureSEC source: 0001209191-21-012321 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,564 F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.84 and 68.33 inclusive. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 367.1272 | $67.84 | $24,905.91 |
DisclosureSEC source: 0001209191-21-012321 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,801 F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 367.1272 | $36.09 | $13,249.62 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 5 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,168.1272 F2 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 12, 2021. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 1,504 | $45.44 Strike: $45.44 | $68,341.76 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · derivative · entry 7 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504 Underlying: Common Stock · 1,504 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The common stock is being granted as restricted stock units and are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 1,400 | $45.39 Strike: $45.39 | $63,546.00 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · derivative · entry 6 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2025-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The common stock is being granted as restricted stock units and are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,504 | $70.35 | $105,806.40 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 4 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,801 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.32 and 70.35 inclusive. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 1,504 | $45.44 | $68,341.76 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 3 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,400 | $70.35 | $98,490.00 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,801 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.32 and 70.35 inclusive. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:01 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 1,400 | $45.39 | $63,546.00 |
DisclosureSEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 731 | $64.11 | $46,864.41 |
DisclosureSEC source: 0001209191-21-007188 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,801 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 46 | $57.45 | $2,642.70 |
DisclosureSEC source: 0001209191-21-004671 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,532 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:19 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 13 | $43.90 | $570.70 |
DisclosureSEC source: 0001209191-20-059468 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,578 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 and 43.96 inclusive. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:19 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 209 | $42.77 | $8,938.93 |
DisclosureSEC source: 0001209191-20-059468 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,591 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 17:38 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 41 | $43.61 | $1,788.01 |
DisclosureSEC source: 0001209191-20-055455 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:54 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 47 | $43.40 | $2,039.80 |
DisclosureSEC source: 0001209191-20-055066 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,841 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 23:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 199.9631 | $41.76 | $8,350.46 |
DisclosureSEC source: 0001209191-20-047318 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,077 F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:10 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 189 | $41.76 | $7,892.64 |
DisclosureSEC source: 0001209191-20-047710 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,888 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 23:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 199.9631 | $36.09 | $7,216.67 |
DisclosureSEC source: 0001209191-20-047318 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,276.9631 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on August 14, 2020. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 41 | $37.82 | $1,550.62 |
DisclosureSEC source: 0001209191-20-043043 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,077 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 20:20 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 47 | $36.73 | $1,726.31 |
DisclosureSEC source: 0001209191-20-042624 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,118 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.85 to $36.73 inclusive. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032279 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,165 F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032279 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,965 F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| May 20, 2020 Filed May 20, 2020 20:53 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,293 | $35.89 | $46,405.77 |
DisclosureSEC source: 0001209191-20-030920 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,765 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.87 to $35.91 inclusive. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:53 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 892 | $34.90 | $31,130.80 |
DisclosureSEC source: 0001209191-20-030920 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,058 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.66 inclusive. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 20:31 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 91 | $39.31 | $3,577.21 |
DisclosureSEC source: 0001209191-20-025085 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,950 F1 · kind: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.31 to $39.40 inclusive. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 20:42 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 104 | $41.58 | $4,324.32 |
DisclosureSEC source: 0001209191-20-024661 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,041 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:19 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 356.2477 | $51.15 | $18,222.07 |
DisclosureSEC source: 0001209191-20-010278 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,145 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 22:19 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 356.2477 | $35.09 | $12,500.73 |
DisclosureSEC source: 0001209191-20-010278 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,501.2477 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 14, 2020. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 188 | $46.99 | $8,834.12 |
DisclosureSEC source: 0001209191-20-006900 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,145 Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 21:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 90 | $45.76 | $4,118.40 |
DisclosureSEC source: 0001209191-20-004243 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 105 | $44.86 | $4,710.30 |
DisclosureSEC source: 0001209191-20-003740 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,423 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.86 to $44.87 inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,066 | $50.16 | $53,470.56 |
DisclosureSEC source: 0001209191-19-055164 · doc4.xml · nonDerivative · entry 2 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.15 to $50.16 inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:04 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 323.3212 | $50.20 | $16,230.72 |
DisclosureSEC source: 0001209191-19-055164 · doc4.xml · nonDerivative · entry 1 Whalen James J. · CIK 0001770896 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,594 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on August 14, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.19 to $50.21 inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.