Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL AGRICULTURAL MORTGAGE CORPAGM · Entity 4378 | EVP - Chief Risk Officer | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL AGRICULTURAL MORTGAGE CORP
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Non-Voting Common StockSEC Table I · non-derivative | Direct | 10,334 |
Last balance in matching sequence
After 2026-08-03 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-08-03 · Exercise / conversion · Acquired 939 · Balance 11,035 F1: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Row 2 · 2026-08-03 · Tax withholding · Disposed 225 · Balance 10,810 F1: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Row 3 · 2026-08-03 · Disposition to issuer · Disposed 476 · Balance 10,334 F1: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $120.38 · Expires 2032-03-09 | Direct | 0 |
Reported balance
After 2026-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-03 · Exercise / conversion · Disposed 939 · Balance 0 F4: Exercisable beginning March 31, 2023 with respect to 313 shares, beginning March 31, 2024 with respect to 313 shares, and beginning March 31, 2025 with respect to 313 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
F2: Transaction effected during an open trading window for employees and directors of Farmer Mac.
F3: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.
F4: Exercisable beginning March 31, 2023 with respect to 313 shares, beginning March 31, 2024 with respect to 313 shares, and beginning March 31, 2025 with respect to 313 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 20:58 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 939 | $0.00 Strike: $120.38 | $0.00 |
DisclosureSEC source: 0001737498-26-000004 · wk-form4_1785963508.xml · derivative · entry 4 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 939 shares Expires 2032-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 313 shares, beginning March 31, 2024 with respect to 313 shares, and beginning March 31, 2025 with respect to 313 shares. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 20:58 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 476 | $237.96 | $113,268.96 |
DisclosureSEC source: 0001737498-26-000004 · wk-form4_1785963508.xml · nonDerivative · entry 3 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,334 F1 · shares: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 20:58 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 225 | $237.96 | $53,541.00 |
DisclosureSEC source: 0001737498-26-000004 · wk-form4_1785963508.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,810 F1 · shares: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| August 03, 2026 Filed Aug 5, 2026 20:58 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 939 | $120.38 | $113,036.82 |
DisclosureSEC source: 0001737498-26-000004 · wk-form4_1785963508.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 939 vested stock appreciation rights ("SARs") granted in March 2022 with a grant price of $120.38 per share, Mr. Brinch was entitled to receive 463 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 238 shares, and Farmer Mac retained 225 shares to satisfy tax withholding requirements arising from the exercise. The 476 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:31 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 476 | $144.36 | $68,715.36 |
DisclosureSEC source: 0001737498-26-000002 · wk-form4_1775165490.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,096 F1 · shares: On March 31, 2026, (i) 170 restricted stock units vested as the third installment of the time-based award granted in March 2023, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 83 shares to satisfy withholding requirements, (ii) 508 performance-based restricted stock units vested that were granted in March 2023 (254 target units vesting at a 200% performance factor), for which Farmer Mac retained 246 shares to satisfy withholding requirements, (iii) 135 restricted stock units vested as the second installment of the time-based award granted in March 2024, for which Farmer Mac retained 66 shares to satisfy withholding requirements, and (iv) 167 restricted stock units vested as the first installment of the time-based award granted in March 2025, for which Farmer Mac retained 81 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,872 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 254 more shares that vested on March 31, 2026, as a result of applying a 200% performance factor to 254 target restricted stock units granted in March 2023. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 1,257 | $0.00 Strike: $162.15 | $0.00 |
DisclosureSEC source: 0000845877-26-000053 · wk-form4_1773089413.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,257 Underlying: Class C Non-Voting Common Stock · 1,257 shares Expires 2036-03-05 F6 · price: Grant of stock appreciation rights under Farmer Mac's Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2027, with respect to 419 shares, beginning March 31, 2028, with respect to 419 shares, and beginning March 31, 2029, with respect to 419 shares. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-26-000053 · wk-form4_1773089413.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,318 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2029 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2026 to December 31, 2028, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2029 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2026 to December 31, 2028, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,649 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-26-000053 · wk-form4_1773089413.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,002 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 211 RSUs, each of which will vest on March 31, 2027, March 31, 2028, and March 31, 2029, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 211 RSUs, each of which will vest on March 31, 2027, March 31, 2028, and March 31, 2029, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,649 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:21 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 478 | $188.58 | $90,141.24 |
DisclosureSEC source: 0000845877-25-000130 · wk-form4_1743625277.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,369 F1 · shares: On March 31, 2025, (i) 170 restricted stock units vested as the third installment of the time-based award granted in March 2022, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 83 shares to satisfy withholding requirements, (ii) 508 performance-based restricted stock units vested that were granted in March 2022 (254 target units vesting at a 200% performance factor), for which Farmer Mac retained 246 shares to satisfy withholding requirements, (iii) 170 restricted stock units vested as the second installment of the time-based award granted in March 2023, for which Farmer Mac retained 83 shares to satisfy withholding requirements, and (iv) 135 restricted stock units vested as the first installment of the time-based award granted in March 2024, for which Farmer Mac retained 66 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,649 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 254 more shares that vested on March 31, 2025 as a result of applying a 200% performance factor to 254 target restricted stock units granted in March 2022. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 831 | $0.00 Strike: $202.01 | $0.00 |
DisclosureSEC source: 0000845877-25-000085 · wk-form4_1741639018.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 831 Underlying: Class C Non-Voting Common Stock · 831 shares Expires 2035-03-06 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2026 with respect to 277 shares, beginning March 31, 2027 with respect to 277 shares, and beginning March 31, 2028 with respect to 277 shares. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-25-000085 · wk-form4_1741639018.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,593 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2028 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2028 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,626 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-25-000085 · wk-form4_1741639018.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,342 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 167 RSUs, each of which will vest on March 31, 2026, March 31, 2027, and March 31, 2028, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 167 RSUs, each of which will vest on March 31, 2026, March 31, 2027, and March 31, 2028, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,626 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:49 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 593 | $210.00 | $124,530.00 |
DisclosureSEC source: 0000845877-24-000256 · wk-form4_1731620993.xml · nonDerivative · entry 4 Brinch Brian M · CIK 0001737498 · SVP - Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,841 F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,626 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:49 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 1,560 | $0.00 Strike: $88.68 | $0.00 |
DisclosureSEC source: 0000845877-24-000256 · wk-form4_1731620993.xml · derivative · entry 5 Brinch Brian M · CIK 0001737498 · SVP - Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 1,560 shares Expires 2031-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 1,560 vested stock appreciation rights ("SARs") granted in March 2021 with a grant price of $88.68 per share, Mr. Brinch was entitled to receive 907 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Of these shares, Mr. Brinch received 593 shares, and Farmer Mac retained 314 shares to satisfy tax withholding requirements arising from the exercise. The 653 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non- Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:49 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 653 | $212.11 | $138,507.83 |
DisclosureSEC source: 0000845877-24-000256 · wk-form4_1731620993.xml · nonDerivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP - Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,434 F1 · shares: In connection with the net share settlement of the exercise of 1,560 vested stock appreciation rights ("SARs") granted in March 2021 with a grant price of $88.68 per share, Mr. Brinch was entitled to receive 907 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Of these shares, Mr. Brinch received 593 shares, and Farmer Mac retained 314 shares to satisfy tax withholding requirements arising from the exercise. The 653 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non- Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,626 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:49 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 314 | $212.11 | $66,602.54 |
DisclosureSEC source: 0000845877-24-000256 · wk-form4_1731620993.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP - Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,087 F1 · shares: In connection with the net share settlement of the exercise of 1,560 vested stock appreciation rights ("SARs") granted in March 2021 with a grant price of $88.68 per share, Mr. Brinch was entitled to receive 907 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Of these shares, Mr. Brinch received 593 shares, and Farmer Mac retained 314 shares to satisfy tax withholding requirements arising from the exercise. The 653 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non- Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,626 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:49 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 1,560 | $88.68 | $138,340.80 |
DisclosureSEC source: 0000845877-24-000256 · wk-form4_1731620993.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP - Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 1,560 vested stock appreciation rights ("SARs") granted in March 2021 with a grant price of $88.68 per share, Mr. Brinch was entitled to receive 907 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Of these shares, Mr. Brinch received 593 shares, and Farmer Mac retained 314 shares to satisfy tax withholding requirements arising from the exercise. The 653 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non- Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 1,626 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:46 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 487 | $196.88 | $95,880.56 |
DisclosureSEC source: 0000845877-24-000120 · wk-form4_1712090785.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,841 F1 · shares: On March 31, 2024, (i) 259 restricted stock units vested as the third installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 126 shares to satisfy withholding requirements, (ii) 403 performance-based restricted stock units vested that were granted in March 2021 (388 target units vesting at a 103.7754% performance factor), for which Farmer Mac retained 195 shares to satisfy withholding requirements, (iii) 170 restricted stock units vested as the second installment of the time-based award granted in March 2022, for which Farmer Mac retained 83 shares to satisfy withholding requirements, and (iv) 170 restricted stock units vested as the first installment of the time-based award granted in March 2023, for which Farmer Mac retained 83 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,626 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 15 more shares that vested on March 31, 2024 as a result of applying a 103.7754% performance factor to 388 target restricted stock units granted in March 2021. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 690 | $0.00 Strike: $198.54 | $0.00 |
DisclosureSEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 690 Underlying: Class C Non-Voting Common Stock · 690 shares Expires 2034-03-05 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 230 shares, beginning March 31, 2026 with respect to 230 shares, and beginning March 31, 2027 with respect to 230 shares. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,313 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,005 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,110 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 135 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 135 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,005 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 12, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 1,058 | $150.72 | $159,456.89 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 7 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,705 F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F5 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $150.58 to $150.832, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information about the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 1,845 | $0.00 Strike: $75.16 | $0.00 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · derivative · entry 9 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 1,845 shares Expires 2030-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F4 · shares: In connection with the net share settlement of the exercise of 1,845 vested SARs granted in March 2020 with the grant price of $75.16 per share, Mr. Brinch was entitled to receive 923 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 616 shares, and Farmer Mac retained 307 shares to satisfy tax withholding requirements arising from the exercise. The 922 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 1,470 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · derivative · entry 8 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 1,470 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 1,470 vested stock appreciation rights ("SARs") granted in February 2019 with the grant price of $82.76 per share, Mr. Brinch was entitled to receive 661 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 442 shares, and Farmer Mac retained 219 shares to satisfy tax withholding requirements arising from the exercise. The 809 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 922 | $150.45 | $138,714.90 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 6 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,763 F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F4 · shares: In connection with the net share settlement of the exercise of 1,845 vested SARs granted in March 2020 with the grant price of $75.16 per share, Mr. Brinch was entitled to receive 923 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 616 shares, and Farmer Mac retained 307 shares to satisfy tax withholding requirements arising from the exercise. The 922 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 307 | $150.45 | $46,188.15 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 5 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,685 F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F4 · shares: In connection with the net share settlement of the exercise of 1,845 vested SARs granted in March 2020 with the grant price of $75.16 per share, Mr. Brinch was entitled to receive 923 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 616 shares, and Farmer Mac retained 307 shares to satisfy tax withholding requirements arising from the exercise. The 922 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 1,845 | $75.16 | $138,670.20 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 4 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F4 · shares: In connection with the net share settlement of the exercise of 1,845 vested SARs granted in March 2020 with the grant price of $75.16 per share, Mr. Brinch was entitled to receive 923 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 616 shares, and Farmer Mac retained 307 shares to satisfy tax withholding requirements arising from the exercise. The 922 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 809 | $150.45 | $121,714.05 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,147 F1 · shares: In connection with the net share settlement of the exercise of 1,470 vested stock appreciation rights ("SARs") granted in February 2019 with the grant price of $82.76 per share, Mr. Brinch was entitled to receive 661 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 442 shares, and Farmer Mac retained 219 shares to satisfy tax withholding requirements arising from the exercise. The 809 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 219 | $150.45 | $32,948.55 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,956 F1 · shares: In connection with the net share settlement of the exercise of 1,470 vested stock appreciation rights ("SARs") granted in February 2019 with the grant price of $82.76 per share, Mr. Brinch was entitled to receive 661 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 442 shares, and Farmer Mac retained 219 shares to satisfy tax withholding requirements arising from the exercise. The 809 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:43 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 1,470 | $82.76 | $121,657.20 |
DisclosureSEC source: 0000845877-23-000146 · wk-form4_1686606217.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 1,470 vested stock appreciation rights ("SARs") granted in February 2019 with the grant price of $82.76 per share, Mr. Brinch was entitled to receive 661 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Brinch retained 442 shares, and Farmer Mac retained 219 shares to satisfy tax withholding requirements arising from the exercise. The 809 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:45 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 498 | $130.46 | $64,969.08 |
DisclosureSEC source: 0000845877-23-000091 · wf-form4_168064112217872.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,705 F1 · shares: On March 31, 2023, (i) 225 restricted stock units vested as the third installment of the time-based award granted in March 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 109 shares to satisfy withholding requirements, (ii) 372 performance-based restricted stock units vested that were granted in March 2020 (337 target units vesting at a 110.1884% performance factor), for which Farmer Mac retained 180 shares to satisfy withholding requirements, (iii) 259 restricted stock units vested as the second installment of the time-based award granted in March 2021, for which Farmer Mac retained 126 shares to satisfy withholding requirements, and (iv) 170 restricted stock units vested as the first installment of the time-based award granted in March 2022, for which Farmer Mac retained 83 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,005 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 35 more shares that vested on March 31, 2023 as a result of applying a 110.1884% performance factor to 337 target restricted stock units granted in March 2020. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:24 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 786 | $0.00 Strike: $135.20 | $0.00 |
DisclosureSEC source: 0000845877-23-000068 · wf-form4_167874268480786.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786 Underlying: Class C Non-Voting Common Stock · 786 shares Expires 2033-03-09 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2024 with respect to 262 shares, beginning March 31, 2025 with respect to 262 shares, and beginning March 31, 2026 with respect to 262 shares. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:24 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-23-000068 · wf-form4_167874268480786.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,168 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2026 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2023 to December 31, 2025, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2026 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2023 to December 31, 2025, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,232 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:24 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-23-000068 · wf-form4_167874268480786.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,914 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 170 RSUs, each of which will vest on March 31, 2024, March 31, 2025, and March 31, 2026, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 170 RSUs, each of which will vest on March 31, 2024, March 31, 2025, and March 31, 2026, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,232 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:51 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 517 | $111.05 | $57,412.85 |
DisclosureSEC source: 0000845877-22-000103 · wf-form4_164911264576627.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,404 F1 · shares: On March 31, 2022, (i) 234 restricted stock units vested as the third installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 114 shares to satisfy withholding requirements, (ii) 352 restricted stock units vested that were granted in February 2019 for which Farmer Mac retained 170 shares to satisfy withholding requirements, (iii) 225 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which Farmer Mac retained 108 shares to satisfy withholding requirements, and (iv) 259 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which Farmer Mac retained 125 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,232 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:59 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 939 | $0.00 Strike: $120.38 | $0.00 |
DisclosureSEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939 Underlying: Class C Non-Voting Common Stock · 939 shares Expires 2032-03-09 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 313 shares, beginning March 31, 2024 with respect to 313 shares, and beginning March 31, 2025 with respect to 313 shares. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:59 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,921 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,538 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:59 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 170 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,538 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| May 18, 2021 Filed May 18, 2021 20:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 887 | $103.60 | $91,891.07 |
DisclosureSEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 4 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,157 F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F4 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $103.50 to $103.70, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 2,500 | $103.16 Strike: $32.39 | $257,900.00 |
DisclosureSEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · derivative · entry 5 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 2,500 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 784 | $103.16 | $80,877.44 |
DisclosureSEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,044 F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 829 | $103.16 | $85,519.64 |
DisclosureSEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,828 F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 2,500 | $32.39 | $80,975.00 |
DisclosureSEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:24 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 433 | $98.89 | $42,819.37 |
DisclosureSEC source: 0000845877-21-000112 · wf-form4_161886386598979.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,157 F1 · shares: On April 15, 2021, 895 shares of Class C Non-Voting Common Stock vested related to the time-based award of restricted stock units granted in April 2018, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 433 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,538 of unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:18 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 222 | $100.86 | $22,390.92 |
DisclosureSEC source: 0000845877-21-000104 · wf-form4_161739821703636.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,590 F1 · shares: On March 31, 2021, (i) 234 restricted stock units vested as the second installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 114 shares to satisfy withholding requirements, and (ii) 225 restricted stock units vested as the first installment of the time-based award granted in March 2020, for which Farmer Mac retained 108 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 3,433 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:06 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 1,560 | $0.00 Strike: $88.68 | $0.00 |
DisclosureSEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · derivative · entry 3 Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Class C Non-Voting Common Stock · 1,560 shares Expires 2031-03-02 F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 520 shares, beginning March 31, 2023 with respect to 520 shares, and beginning March 31, 2024 with respect to 520 shares. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:06 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · nonDerivative · entry 2 Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,812 F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award. F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics. F2 · balance_after: Includes 2,727 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:06 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,424 F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 259 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively. F2 · balance_after: Includes 2,727 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 20:27 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 628 | $57.21 | $35,927.88 |
DisclosureSEC source: 0000845877-20-000114 · wf-form4_158706882742449.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP-Business Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,647 F1 · shares: On April 15, 2020, 1,300 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") restricted stock vested for the time-based award granted in April 2017, for which Farmer Mac retained 628 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,727 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:21 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 114 | $54.50 | $6,213.00 |
DisclosureSEC source: 0000845877-20-000104 · wf-form4_158586248306493.xml · nonDerivative · entry 1 Brinch Brian M · CIK 0001737498 · SVP-Business Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,275 F1 · shares: On March 31, 2020, 234 shares of restricted stock vested as the first installment of the time-based award granted in March 2019, for which Farmer Mac retained 114 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 4,027 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.