Brinch Brian M

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · derivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Class C Non-Voting Common Stock · 1,845 shares

Expires 2030-03-03

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2021 with respect to 615 shares, beginning March 31, 2022 with respect to 615 shares, and beginning March 31, 2023 with respect to 615 shares.

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 3,249 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052

F1 · price: Grant of shares of time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 225 shares of restricted stock units, each of which will vest on March 31, 2021, March 31, 2022, and March 31, 2023, respectively.

F2 · balance_after: Includes 3,249 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-19-000085 · wf-form4_155544677521119.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

F1 · shares: On April 15, 2019, 1,500 shares of restricted stock vested that were granted in April 2016, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 725 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 3,249 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-19-000056 · wf-form4_155147586369129.xml · derivative · entry 4

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Underlying: Class C Non-Voting Common Stock · 1,470 shares

Expires 2029-02-27

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2020 with respect to 490 shares, beginning March 31, 2021 with respect to 490 shares, and beginning March 31, 2022 with respect to 490 shares.

SEC source: 0000845877-19-000056 · wf-form4_155147586369129.xml · nonDerivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,102

F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2019 and ending on December 31, 2021.

F2 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-19-000056 · wf-form4_155147586369129.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926

F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2019 and December 31, 2021, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors.

F2 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-19-000056 · wf-form4_155147586369129.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · price: Grant of shares of time-vested restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Amended and Restated Omnibus Incentive Plan for no consideration. Includes three installments of 234 shares of restricted stock that will each vest on March 31, 2020, March 31, 2021, and March 31, 2022, respectively.

F2 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-18-000121 · wf-form4_152710795035620.xml · nonDerivative · entry 4

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $35.60 per share, Mr. Brinch was entitled to receive 2,443 shares of the Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,132 shares to satisfy tax withholding requirements arising from the exercise, and 1,311 shares retained by Mr. Brinch were sold on May 22, 2018. The 1,557 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $92.00 to $92.33, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-18-000121 · wf-form4_152710795035620.xml · derivative · entry 5

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Non-Voting Common Stock · 4,000 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $35.60 per share, Mr. Brinch was entitled to receive 2,443 shares of the Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,132 shares to satisfy tax withholding requirements arising from the exercise, and 1,311 shares retained by Mr. Brinch were sold on May 22, 2018. The 1,557 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2015 with respect to 1,333 shares, beginning March 31, 2016 with respect to 1,333 shares, and beginning March 31, 2017 with respect to 1,334 shares.

SEC source: 0000845877-18-000121 · wf-form4_152710795035620.xml · nonDerivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,359

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $35.60 per share, Mr. Brinch was entitled to receive 2,443 shares of the Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,132 shares to satisfy tax withholding requirements arising from the exercise, and 1,311 shares retained by Mr. Brinch were sold on May 22, 2018. The 1,557 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-18-000121 · wf-form4_152710795035620.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,916

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $35.60 per share, Mr. Brinch was entitled to receive 2,443 shares of the Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,132 shares to satisfy tax withholding requirements arising from the exercise, and 1,311 shares retained by Mr. Brinch were sold on May 22, 2018. The 1,557 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

SEC source: 0000845877-18-000121 · wf-form4_152710795035620.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $35.60 per share, Mr. Brinch was entitled to receive 2,443 shares of the Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,132 shares to satisfy tax withholding requirements arising from the exercise, and 1,311 shares retained by Mr. Brinch were sold on May 22, 2018. The 1,557 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 3,695 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.