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person · Reporting owner

Jordan William L

Disclosed activity across 2 companies

Tapewire entity
26400
SEC CIK
0001349868

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Designer Brands Inc.DBI · Entity 6081PresidentOctober 17, 2023October 19, 2023
ROCKY BRANDS, INC.RCKY · Entity 5833DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Designer Brands Inc.

Report date October 17, 2023 · Filed October 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect6,207 Reported balance After 2023-10-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-10-17 · Grant · Acquired 1,172 · Balance 6,207

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

ROCKY BRANDS, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, without par valueSEC Table I · non-derivativeDirect21,387 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 436 · Balance 21,387

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000427 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 254 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000427 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:37 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 1,955 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013260 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,113

Underlying: Class A Common Shares · 1,955 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 15:35 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 225 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013100 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,413

Read SEC document
July 05, 2019 Filed Jul 9, 2019 20:13 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 1,659 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010147 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,158

Underlying: Class A Common Shares · 1,659 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:30 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009930 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Read SEC document
April 12, 2019 Filed Apr 16, 2019 19:27 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 1,366 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006834 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,499

Underlying: Class A Common Shares · 1,366 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:22 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 313 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006113 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:33 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 22,790 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005870 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,790

Underlying: Class A Common Shares · 22,790 shares

Expires 2022-03-26

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 00:57 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 14,198 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006232 · doc4.xml · derivative · entry 4

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 14,198 shares

Expires 2019-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 00:57 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 1,138 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006232 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Underlying: Class A Common Shares · 1,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 00:57 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 4,655 $21.08 $98,127.40
Disclosure

SEC source: 0001225208-19-006232 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Read SEC document
March 22, 2019 Filed Apr 3, 2019 00:57 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 15,336 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006232 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:13 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 27,535 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005359 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,535

Underlying: Class A Common Shares · 27,535 shares

Expires 2021-03-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:59 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 SaleCommon Stock, without par value 2,500 $28.56 $71,400.00
Disclosure

SEC source: 0001225208-19-004898 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,601

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-19-003941 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:27 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 Exercise / conversionCommon Stock, without par value 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001225208-19-003941 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 13:02 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001688 · doc4.xml · derivative · entry 4

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301

Underlying: Class A Common Shares · 2,150 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on March 13, 2018, 25% on January 31, 2019 and 50% on January 31, 2020

Read SEC document
January 31, 2019 Filed Feb 4, 2019 13:02 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001688 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,271

Underlying: Class A Common Shares · 83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 13:02 UTC Designer Brands Inc. DSW · Entity 6081 Tax withholdingClass A Common Shares 797 $27.19 $21,670.43
Disclosure

SEC source: 0001225208-19-001688 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,384

Read SEC document
January 31, 2019 Filed Feb 4, 2019 13:02 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 2,233 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001688 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 22:32 UTC Designer Brands Inc. DSW · Entity 6081 GrantDividend Equivalent Rights · Derivative 981 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000735 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

Underlying: Class A Common Shares · 981 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-19-000218 · doc4.xml · derivative · entry 2

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:12 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 288 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000218 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:49 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 2,693 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016802 · doc4.xml · derivative · entry 4

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 2,693 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:49 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 264 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016802 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373

Underlying: Class A Common Shares · 264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:49 UTC Designer Brands Inc. DSW · Entity 6081 Tax withholdingClass A Common Shares 1,342 $23.32 $31,295.44
Disclosure

SEC source: 0001225208-18-016802 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,948

Read SEC document
December 15, 2018 Filed Dec 18, 2018 20:49 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 2,957 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016802 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 10, 2018 23:46 UTC Designer Brands Inc. DSW · Entity 6081 GrantDividend Equivalent Rights · Derivative 807 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014536 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,637

Underlying: Class A Common Shares · 807 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:52 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 175 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014305 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813

Read SEC document
July 05, 2018 Filed Jul 9, 2018 20:39 UTC Designer Brands Inc. DSW · Entity 6081 GrantDividend Equivalent Rights · Derivative 928 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011550 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Class A Common Shares · 928 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 12:43 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 301 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011114 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

Read SEC document
April 06, 2018 Filed Apr 10, 2018 22:03 UTC Designer Brands Inc. DSW · Entity 6081 GrantDividend Equivalent Rights · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007625 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549

Underlying: Class A Common Shares · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
April 06, 2018 Filed Apr 20, 2018 14:18 UTC Amendment Designer Brands Inc. DSW · Entity 6081 GrantDividend Equivalent Rights · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007892 · doc4a.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Class A Common Shares · 1,153 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
April 06, 2018 Filed Apr 20, 2018 14:18 UTC Amendment Designer Brands Inc. DSW · Entity 6081 Tax withholdingClass A Common Shares 34 $22.37 $760.58
Disclosure

SEC source: 0001225208-18-007892 · doc4a.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,333

Read SEC document
April 06, 2018 Filed Apr 20, 2018 14:18 UTC Amendment Designer Brands Inc. DSW · Entity 6081 GrantClass A Common Shares 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007892 · doc4a.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,367

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:29 UTC ROCKY BRANDS, INC. RCKY · Entity 5833 GrantCommon Stock, without par value 326 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007308 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,337

Read SEC document
March 29, 2018 Filed Apr 2, 2018 16:52 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 34,412 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001225208-18-006879 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 34,412 shares

Expires 2020-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 16:52 UTC Designer Brands Inc. DSW · Entity 6081 SaleClass A Common Shares 34,412 $22.47 $773,237.64
Disclosure

SEC source: 0001225208-18-006879 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,293

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $22.46 to $22.485. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 16:52 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 34,412 $12.34 $424,472.02
Disclosure

SEC source: 0001225208-18-006879 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2018 Filed Mar 27, 2018 23:31 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 6,052 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006741 · doc4.xml · derivative · entry 4

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 6,052 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 24, 2018 Filed Mar 27, 2018 23:31 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 469 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006741 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749

Underlying: Class A Common Shares · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.

Read SEC document
March 24, 2018 Filed Mar 27, 2018 23:31 UTC Designer Brands Inc. DSW · Entity 6081 Tax withholdingClass A Common Shares 1,980 $21.58 $42,728.40
Disclosure

SEC source: 0001225208-18-006741 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,293

Read SEC document
March 24, 2018 Filed Mar 27, 2018 23:31 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 6,521 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006741 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Apr 20, 2018 14:21 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 37,420 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007895 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,420

Underlying: Class A Common Shares · 37,420 shares

Expires 2021-03-22

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 14:01 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 18,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006556 · doc4.xml · derivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,355

Underlying: Class A Common Shares · 18,355 shares

Expires 2021-03-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

F2 · derivative.exercise_date: Restricted stock unit vests 100% on the third anniversary of the date of grant.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:49 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 32,366 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001225208-18-006269 · doc4.xml · derivative · entry 3

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 32,366 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:49 UTC Designer Brands Inc. DSW · Entity 6081 SaleClass A Common Shares 32,666 $21.17 $691,539.22
Disclosure

SEC source: 0001225208-18-006269 · doc4.xml · nonDerivative · entry 2

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,452

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $21.11 to $21.23. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:49 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 32,366 $4.65 $150,501.90
Disclosure

SEC source: 0001225208-18-006269 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 27, 2018 23:31 UTC Amendment Designer Brands Inc. DSW · Entity 6081 SaleClass A Common Shares 32,366 $21.17 $685,188.22
Disclosure

SEC source: 0001225208-18-006744 · doc4a.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,752

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $21.11 to $21.23. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.