Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Designer Brands Inc.DBI · Entity 6081 | President | October 17, 2023 | October 19, 2023 |
| ROCKY BRANDS, INC.RCKY · Entity 5833 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Designer Brands Inc.
Report date October 17, 2023 · Filed October 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 6,207 |
Reported balance
After 2023-10-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-17 · Grant · Acquired 1,172 · Balance 6,207 F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.
ROCKY BRANDS, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 21,387 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 436 · Balance 21,387 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2018 Filed Mar 15, 2018 20:38 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantRestricted Stock Unit · Derivative | 20,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006231 · doc4.xml · derivative · entry 5 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,985 Underlying: Class A Common Shares · 20,985 shares Expires 2020-03-21 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:38 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006231 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451 Underlying: Class A Common Shares · 2,150 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on March 13, 2018, 25% on January 31, 2019 and 50% on January 31, 2020 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:38 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantRestricted Stock Unit · Derivative | 8,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006231 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601 Underlying: Class A Common Shares · 8,601 shares Expires 2020-01-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on March 13, 2018, 25% on January 31, 2019 and 50% on January 31, 2020 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:38 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 645 | $19.60 | $12,642.00 |
DisclosureSEC source: 0001225208-18-006231 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,752 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:38 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006231 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000684 · doc4.xml · derivative · entry 2 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 4,000 shares Expires 2023-01-02 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000684 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:38 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000332 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218 Underlying: Class A Common Shares · 224 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018938 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,693 Underlying: Class A Common Shares · 1,346 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018938 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994 Underlying: Class A Common Shares · 154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 720 | $20.36 | $14,659.20 |
DisclosureSEC source: 0001225208-17-018938 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,247 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018938 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 16:02 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 8,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016673 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 8,265 shares Expires 2017-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 16:02 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016673 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 Underlying: Class A Common Shares · 557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 16:02 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 2,943 | $21.05 | $61,950.15 |
DisclosureSEC source: 0001225208-17-016673 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,467 Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 16:02 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 8,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016673 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015703 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,641 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:18 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015688 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705 Underlying: Class A Common Shares · 316 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 19:27 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionStock Option - Right to Buy · Derivative | 10,000 | $0.00 Strike: $4.65 | $0.00 |
DisclosureSEC source: 0001225208-17-015557 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,366 Underlying: Class A Common Shares · 10,000 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 19:27 UTC | Designer Brands Inc. DSW · Entity 6081 | SaleClass A Common Shares | 10,000 | $21.32 | $213,200.00 |
DisclosureSEC source: 0001225208-17-015557 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,588 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $21.25 to $21.43. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 19:27 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 10,000 | $4.65 | $46,500.00 |
DisclosureSEC source: 0001225208-17-015557 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 19:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionStock Option - Right to Buy · Derivative | 15,100 | $0.00 Strike: $4.65 | $0.00 |
DisclosureSEC source: 0001225208-17-014797 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,366 Underlying: Class A Common Shares · 15,100 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 19:29 UTC | Designer Brands Inc. DSW · Entity 6081 | SaleClass A Common Shares | 15,100 | $19.00 | $286,900.00 |
DisclosureSEC source: 0001225208-17-014797 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,588 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $19.00 to $19.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 19:29 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 15,100 | $4.65 | $70,215.00 |
DisclosureSEC source: 0001225208-17-014797 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:22 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionStock Option - Right to Buy · Derivative | 4,600 | $0.00 Strike: $4.65 | $0.00 |
DisclosureSEC source: 0001225208-17-014689 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,466 Underlying: Class A Common Shares · 4,600 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:22 UTC | Designer Brands Inc. DSW · Entity 6081 | SaleClass A Common Shares | 4,600 | $19.01 | $87,435.42 |
DisclosureSEC source: 0001225208-17-014689 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,588 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $19.00 to $19.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:22 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 4,600 | $4.65 | $21,390.00 |
DisclosureSEC source: 0001225208-17-014689 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionStock Option - Right to Buy · Derivative | 2,666 | $0.00 Strike: $4.65 | $0.00 |
DisclosureSEC source: 0001225208-17-014412 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,066 Underlying: Class A Common Shares · 2,666 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:08 UTC | Designer Brands Inc. DSW · Entity 6081 | SaleClass A Common Shares | 2,466 | $20.03 | $49,393.98 |
DisclosureSEC source: 0001225208-17-014412 · doc4.xml · nonDerivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,588 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:08 UTC | Designer Brands Inc. DSW · Entity 6081 | SaleClass A Common Shares | 200 | $20.04 | $4,008.00 |
DisclosureSEC source: 0001225208-17-014412 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,054 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 2,666 | $4.65 | $12,396.90 |
DisclosureSEC source: 0001225208-17-014412 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:05 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012094 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119 Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 21:06 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011779 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Class A Common Shares · 370 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| April 10, 2017 Filed May 2, 2017 20:16 UTC | Designer Brands Inc. DSW · Entity 6081 | GiftClass A Common Shares | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008864 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,588 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 19:16 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 13 | $20.82 | $270.66 |
DisclosureSEC source: 0001225208-17-007954 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,588 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 19:16 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantClass A Common Shares | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007954 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,601 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:14 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007736 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,599 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:30 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007393 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057 Underlying: Class A Common Shares · 360 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:41 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 3,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006931 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 3,716 shares Expires 2017-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:41 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006931 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697 Underlying: Class A Common Shares · 242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:41 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 1,320 | $19.27 | $25,436.40 |
DisclosureSEC source: 0001225208-17-006931 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,563 Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:41 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 3,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006931 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 19:22 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantStock Option - Right to Buy · Derivative | 99,625 | $0.00 Strike: $19.02 | $0.00 |
DisclosureSEC source: 0001225208-17-006737 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,625 Underlying: Class A Common Shares · 99,625 shares Expires 2027-03-21 F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:14 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantRestricted Stock Unit · Derivative | 14,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006250 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,198 Underlying: Class A Common Shares · 14,198 shares Expires 2019-03-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:34 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantStock Option - Right to Buy · Derivative | 14,540 | $0.00 Strike: $21.16 | $0.00 |
DisclosureSEC source: 0001225208-17-002264 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,540 Underlying: Class A Common Shares · 14,540 shares Expires 2027-01-31 F1 · derivative.exercise_date: Option vests 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:08 UTC | Designer Brands Inc. DSW · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000288 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939 Underlying: Class A Common Shares · 202 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043556 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,039 Underlying: Class A Common Shares · 1,346 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043556 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Underlying: Class A Common Shares · 47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Tax withholdingClass A Common Shares | 465 | $24.38 | $11,336.70 |
DisclosureSEC source: 0001225208-16-043556 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,925 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC | Designer Brands Inc. DSW · Entity 6081 | Exercise / conversionClass A Common Shares | 1,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043556 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.