Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Designer Brands Inc.DBI · Entity 6081 | President | October 17, 2023 | October 19, 2023 |
| ROCKY BRANDS, INC.RCKY · Entity 5833 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Designer Brands Inc.
Report date October 17, 2023 · Filed October 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 6,207 |
Reported balance
After 2023-10-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-17 · Grant · Acquired 1,172 · Balance 6,207 F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.
ROCKY BRANDS, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 21,387 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 436 · Balance 21,387 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2022 Filed Mar 29, 2022 22:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 35,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005207 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 35,552 shares Expires 2022-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 26, 2022 Filed Mar 29, 2022 22:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005207 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965 Underlying: Class A Common Shares · 2,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| March 26, 2022 Filed Mar 29, 2022 22:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 13,149 | $13.69 | $180,009.81 |
DisclosureSEC source: 0001225208-22-005207 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,491 Read SEC document |
| March 26, 2022 Filed Mar 29, 2022 22:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 38,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005207 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:48 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantRestricted Stock Unit · Derivative | 40,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005125 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,590 Underlying: Class A Common Shares · 40,590 shares Expires 2025-03-24 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:41 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantRestricted Stock Unit · Derivative | 51,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004554 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,338 Underlying: Class A Common Shares · 51,203 shares Expires 2024-03-23 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $39.80 | $0.00 |
DisclosureSEC source: 0001225208-22-000249 · doc4.xml · derivative · entry 2 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock, without par value · 3,000 shares Expires 2027-01-03 F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:44 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000249 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,181 Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 20:16 UTC | Designer Brands Inc. DBI · Entity 6081 | SaleClass A Common Shares | 25,000 | $14.87 | $371,750.00 |
DisclosureSEC source: 0001225208-21-014781 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,428 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $14.82 to $14.918. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 18:56 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012707 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,980 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:23 UTC | Designer Brands Inc. DBI · Entity 6081 | SaleClass A Common Shares | 25,000 | $14.05 | $351,250.00 |
DisclosureSEC source: 0001225208-21-012759 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,428 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $13.97 to $14.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 15:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012212 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Shares · 50,000 shares Expires 2023-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 15:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 22,675 | $13.22 | $299,763.50 |
DisclosureSEC source: 0001225208-21-012212 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,428 Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 15:35 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012212 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:26 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010071 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,812 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 18:28 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006286 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,669 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:45 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantRestricted Stock Unit · Derivative | 34,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005881 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,135 Underlying: Class A Common Shares · 34,135 shares Expires 2024-03-23 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 37,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · derivative · entry 9 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 37,420 shares Expires 2021-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · derivative · entry 8 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,625 Underlying: Class A Common Shares · 4,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 17,478 | $16.39 | $286,464.42 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · nonDerivative · entry 4 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,103 Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 41,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · nonDerivative · entry 3 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 27,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · derivative · entry 7 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 27,535 shares Expires 2021-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 18,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · derivative · entry 6 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 18,355 shares Expires 2021-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: Restricted stock unit vests 100% on the third anniversary of the date of grant. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 5,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · derivative · entry 5 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,975 Underlying: Class A Common Shares · 5,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 15,542 | $16.39 | $254,733.38 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,811 Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 21:13 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 51,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005820 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 19:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 7,500 | $45.07 | $338,025.00 |
DisclosureSEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 3 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,522 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $44.95 to $45.56. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:14 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001225208-21-004755 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,000 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:14 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004755 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, without par value · 4,000 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:14 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,000 | $26.00 | $104,000.00 |
DisclosureSEC source: 0001225208-21-004755 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:14 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | Exercise / conversionCommon Stock, without par value | 4,000 | $29.43 | $117,720.00 |
DisclosureSEC source: 0001225208-21-004755 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:49 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $28.07 | $0.00 |
DisclosureSEC source: 0001225208-21-000213 · doc4.xml · derivative · entry 2 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, without par value · 5,000 shares Expires 2026-01-04 F1 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:49 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000213 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,005 Read SEC document |
| December 16, 2020 Filed Mar 10, 2021 19:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,737 Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 17:13 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012028 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,720 Read SEC document |
| September 16, 2020 Filed Mar 10, 2021 19:48 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,423 Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 14:04 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011380 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Shares · 200,000 shares Expires 2023-09-08 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 01:37 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009339 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,418 Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 21:54 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006455 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,639 Underlying: Class A Common Shares · 2,347 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 13:51 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005977 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,054 Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 13:23 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantRestricted Stock Unit · Derivative | 146,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005587 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,845 Underlying: Class A Common Shares · 146,845 shares Expires 2023-03-24 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 18:29 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 20,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005525 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 20,985 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 18:29 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005525 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 Underlying: Class A Common Shares · 2,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 18:29 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 6,984 | $5.54 | $38,691.36 |
DisclosureSEC source: 0001225208-20-005525 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,124 Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 18:29 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 23,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005525 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:02 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionRestricted Stock Unit · Derivative | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001458 · doc4.xml · derivative · entry 4 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 4,301 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on March 13, 2018, 25% on January 31, 2019 and 50% on January 31, 2020 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:02 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionDividend Equivalent Rights · Derivative | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001458 · doc4.xml · derivative · entry 3 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,313 Underlying: Class A Common Shares · 419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:02 UTC | Designer Brands Inc. DBI · Entity 6081 | Tax withholdingClass A Common Shares | 1,683 | $14.90 | $25,076.70 |
DisclosureSEC source: 0001225208-20-001458 · doc4.xml · nonDerivative · entry 2 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,102 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:02 UTC | Designer Brands Inc. DBI · Entity 6081 | Exercise / conversionClass A Common Shares | 4,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001458 · doc4.xml · nonDerivative · entry 1 Jordan William L · CIK 0001349868 · EVP DBI;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:52 UTC | Designer Brands Inc. DBI · Entity 6081 | GrantDividend Equivalent Rights · Derivative | 3,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000663 · doc4.xml · derivative · entry 1 Jordan William L · CIK 0001349868 · EVP DSW;Pres DSW Dsnr ShoeWhse 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,728 Underlying: Class A Common Shares · 3,615 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.