Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PALATIN TECHNOLOGIES INCPTN · Entity 7649 | Director | August 03, 2026 | August 05, 2026 |
| Scorpius Holdings, Inc.NHWK · Entity 82082 | Director | December 07, 2022 | December 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PALATIN TECHNOLOGIES INC
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.70 · Expires 2037-08-03 | Direct | 26,921 |
Reported balance
After 2026-08-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-03 · Other · Acquired 2,900 · Balance 26,921 F1: Stock Option granted under the 2011 Stock Incentive Plan as amended. The option vests as to 50% on August 3, 2027 and as to the remaining 50% on August 3, 2028. The option was granted by the Compensation Committee on August 3, 2026, and there was no impediment to the grant of option. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Option granted under the 2011 Stock Incentive Plan as amended. The option vests as to 50% on August 3, 2027 and as to the remaining 50% on August 3, 2028. The option was granted by the Compensation Committee on August 3, 2026, and there was no impediment to the grant of option.
Scorpius Holdings, Inc.
Report date December 07, 2022 · Filed December 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.02 · Expires 2032-12-07 | Direct | 203,921 |
Reported balance
After 2022-12-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-07 · Grant · Acquired 203,921 · Balance 203,921 F1: These stock options vest monthly on a pro rata basis over a twelve-month period commencing on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options vest monthly on a pro rata basis over a twelve-month period commencing on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 20:30 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | OtherStock Option (Right to Buy) · Derivative | 2,900 | $0.00 Strike: $7.70 | $0.00 |
DisclosureSEC source: 0001493152-26-036184 · ownership.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,921 Underlying: Common Stock · 2,900 shares Expires 2037-08-03 F1 · derivative.exercise_date: Stock Option granted under the 2011 Stock Incentive Plan as amended. The option vests as to 50% on August 3, 2027 and as to the remaining 50% on August 3, 2028. The option was granted by the Compensation Committee on August 3, 2026, and there was no impediment to the grant of option. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001493152-25-027268 · ownership.xml · derivative · entry 4 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,281 Underlying: Common Stock · 1,600 shares Expires 2035-12-09 F4 · derivative.exercise_date: Stock Options granted under the 2011 Stock Incentive Plan, the option vests as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options. F4 · derivative.expiration_date: Stock Options granted under the 2011 Stock Incentive Plan, the option vests as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001493152-25-027268 · ownership.xml · derivative · entry 3 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,681 Underlying: Common Stock · 1,600 shares Expires 2035-12-09 F3 · derivative.exercise_date: Stock Options granted under the 2011 Stock Incentive Plan, the option vests on December 9, 2026, and in the event that the director does not serve until December 31, 2026, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on January 31, 2026. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the options. F3 · derivative.expiration_date: Stock Options granted under the 2011 Stock Incentive Plan, the option vests on December 9, 2026, and in the event that the director does not serve until December 31, 2026, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on January 31, 2026. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the options. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-027268 · ownership.xml · nonDerivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,102 F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-027268 · ownership.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,802 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on December 9, 2026. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on December 9, 2026. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:32 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | OtherStock Option (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001654954-24-009004 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,280 Underlying: Common Stock · 23,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: The option vests on June 4, 2025, and in the event that the director does not serve until June 30, 2025, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2024. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:32 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-009004 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,310 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 4, 2025. The restricted share units were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 4, 2025. The restricted share units were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008308 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008308 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,823 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 22:00 UTC | Scorpius Holdings, Inc. NHWK · Entity 82082 | GrantStock Option (right to buy) · Derivative | 203,921 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001079973-22-001520 · prendergast4.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,921 Underlying: Common Stock · 203,921 shares Expires 2032-12-07 F1 · kind: These stock options vest monthly on a pro rata basis over a twelve-month period commencing on the date of grant. F1 · derivative.exercise_date: These stock options vest monthly on a pro rata basis over a twelve-month period commencing on the date of grant. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 23:31 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (Right to Buy) · Derivative | 173,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001654954-22-008781 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,000 Underlying: Common Stock · 173,000 shares Expires 2032-06-22 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2022. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 23:31 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 99,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-008781 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639,684 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 22, 2023. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 22:20 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantStock Option (right to buy) · Derivative | 129,820 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001553350-22-000010 · prendergast4.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,820 Underlying: Common Stock · 129,820 shares Expires 2031-12-29 F1 · kind: On December 30, 2021, the board of directors of Heat Biologics, Inc. (the "Company") rescinded and cancelled stock option awards previously made to Dr. Prendergast on December 13, 2021 covering 129,820 shares under the Company's 2018 Stock Incentive Plan (the "Plan") and granted new stock options under the Plan, on substantially similar terms to the rescinded stock options, which new stock options are subject to forfeiture in the event an amendment to increase the number of shares of common stock available for grant under the Plan is not adopted by the Company's stockholders. F2 · derivative.exercise_date: These stock options vest pro rata on a monthly basis over a twelve- month period commencing 1/13/2022 Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 22:20 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | OtherStock Option (right to buy) · Derivative | 129,820 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001553350-22-000010 · prendergast4.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,820 shares Expires 2031-12-12 F1 · kind: On December 30, 2021, the board of directors of Heat Biologics, Inc. (the "Company") rescinded and cancelled stock option awards previously made to Dr. Prendergast on December 13, 2021 covering 129,820 shares under the Company's 2018 Stock Incentive Plan (the "Plan") and granted new stock options under the Plan, on substantially similar terms to the rescinded stock options, which new stock options are subject to forfeiture in the event an amendment to increase the number of shares of common stock available for grant under the Plan is not adopted by the Company's stockholders. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:11 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantStock Option (right to buy) · Derivative | 129,820 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001553350-21-001167 · prendergast4.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,820 Underlying: Common Stock · 129,820 shares Expires 2031-12-12 F1 · derivative.exercise_date: The stock options vest pro rata on a monthly basis over the next 12 months. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 21:01 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock option (right to buy) · Derivative | 173,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001654954-21-007250 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,000 Underlying: Common stock · 173,000 shares Expires 2031-06-22 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2021. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 21:01 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007250 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,361,683 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 22, 2022. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 22, 2022. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:00 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | SaleCommon Stock | 35,000 | $5.87 | $205,292.50 |
DisclosureSEC source: 0001553350-21-000431 · prendergast4.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,272 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 13:08 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantCommon Stock | 138,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-21-000008 · prendergast4.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,272 F1 · shares: The 138,272 restricted shares of Heat Biologics, Inc. common stock vest immediately. F1 · balance_after: The 138,272 restricted shares of Heat Biologics, Inc. common stock vest immediately. F2 · balance_after: Reflects a one for seven reverse stock split effected December 11, 2020. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:03 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (right to buy) · Derivative | 172,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001654954-20-006794 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Stock · 172,000 shares Expires 2030-06-16 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2020. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:03 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 99,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-006794 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,350 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 16, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 00:32 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000003 · prendergast4.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F1 · shares: The 400,000 restricted shares of Heat Biologics, Inc. (the "Company") common stock, par value $0.0002 per share, vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant, subject to the reporting person's continued service to the Company as a member of the Board of Directors. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:38 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-19-007692 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-24 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:38 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 84,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-007692 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,850 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 24, 2020. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 24, 2020. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 21:50 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-19-000010 · prendergast4.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · shares: The 300,000 restricted shares of Heat Biologics, Inc. (the "Company") common stock, $0.0002 par value per share (the "Common Stock"), vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:28 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (right to buy) · Derivative | 56,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001654954-18-007094 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 56,000 shares Expires 2028-06-26 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:28 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-007094 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,183 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 11:01 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantStock Option · Derivative | 190,588 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001553350-18-000035 · prendergast4.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,588 Underlying: Common Stock · 190,588 shares Expires 2028-01-07 F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:21 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001654954-17-011589 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2027-12-12 F2 · derivative.exercise_date: The options vest at the rate of one-third per year, starting on December 12, 2018. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:21 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-011589 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,517 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:08 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantStock Option (right to buy) · Derivative | 108,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001654954-17-005804 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires 2027-06-20 F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:08 UTC | PALATIN TECHNOLOGIES INC PTN · Entity 7649 | GrantCommon Stock | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-005804 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,517 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 21:33 UTC | Scorpius Holdings, Inc. HTBX · Entity 82082 | GrantStock Option · Derivative | 180,000 | $0.00 Strike: $0.88 | $0.00 |
DisclosureSEC source: 0001553350-17-000021 · prendergast4.xml · derivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2027-01-02 F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.