Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARBOR REALTY TRUST INCABR · Entity 4951 | Director · COB, CEO and President | August 05, 2026 | August 05, 2026 |
| Arbor Rapha Capital Bioholdings Corp. IARCK · Entity 133683 | Director · Chief Executive Officer · 10% owner | October 28, 2021 | October 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARBOR REALTY TRUST INC
Report date August 05, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 375,000 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Purchase · Acquired 375,000 · Balance 375,000 F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share. |
| Partnership Common UnitsSEC Table II · derivative / convertible security | Direct | 375,000 |
Reported balance
After 2026-08-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-05 · Purchase · Acquired 375,000 · Balance 375,000 F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share. F3: Not applicable. |
| Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy IK Main LLC, wholly owned and managed by reporting person | 80,161 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 80,161 |
| Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Arbor Commercial Mortgage, LLC | 10,483,930 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,483,930 F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein. |
| Partnership Common UnitsSEC Table II · derivative / convertible security | IndirectBy IK Main LLC, wholly owned and managed by reporting person | 80,161 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 80,161 F3: Not applicable. |
| Partnership Common UnitsSEC Table II · derivative / convertible security | IndirectBy Arbor Commercial Mortgage, LLC | 10,483,930 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,483,930 F3: Not applicable. F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.
F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.
F3: Not applicable.
Arbor Rapha Capital Bioholdings Corp. I
Report date October 28, 2021 · Filed October 29, 2021
Jointly reported with Arbor Rapha Capital LLC, ARBOR COMMERCIAL MORTGAGE LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Arbor Rapha Capital LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-10-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259516) under the heading "Description of Securities--Founder Shares," the Class B common stock of the issuer, par value $0.0001 per share, will automatically convert into Class A common stock of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. F2: Arbor Rapha Capital LLC ("Sponsor") is the record holder of the shares of Class B common stock reported herein, which include 562,500 shares of Class B common stock that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option in full. Arbor Commercial Mortgage LLC ("ACM") is the managing member of Sponsor. Ivan Kaufman is President and Chief Executive Officer of ACM. As a result of the foregoing, Mr. Kaufman and ACM may be deemed to beneficially own shares held by Sponsor. Each of Mr. Kaufman and ACM disclaims beneficial ownership of the shares held by Sponsor except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259516) under the heading "Description of Securities--Founder Shares," the Class B common stock of the issuer, par value $0.0001 per share, will automatically convert into Class A common stock of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.
F2: Arbor Rapha Capital LLC ("Sponsor") is the record holder of the shares of Class B common stock reported herein, which include 562,500 shares of Class B common stock that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option in full. Arbor Commercial Mortgage LLC ("ACM") is the managing member of Sponsor. Ivan Kaufman is President and Chief Executive Officer of ACM. As a result of the foregoing, Mr. Kaufman and ACM may be deemed to beneficially own shares held by Sponsor. Each of Mr. Kaufman and ACM disclaims beneficial ownership of the shares held by Sponsor except to the extent of his or its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 266,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · derivative · entry 7 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 Underlying: Common Stock, par value $0.01 per share · 266,638 shares Expires not disclosed F4 · derivative.exercise_price: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis. F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F4 · derivative.exercise_date: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 266,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 6 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherCommon Stock, par value $0.01 per share | 70,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 5 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,535,870 F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 292,759 | $19.48 | $5,702,945.32 |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,535,870 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 169,741 | $19.48 | $3,306,554.68 |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924,835 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:19 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 Underlying: Common Stock, par value $0.01 per share · 27,138 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:19 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2021 Filed Aug 2, 2021 21:24 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 144,455 | $18.26 | $2,637,748.30 |
DisclosureSEC source: 0001104659-21-098983 · tm2123892-1_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,576 F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:16 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | GrantCommon Stock, par value $0.01 per share | 165,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-098257 · tm2123121-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,031 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:00 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 600,000 | $18.46 | $11,076,000.00 |
DisclosureSEC source: 0001104659-21-083552 · tm2120074-1_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,828,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:17 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,692,668 Underlying: Common Stock, par value $0.01 per share · 18,400 shares Expires not disclosed F1 · derivative.exercise_price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:17 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,692,668 F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 25, 2021 22:21 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · derivative · entry 6 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,711,068 Underlying: Common Stock, par value $0.01 per share · 1,190,000 shares Expires not disclosed F3 · derivative.exercise_price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 25, 2021 22:21 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 5 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,711,068 F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2021 Filed May 25, 2021 22:21 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherCommon Stock, par value $0.01 per share | 4,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,285 F1 · kind: On May 21, 2021, the reporting person transferred 4,008 shares of the issuer's stock to Lisa Kaufman in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purpose of Section 16, or for any other purpose. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 99,454 | $15.48 | $1,539,547.92 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 3,428,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 18,437 | $16.58 | $305,593.28 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,293 F3 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | GrantCommon Stock, par value $0.01 per share | 184,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,730 F2 · price: Shares of common stock par value $0.01 per share of the Company granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 250,546 | $15.48 | $3,878,452.08 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,001 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:23 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 7,785 | $16.12 | $125,494.20 |
DisclosureSEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,547 F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:23 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 5,623 | $16.12 | $90,642.76 |
DisclosureSEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,332 F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:23 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 7,191 | $15.79 | $113,545.89 |
DisclosureSEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,955 F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:30 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Exercise / conversionRestricted Stock Units · Derivative | 448,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · derivative · entry 6 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,499 Underlying: Common Stock, par value $0.01 per share · 448,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit. F1 · kind: In 2017, Mr. Kaufman was granted up to 448,980 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2020 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 448,980 Restricted Stock Units vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:30 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 219,897 | $15.63 | $3,436,990.11 |
DisclosureSEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,146 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's Restricted Stock Units. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:30 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Exercise / conversionCommon Stock, par value $0.01 per share | 448,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In 2017, Mr. Kaufman was granted up to 448,980 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2020 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 448,980 Restricted Stock Units vested. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:31 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 31,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-136405 · tm2038605-2_4seq1.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 11,901,068 Underlying: Common Stock, par value $0.01 per share · 31,139 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:31 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 31,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-136405 · tm2038605-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 11,901,068 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:00 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 370,471 | $13.30 | $4,927,264.30 |
DisclosureSEC source: 0001104659-20-132490 · a4.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 3,528,083 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:00 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 203,930 | $13.30 | $2,712,269.00 |
DisclosureSEC source: 0001104659-20-132490 · a4.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,063 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 21:30 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 336,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-106599 · a4.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 11,932,207 Underlying: Common Stock, par value $0.01 per share · 336,894 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 21:30 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 336,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-106599 · a4.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 11,932,207 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 07, 2020 Filed Aug 7, 2020 23:01 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 1,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-092050 · a4.xml · derivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 12,269,101 Underlying: Common Stock, par value $0.01 per share · 1,400,000 shares Expires not disclosed F2 · derivative.exercise_price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share. F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share. F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 07, 2020 Filed Aug 7, 2020 23:01 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 1,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-092050 · a4.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 12,269,101 F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share. F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:01 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-092050 · a4.xml · derivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 13,669,101 Underlying: Common Stock, par value $0.01 per share · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:01 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-092050 · a4.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 13,669,101 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 23:03 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | GrantCommon Stock, par value $0.01 per share | 313,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-090435 · a4.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,095 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. Read SEC document |
| August 02, 2020 Filed Aug 4, 2020 23:03 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 175,102 | $10.19 | $1,784,289.38 |
DisclosureSEC source: 0001104659-20-090435 · a4.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,993 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:55 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | GrantRestricted Stock Units · Derivative | 275,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031549 · a4.xml · derivative · entry 8 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,479 Underlying: Common Stock, par value $0.01 per share · 275,569 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F5 · derivative.exercise_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2023, generally subject to continued employement with the Company as of the end of such four-year performance period. F5 · derivative.expiration_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2023, generally subject to continued employement with the Company as of the end of such four-year performance period. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:55 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 7,785 | $10.99 | $85,557.15 |
DisclosureSEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,135 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:55 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 5,623 | $10.99 | $61,796.77 |
DisclosureSEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,920 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 00:55 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | GrantCommon Stock, par value $0.01 per share | 45,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,543 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One fourth vest on the date of grant, one fourth vest in one year, one fourth vest in two years and one fourth vest in three years. Read SEC document |
| March 08, 2020 Filed Mar 11, 2020 00:55 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Tax withholdingCommon Stock, par value $0.01 per share | 7,192 | $12.09 | $86,951.28 |
DisclosureSEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,943 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherPartnership Common Units · Derivative | 16,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · derivative · entry 13 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 14,669,101 Underlying: Common Stock, par value $0.01 per share · 16,628 shares Expires not disclosed F8 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued OP Units to ACM and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On February 14, 2020, ACM distributed 16,628 OP Units and Preferred Shares with a fair market value of approximately $250,000 to one of its partners for a portion of his respective membership interest. The fair market value was determined using the average closing stock price of the Company from January 31, 2020 to February 13, 2020 of $15.04. F8 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued OP Units to ACM and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On February 14, 2020, ACM distributed 16,628 OP Units and Preferred Shares with a fair market value of approximately $250,000 to one of its partners for a portion of his respective membership interest. The fair market value was determined using the average closing stock price of the Company from January 31, 2020 to February 13, 2020 of $15.04. F8 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued OP Units to ACM and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On February 14, 2020, ACM distributed 16,628 OP Units and Preferred Shares with a fair market value of approximately $250,000 to one of its partners for a portion of his respective membership interest. The fair market value was determined using the average closing stock price of the Company from January 31, 2020 to February 13, 2020 of $15.04. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. F5 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerPartnership Common Units · Derivative | 39,024 | $13.93 | $543,604.32 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · derivative · entry 12 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Management, LLC Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 39,024 shares Expires not disclosed F7 · derivative.exercise_price: Not applicable. F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerPartnership Common Units · Derivative | 75,805 | $13.93 | $1,055,963.65 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · derivative · entry 11 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 75,805 shares Expires not disclosed F7 · derivative.exercise_price: Not applicable. F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | OtherSpecial Voting Preferred Stock, par value $0.01 per share | 16,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · nonDerivative · entry 9 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 14,669,101 F8 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued OP Units to ACM and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On February 14, 2020, ACM distributed 16,628 OP Units and Preferred Shares with a fair market value of approximately $250,000 to one of its partners for a portion of his respective membership interest. The fair market value was determined using the average closing stock price of the Company from January 31, 2020 to February 13, 2020 of $15.04. F8 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued OP Units to ACM and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On February 14, 2020, ACM distributed 16,628 OP Units and Preferred Shares with a fair market value of approximately $250,000 to one of its partners for a portion of his respective membership interest. The fair market value was determined using the average closing stock price of the Company from January 31, 2020 to February 13, 2020 of $15.04. F5 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share | 39,024 | $13.93 | $543,604.32 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · nonDerivative · entry 8 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Management, LLC Disclosed balance after: 0 F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share | 75,805 | $13.93 | $1,055,963.65 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · nonDerivative · entry 7 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 387,140 | $13.93 | $5,392,860.20 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 3,898,554 F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F5 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 22:02 UTC | ARBOR REALTY TRUST INC ABR · Entity 4951 | Disposition to issuerCommon Stock, par value $0.01 per share | 245,531 | $13.93 | $3,420,246.83 |
DisclosureSEC source: 0001104659-20-021997 · a4.xml · nonDerivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,615 F4 · kind: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · price: As previously agreed to, the Company used a portion of the net proceeds received from its December 12, 2019 public offering of 7,475,000 shares of common stock (the "Offering") to purchase an aggregate of 747,500 shares of the Company's common stock and/or Partnership Common Units ("OP Units") held by Mr. Kaufman, Arbor Commercial Mortgage, LLC ("ACM") and Arbor Management, LLC for $13.93 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.