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KAUFMAN IVAN

Disclosed activity across 2 companies

Tapewire entity
26376
SEC CIK
0000942473

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARBOR REALTY TRUST INCABR · Entity 4951Director · COB, CEO and PresidentAugust 05, 2026August 05, 2026
Arbor Rapha Capital Bioholdings Corp. IARCK · Entity 133683Director · Chief Executive Officer · 10% ownerOctober 28, 2021October 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARBOR REALTY TRUST INC

Report date August 05, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect375,000 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Purchase · Acquired 375,000 · Balance 375,000

F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

Partnership Common UnitsSEC Table II · derivative / convertible securityDirect375,000 Reported balance After 2026-08-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-05 · Purchase · Acquired 375,000 · Balance 375,000

F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F3: Not applicable.

Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy IK Main LLC, wholly owned and managed by reporting person80,161 Reported balance Holding disclosure · report date 2026-08-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 80,161

Special Voting Preferred Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Arbor Commercial Mortgage, LLC10,483,930 Reported balance Holding disclosure · report date 2026-08-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,483,930

F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.

Partnership Common UnitsSEC Table II · derivative / convertible securityIndirectBy IK Main LLC, wholly owned and managed by reporting person80,161 Reported balance Holding disclosure · report date 2026-08-05 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 80,161

F3: Not applicable.

Partnership Common UnitsSEC Table II · derivative / convertible securityIndirectBy Arbor Commercial Mortgage, LLC10,483,930 Reported balance Holding disclosure · report date 2026-08-05 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 10,483,930

F3: Not applicable.

F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F2: Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.

F3: Not applicable.

Arbor Rapha Capital Bioholdings Corp. I

Report date October 28, 2021 · Filed October 29, 2021

Jointly reported with Arbor Rapha Capital LLC, ARBOR COMMERCIAL MORTGAGE LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectBy Arbor Rapha Capital LLCNot disclosed Reported balance Holding disclosure · report date 2021-10-28 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259516) under the heading "Description of Securities--Founder Shares," the Class B common stock of the issuer, par value $0.0001 per share, will automatically convert into Class A common stock of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F2: Arbor Rapha Capital LLC ("Sponsor") is the record holder of the shares of Class B common stock reported herein, which include 562,500 shares of Class B common stock that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option in full. Arbor Commercial Mortgage LLC ("ACM") is the managing member of Sponsor. Ivan Kaufman is President and Chief Executive Officer of ACM. As a result of the foregoing, Mr. Kaufman and ACM may be deemed to beneficially own shares held by Sponsor. Each of Mr. Kaufman and ACM disclaims beneficial ownership of the shares held by Sponsor except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259516) under the heading "Description of Securities--Founder Shares," the Class B common stock of the issuer, par value $0.0001 per share, will automatically convert into Class A common stock of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

F2: Arbor Rapha Capital LLC ("Sponsor") is the record holder of the shares of Class B common stock reported herein, which include 562,500 shares of Class B common stock that are subject to forfeiture to the extent that the underwriter of the issuer's public offering does not exercise its over-allotment option in full. Arbor Commercial Mortgage LLC ("ACM") is the managing member of Sponsor. Ivan Kaufman is President and Chief Executive Officer of ACM. As a result of the foregoing, Mr. Kaufman and ACM may be deemed to beneficially own shares held by Sponsor. Each of Mr. Kaufman and ACM disclaims beneficial ownership of the shares held by Sponsor except to the extent of his or its pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 5, 2026 20:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchasePartnership Common Units · Derivative 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-091114 · tm2622214-1_4seq1.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock, par value $0.01 per share · 375,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F1 · kind: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F1 · price: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 05, 2026 Filed Aug 5, 2026 20:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseSpecial Voting Preferred Stock, par value $0.01 per share 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-091114 · tm2622214-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

F1 · kind: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

F1 · price: In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 22:59 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantRestricted Stock Units · Derivative 1,126,760 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-029675 · tm268997-1_4seq1.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246,607

Underlying: Common Stock, par value $0.01 per share · 1,126,760 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2029, generally subject to continued employment with the Company as of the end of such four-year performance period.

F4 · derivative.expiration_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2029, generally subject to continued employment with the Company as of the end of such four-year performance period.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 22:59 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantCommon Stock, par value $0.01 per share 281,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-029675 · tm268997-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,936,806

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2024 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.

Read SEC document
November 17, 2025 Filed Nov 17, 2025 22:39 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 29,000 $8.34 $241,860.00
Disclosure

SEC source: 0001104659-25-113287 · tm2531364-2_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By IK Main LLC, wholly owned and managed by reporting person

Disclosed balance after: 54,000

F1 · price: Represents the average cost per share. The shares purchased on November 17, 2025 were purchased at various prices ranging from $8.25 - $8.36 per share.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 80,161 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · derivative · entry 8

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 80,161 shares

Expires not disclosed

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 80,161 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · derivative · entry 7

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By IK Main LLC, wholly owned and managed by reporting person

Disclosed balance after: 80,161

Underlying: Common Stock, par value $0.01 per share · 80,161 shares

Expires not disclosed

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 80,161 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · nonDerivative · entry 5

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 80,161 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · nonDerivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By IK Main LLC, wholly owned and managed by reporting person

Disclosed balance after: 80,161

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherCommon Stock, par value $0.01 per share 334,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,655,116

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:13 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherCommon Stock, par value $0.01 per share 334,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-113661 · tm2531364-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By IK Main LLC, wholly owned and managed by reporting person

Disclosed balance after: 388,700

F1 · kind: Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 22:39 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 25,000 $9.10 $227,500.00
Disclosure

SEC source: 0001104659-25-113287 · tm2531364-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By IK Main LLC, wholly owned and managed by reporting person

Disclosed balance after: 25,000

Read SEC document
May 22, 2025 Filed May 22, 2025 21:10 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 60,000 $8.70 $522,000.00
Disclosure

SEC source: 0001104659-25-052044 · tm2515981-1_4seq1.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989,816

F2 · price: Represents the average cost per share. The shares purchased on May 22, 2025 were purchased at various prices ranging from $8.45 - $8.85 per share.

Read SEC document
May 21, 2025 Filed May 22, 2025 21:10 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 140,000 $9.43 $1,320,200.00
Disclosure

SEC source: 0001104659-25-052044 · tm2515981-1_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,929,816

F1 · price: Represents the average cost per share. The shares purchased on May 21, 2025 were purchased at various prices ranging from $9.08 - $9.91 per share.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:10 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $9.98 $99,800.00
Disclosure

SEC source: 0001104659-25-052044 · tm2515981-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,816

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:08 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantRestricted Stock Units · Derivative 682,699 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-025011 · tm259592-4_4seq1.xml · derivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,847

Underlying: Common Stock, par value $0.01 per share · 682,699 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2028, generally subject to continued employment with the Company as of the end of such four-year performance period.

F4 · derivative.expiration_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2028, generally subject to continued employment with the Company as of the end of such four-year performance period.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:08 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantCommon Stock, par value $0.01 per share 170,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-025011 · tm259592-4_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,816

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2024 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 113,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-019156 · tm257850-2_4seq1.xml · derivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,483,930

Underlying: Common Stock, par value $0.01 per share · 113,636 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 26, 2025 Arbor Commercial Mortgage, LLC ("ACM") distributed 113,636 Partnership Common Units and Special Voting Preferred Stock valued at approximately $1,500,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. from February 11, 2025 through February 25, 2025, of $13.20 per share.

F1 · kind: On February 26, 2025 Arbor Commercial Mortgage, LLC ("ACM") distributed 113,636 Partnership Common Units and Special Voting Preferred Stock valued at approximately $1,500,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. from February 11, 2025 through February 25, 2025, of $13.20 per share.

F1 · price: On February 26, 2025 Arbor Commercial Mortgage, LLC ("ACM") distributed 113,636 Partnership Common Units and Special Voting Preferred Stock valued at approximately $1,500,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. from February 11, 2025 through February 25, 2025, of $13.20 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 113,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-019156 · tm257850-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,483,930

F1 · kind: On February 26, 2025 Arbor Commercial Mortgage, LLC ("ACM") distributed 113,636 Partnership Common Units and Special Voting Preferred Stock valued at approximately $1,500,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. from February 11, 2025 through February 25, 2025, of $13.20 per share.

F1 · price: On February 26, 2025 Arbor Commercial Mortgage, LLC ("ACM") distributed 113,636 Partnership Common Units and Special Voting Preferred Stock valued at approximately $1,500,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. from February 11, 2025 through February 25, 2025, of $13.20 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2024 Filed Jul 30, 2024 20:30 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Tax withholdingCommon Stock, par value $0.01 per share 84,614 $13.44 $1,137,212.16
Disclosure

SEC source: 0001104659-24-083988 · tm2420462-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609,142

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 20:30 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 17,519 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-077369 · tm2418745-1_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,597,566

Underlying: Common Stock, par value $0.01 per share · 17,519 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 30, 2024 Arbor Commercial Mortgage, LLC ("ACM") distributed 17,519 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") valued at approximately $250,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from June 26, 2024 through June 28, 2024, of $14.27 per share.

F1 · kind: On June 30, 2024 Arbor Commercial Mortgage, LLC ("ACM") distributed 17,519 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") valued at approximately $250,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from June 26, 2024 through June 28, 2024, of $14.27 per share.

F1 · price: On June 30, 2024 Arbor Commercial Mortgage, LLC ("ACM") distributed 17,519 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") valued at approximately $250,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from June 26, 2024 through June 28, 2024, of $14.27 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 20:30 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 17,519 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-077369 · tm2418745-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,597,566

F1 · kind: On June 30, 2024 Arbor Commercial Mortgage, LLC ("ACM") distributed 17,519 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") valued at approximately $250,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from June 26, 2024 through June 28, 2024, of $14.27 per share.

F1 · price: On June 30, 2024 Arbor Commercial Mortgage, LLC ("ACM") distributed 17,519 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") valued at approximately $250,000 to one of its members for a portion of the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from June 26, 2024 through June 28, 2024, of $14.27 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:10 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantCommon Stock, par value $0.01 per share 309,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035634 · tm248282-14_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,693,756

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:31 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionRestricted Stock Units · Derivative 275,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-032427 · tm248282-1_4seq1.xml · derivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,148

Underlying: Common Stock, par value $0.01 per share · 275,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F1 · kind: In 2020, Mr. Kaufman was granted 275,569 of Restricted Stock Units, which would vest and be converted to common shares based on the achievement of certain four-year shareholder return objectives ending at December 31, 2023 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, including shareholder returns over the four-year measurement period, 275,569 Restricted Stock Units vested.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:31 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionCommon Stock, par value $0.01 per share 275,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-032427 · tm248282-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In 2020, Mr. Kaufman was granted 275,569 of Restricted Stock Units, which would vest and be converted to common shares based on the achievement of certain four-year shareholder return objectives ending at December 31, 2023 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, including shareholder returns over the four-year measurement period, 275,569 Restricted Stock Units vested.

Read SEC document
November 29, 2023 Filed Nov 29, 2023 21:39 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $12.05 $120,500.00
Disclosure

SEC source: 0001104659-23-122067 · tm2329537-11_4seq1.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,108,412

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:39 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $11.86 $118,600.00
Disclosure

SEC source: 0001104659-23-122067 · tm2329537-11_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,412

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:39 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 20,000 $12.04 $240,800.00
Disclosure

SEC source: 0001104659-23-122067 · tm2329537-11_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,412

Read SEC document
November 24, 2023 Filed Nov 24, 2023 21:11 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 20,000 $12.15 $243,000.00
Disclosure

SEC source: 0001104659-23-121016 · tm2329537-9_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,412

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:11 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 15,000 $12.23 $183,450.00
Disclosure

SEC source: 0001104659-23-121016 · tm2329537-9_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,412

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $12.47 $124,700.00
Disclosure

SEC source: 0001104659-23-115741 · tm2329537-6_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,412

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:28 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchasePartnership Common Units · Derivative 80,161 $12.47 $999,607.67
Disclosure

SEC source: 0001104659-23-113404 · tm2329537-1_4seq1.xml · derivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,161

Underlying: Common Stock, par value $0.01 per share · 80,161 shares

Expires not disclosed

F3 · derivative.exercise_price: Not applicable.

F1 · kind: On October 30, 2023, Mr. Kaufman purchased these shares/units from The KFT 2018 NY Trust, which is an estate planning vehicle set up for the benefit of his immediate family members.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 20:28 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseSpecial Voting Preferred Stock, par value $0.01 per share 80,161 $12.47 $999,607.67
Disclosure

SEC source: 0001104659-23-113404 · tm2329537-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,161

F1 · kind: On October 30, 2023, Mr. Kaufman purchased these shares/units from The KFT 2018 NY Trust, which is an estate planning vehicle set up for the benefit of his immediate family members.

Read SEC document
May 08, 2023 Filed May 10, 2023 20:30 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 5,000 $11.95 $59,750.00
Disclosure

SEC source: 0001104659-23-058474 · tm2315300-1_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183,277

Read SEC document
May 08, 2023 Filed May 10, 2023 20:30 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $12.00 $120,000.00
Disclosure

SEC source: 0001104659-23-058474 · tm2315300-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178,277

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:00 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantRestricted Stock Units · Derivative 247,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-034037 · tm238302-18_4seq1.xml · derivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,717

Underlying: Common Stock, par value $0.01 per share · 247,275 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 15, 2023, Mr. Kaufman was granted 247,275 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2028 or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · kind: On March 15, 2023, Mr. Kaufman was granted 247,275 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2028 or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · derivative.exercise_date: On March 15, 2023, Mr. Kaufman was granted 247,275 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2028 or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · derivative.expiration_date: On March 15, 2023, Mr. Kaufman was granted 247,275 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2028 or sooner in the case of termination, pursuant to a pre-established deferral election.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:24 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 PurchaseCommon Stock, par value $0.01 per share 10,000 $12.43 $124,280.00
Disclosure

SEC source: 0001104659-23-032894 · tm238302-16_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168,277

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:01 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionRestricted Stock Units · Derivative 352,427 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-028039 · tm238302-1_4seq1.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,442

Underlying: Common Stock, par value $0.01 per share · 352,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F1 · kind: In 2019, Mr. Kaufman was granted up to 352,427 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2022 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 352,427 Restricted Stock Units vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:01 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Tax withholdingCommon Stock, par value $0.01 per share 179,914 $15.12 $2,720,299.68
Disclosure

SEC source: 0001104659-23-028039 · tm238302-1_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,277

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's Restricted Stock Units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:01 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionCommon Stock, par value $0.01 per share 352,427 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-028039 · tm238302-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In 2019, Mr. Kaufman was granted up to 352,427 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2022 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 352,427 Restricted Stock Units vested.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 22:32 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 18,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000432 · tm231416-1_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,615,085

Underlying: Common Stock, par value $0.01 per share · 18,939 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 22:32 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 18,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000432 · tm231416-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,615,085

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 31, 2022, ACM distributed 18,939 OP Units and Preferred Shares valued at $250,000 to one of its members for the member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 28, 2022 through December 30, 2022 of $13.20 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
July 31, 2022 Filed Aug 1, 2022 23:00 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Tax withholdingCommon Stock, par value $0.01 per share 125,843 $16.62 $2,091,510.66
Disclosure

SEC source: 0001104659-22-084868 · tm2222252-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,764

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
July 29, 2022 Filed Aug 1, 2023 21:15 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Tax withholdingCommon Stock, par value $0.01 per share 159,865 $17.21 $2,751,276.65
Disclosure

SEC source: 0001104659-23-086425 · tm2322536-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,412

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
May 09, 2022 Filed May 10, 2022 21:00 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherPartnership Common Units · Derivative 31,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-058316 · tm2215081-1_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,634,024

Underlying: Common Stock, par value $0.01 per share · 31,506 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On May 9, 2022, ACM distributed 31,506 OP Units and Preferred Shares valued at $548,534 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 4, 2022 through May 6, 2022 of $17.41 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On May 9, 2022, ACM distributed 31,506 OP Units and Preferred Shares valued at $548,534 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 4, 2022 through May 6, 2022 of $17.41 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On May 9, 2022, ACM distributed 31,506 OP Units and Preferred Shares valued at $548,534 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 4, 2022 through May 6, 2022 of $17.41 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2022 Filed May 10, 2022 21:00 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 OtherSpecial Voting Preferred Stock, par value $0.01 per share 31,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-058316 · tm2215081-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,634,024

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On May 9, 2022, ACM distributed 31,506 OP Units and Preferred Shares valued at $548,534 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 4, 2022 through May 6, 2022 of $17.41 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On May 9, 2022, ACM distributed 31,506 OP Units and Preferred Shares valued at $548,534 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 4, 2022 through May 6, 2022 of $17.41 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:38 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 GrantRestricted Stock Units · Derivative 189,873 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-034056 · tm228948-15_4seq1.xml · derivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,869

Underlying: Common Stock, par value $0.01 per share · 189,873 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 11, 2022, Mr. Kaufman was granted 189,873 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2027, or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · kind: On March 11, 2022, Mr. Kaufman was granted 189,873 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2027, or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · derivative.exercise_date: On March 11, 2022, Mr. Kaufman was granted 189,873 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2027, or sooner in the case of termination, pursuant to a pre-established deferral election.

F1 · derivative.expiration_date: On March 11, 2022, Mr. Kaufman was granted 189,873 restricted stock units ("RSUs") of Arbor Realty Trust, Inc. (the "Company") from the Company's 2020 Amended Omnibus Stock Incentive Plan. The grant was made pursuant to the Second Amended and Restated Annual Incentive Agreement entered into between Mr. Kaufman and the Company in April 2021. The RSUs vest in full three years after the grant date. Mr. Kaufman has elected to defer receipt of the common stock into which the RSUs are converted until March 15, 2027, or sooner in the case of termination, pursuant to a pre-established deferral election.

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February 16, 2022 Filed Feb 18, 2022 21:16 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionRestricted Stock Units · Derivative 381,503 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025174 · tm225850-2_4seq1.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,996

Underlying: Common Stock, par value $0.01 per share · 381,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F1 · kind: In 2018, Mr. Kaufman was granted up to 381,503 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2021 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 381,503 Restricted Stock Units vested.

F5 · derivative.expiration_date: Not applicable.

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February 16, 2022 Filed Feb 18, 2022 21:16 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Tax withholdingCommon Stock, par value $0.01 per share 194,731 $17.02 $3,314,321.62
Disclosure

SEC source: 0001104659-22-025174 · tm225850-2_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,607

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's Restricted Stock Units.

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February 16, 2022 Filed Feb 18, 2022 21:16 UTC ARBOR REALTY TRUST INC ABR · Entity 4951 Exercise / conversionCommon Stock, par value $0.01 per share 381,503 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025174 · tm225850-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In 2018, Mr. Kaufman was granted up to 381,503 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2021 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 381,503 Restricted Stock Units vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.