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person · Reporting owner

Cox Heather

Disclosed activity across 4 companies

Tapewire entity
26364
SEC CIK
0001734706

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Bitcoin Corp.GRYP · Entity 5010DirectorJanuary 13, 2025January 15, 2025
Atlantic Union Bankshares CorpAUB · Entity 3827DirectorJuly 03, 2023July 03, 2023
NRG ENERGY, INC.NRG · Entity 3216DirectorAugust 03, 2026August 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Bitcoin Corp.

Report date January 13, 2025 · Filed January 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,928 Reported balance After 2025-01-13 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2025-01-13 · Purchase · Acquired 96,824 · Balance 138,928

Common StockSEC Table I · non-derivativeDirect306,185 Reported balance Holding disclosure · report date 2025-01-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 306,185

F1: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2035-01-13Direct96,824 Reported balance After 2025-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-01-13 · Purchase · Acquired 96,824 · Balance 96,824

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

Atlantic Union Bankshares Corp

Report date July 03, 2023 · Filed July 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,395.0748 Reported balance After 2023-07-03 transaction · row 1
1 source row

Row 1 · 2023-07-03 · Grant · Acquired 578 · Balance 2,395.0748

F1: Direct issue from Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Direct issue from Issuer.

NRG ENERGY, INC.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect43,679 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 68 · Balance 43,679

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,813 dividend equivalent rights.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,813 dividend equivalent rights.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date June 01, 2022 · Filed June 01, 2022

Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect6,014 Reported balance Holding disclosure · report date 2022-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,014

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote380 Reported balance Holding disclosure · report date 2022-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 380

F10: Shares owned by spouse in an Individual Retirement Account.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $332.68 · Expires 2025-09-01Direct10,155 Reported balance Holding disclosure · report date 2022-06-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 10,155

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct5,388 Reported balance Holding disclosure · report date 2022-06-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,388

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct5,372 Reported balance Holding disclosure · report date 2022-06-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,372

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,057 Reported balance Holding disclosure · report date 2022-06-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 4,057

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct2,877 Reported balance Holding disclosure · report date 2022-06-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,877

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect357 Reported balance Holding disclosure · report date 2022-06-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 357

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect658 Reported balance Holding disclosure · report date 2022-06-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 658

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect794 Reported balance Holding disclosure · report date 2022-06-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 794

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Filing footnotes · ownership attribution and instrument terms

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F10: Shares owned by spouse in an Individual Retirement Account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Sep 3, 2021 12:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 752 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000118 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:00 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 119 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011170 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,363

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 555 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:49 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 5,176 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008911 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,244

F1 · shares: Represents 5,176 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own on June 1, 2026.

F3 · balance_after: Includes 434 dividend equivalent rights.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:12 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007635 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,068

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 434 dividend equivalent rights.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:28 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 986 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000061 · edgar.xml · derivative · entry 10

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Humana Common · 986 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:28 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 4,057 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000061 · edgar.xml · derivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,057

Underlying: Humana Common · 4,057 shares

Expires 2028-02-22

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 75 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001578 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 344 dividend equivalent rights.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · derivative · entry 11

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Underlying: Humana Common · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · derivative · entry 10

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 161 $390.49 $62,868.09
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 4

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 356 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 3

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 184 $390.49 $71,849.24
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:18 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 90 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013055 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,903

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 269 dividend equivalent rights.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 15:00 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000118 · edgar.xml · derivative · entry 7

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Underlying: Humana Common · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 15:00 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 308 $415.83 $128,074.10
Disclosure

SEC source: 0000049071-20-000118 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620

Read SEC document
September 01, 2020 Filed Sep 3, 2020 15:00 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 751 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000118 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 23:09 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 86 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010316 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 179 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006918 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,727

F1 · shares: Represents 4,628 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 91 Dividend Equivalent Rights.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:17 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 45 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-005477 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,099

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 91 dividend equivalent rights.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:41 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,069 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000044 · edgar.xml · derivative · entry 8

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

Underlying: Humana Common · 1,069 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

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February 24, 2020 Filed Feb 26, 2020 21:41 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 5,372 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0000049071-20-000044 · edgar.xml · derivative · entry 5

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,372

Underlying: Humana Common · 5,372 shares

Expires 2027-02-24

F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

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February 03, 2020 Filed Feb 5, 2020 22:54 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 39 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001169 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,054

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 46 dividend equivalent rights.

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December 24, 2019 Filed Dec 26, 2019 21:53 UTC HUMANA INC HUM · Entity 1429 PurchaseHumana Common 380 $368.63 $140,077.61
Disclosure

SEC source: 0000049071-19-000145 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 380

F7 · price: Price reported is weighted avg purchase price.

F6 · ownership.nature: Shares owned by spouse in an Individual Retirement Account.

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December 24, 2019 Filed Dec 26, 2019 21:53 UTC HUMANA INC HUM · Entity 1429 PurchaseHumana Common 370 $368.16 $136,219.61
Disclosure

SEC source: 0000049071-19-000145 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

F7 · price: Price reported is weighted avg purchase price.

Read SEC document
December 15, 2019 Filed Dec 16, 2019 20:52 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000132 · edgar.xml · derivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

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December 15, 2019 Filed Dec 16, 2019 20:52 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 123 $350.41 $43,100.43
Disclosure

SEC source: 0000049071-19-000132 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

Read SEC document
December 15, 2019 Filed Dec 16, 2019 20:52 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000132 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:43 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 3 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011417 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 7 dividend equivalent rights.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 20:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000092 · edgar.xml · derivative · entry 5

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Humana Common · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 20:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 227 $282.29 $64,078.70
Disclosure

SEC source: 0000049071-19-000092 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

Read SEC document
September 01, 2019 Filed Sep 4, 2019 20:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 751 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000092 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:46 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-009113 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4 dividend equivalent rights.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:05 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-007133 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,006

F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2024.

F3 · balance_after: All of Ms. Cox's outstanding Dividend Equivalent Rights have converted to Common Stock.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:56 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005540 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 31 Dividend Equivalent Rights.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:30 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000040 · edgar.xml · derivative · entry 5

Cox Heather · CIK 0001734706 · Chief Digital & Analytics Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218

Underlying: Humana Common · 1,218 shares

Expires not disclosed

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:30 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 5,388 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0000049071-19-000040 · edgar.xml · derivative · entry 3

Cox Heather · CIK 0001734706 · Chief Digital & Analytics Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,388

Underlying: Humana Common · 5,388 shares

Expires 2026-02-25

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:01 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-001374 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 25 Dividend Equivalent Rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:04 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 7 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012568 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 19 Dividend Equivalent Rights.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:46 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000115 · edgar.xml · derivative · entry 3

Cox Heather · CIK 0001734706 · Chief Digital & Analytics Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Humana Common · 2,254 shares

Expires not disclosed

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:46 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 10,155 $0.00 Strike: $332.68 $0.00
Disclosure

SEC source: 0000049071-18-000115 · edgar.xml · derivative · entry 2

Cox Heather · CIK 0001734706 · Chief Digital & Analytics Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,155

Underlying: Humana Common · 10,155 shares

Expires 2025-09-01

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:48 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010229 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 12 Dividend Equivalent Rights.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008101 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

F1 · shares: Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2019.

F3 · balance_after: Includes 4 dividend equivalent rights.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:01 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006145 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4 dividend equivalent rights.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:34 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-004724 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,144

F1 · shares: Represents 4,144 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.