Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director · President & CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 64,069 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 53 · Balance 64,069 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2023 Filed Sep 6, 2023 22:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008752 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,561 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2023, 648 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 170 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 50 DERs vested, resulting in the Reporting Person holding 1,271 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007976 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,731 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,321 dividend equivalent rights. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005373 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,431 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,021 dividend equivalent rights. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001281 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,101 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 691 dividend equivalent rights. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 34,794 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · derivative · entry 6 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,794 Underlying: Common Stock, par value $.01 per share · 34,794 shares Expires 2026-01-02 F6 · shares: On January 2, 2023, the Reporting Person was issued 34,794 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | OtherRelative Performance Stock Units · Derivative | 9,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · derivative · entry 5 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 9,372 shares Expires 2023-01-02 F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,780 F4 · balance_after: On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2023, 2,392 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 86 DERs vested, resulting in the Reporting Person holding 370 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,423 F3 · balance_after: On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2023, 1,923 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 610 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 135 DERs vested, resulting in the Reporting Person holding 456 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,033 F2 · balance_after: On January 2, 2020, the Reporting Person was issued 5,425 RSUs by NRG under the LTIP. On January 2, 2023, 1,812 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 596 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 197 DERs vested, resulting in the Reporting Person holding 591 DERs in the aggregate. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 22:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 21,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,629 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011365 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,576 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment of 32 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 788 dividend equivalent rights. Read SEC document |
| September 03, 2022 Filed Sep 7, 2022 20:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010131 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,427 F1 · price: On September 3, 2021, the Reporting Person was issued a supplemental grant of 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2022, 648 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 237 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 23 DERs vested, resulting in the Reporting Person holding 671 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009247 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,664 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 694 dividend equivalent rights. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006509 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,522 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 552 dividend equivalent rights. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001437 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,378 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 408 dividend equivalent rights. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 20,700 | $42.53 | $880,371.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 9 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,242 F12 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 4,930 | $42.54 | $209,722.20 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 8 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,942 F12 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 10,949 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · derivative · entry 12 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,949 Underlying: Common Stock, par value $.01 per share · 10,949 shares Expires 2025-01-02 F14 · derivative.exercise_price: The Reporting Person was issued 10,949 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2022. The RPSUs will convert to shares of NRG Common Stockon January 2, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F15 · shares: Reporting Person will receive(i) a maximum of 21,898 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 10,949 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,737 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F16 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 7,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · derivative · entry 11 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 7,306 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was issued 9,132 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 18,264 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 9,132 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2,283 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 7,306 shares. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · derivative · entry 10 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 538 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 538 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,872 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,910 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,782 F9 · price: On January 2, 2019, the Reporting Person was issued 5,402 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,805 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 574 shares of common stock to satisfy the grantee's tax withholding obligation. F10 · balance_after: In connection with the vesting of the RSUs described above, 132 DERs vested, resulting in the Reporting Person holding 462 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,356 F7 · price: On January 2, 2020, the Reporting Person was issued 5,425 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,807 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 545 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 127 DERs vested, resulting in the Reporting Person holding 335 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,901 F5 · price: On January 2, 2021, the Reporting Person was issued 5,774 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2022 1,922 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 476 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 63 DERs vested, resulting in the Reporting Person holding 272 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stockunits. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the vesting of the RPSUs described above, an incremental 538 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled inNRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 7,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,839 F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 01:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 7,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000325 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 9,132 RPSUs by NRG under the LTIP on January 2, 2019 that vested on January 2, 2022. On the vesting date the Reporting Person was entitled to receive a maximum of 18,264 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 9,132 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2,283 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2022 the reporting person vested in 7,306 shares. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013559 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, NRG Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,347 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 594 dividend equivalent rights. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 3,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012139 · doc4.xml · derivative · entry 2 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,211 Underlying: Common Stock, par value $.01 per share · 3,211 shares Expires 2024-09-03 F3 · derivative.exercise_price: The Reporting Person was issued 3,211 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on September 3, 2021. The RPSUs will convert to shares of NRG Common Stock on September 3, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F4 · shares: Reporting Person will receive(i) a maximum of 6,422 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 3,211 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 802 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F5 · balance_after: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012139 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,238 F1 · shares: On September 3, 2021, the reporting person received a supplemental grant in connection with an increase in equity compensation for eligible plan participants under the NRG Energy, Inc. (the "Company") Long Term Incentive Plan (the "LTIP") as determined by the Compensation Committee (the "Committee"). The adjustment was made following a review by the Committee of the Company's compensation structure as part of the integration of Direct Energy and the continued evaluation of the size and scope of the Company's business. F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011176 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,291 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 485 dividend equivalent rights. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:13 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007642 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 394 dividend equivalent rights. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001584 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,095 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 289 dividend equivalent rights. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,197 | $0.00 Strike: $31.34 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · derivative · entry 13 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 11,197 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 11,197 | $36.91 | $413,281.27 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 9 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,008 F12 · price: This transaction was executed in multiple trades ranging from $36.28 to $37.75. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 11,197 | $31.34 | $350,913.98 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 8 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 8,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · derivative · entry 12 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,895 Underlying: Common Stock, par value $.01 per share · 8,895 shares Expires 2024-01-02 F14 · derivative.exercise_price: The Reporting Person was issued 8,895 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2021. The RPSUs will convert to shares of NRG Common Stockon January 2, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 14,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · derivative · entry 11 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 14,435 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: The Reporting Person was issued 11,456 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 22,912 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 11,456 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2,864 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 14,435 shares. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 623 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · derivative · entry 10 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 623 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 623 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,008 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. Thisform reflects the surrender of 3,666 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,674 F9 · price: On January 2, 2018, the Reporting Person was issued 6,984 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 2,333 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 721 shares of common stock to satisfy the grantee's tax withholding obligation. F10 · balance_after: In connection with the vesting of the RSUs described above, 100 DERs vested, resulting in the Reporting Person holding 337 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,395 F7 · price: On January 2, 2019, the Reporting Person was issued 5,402 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 1,799 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 523 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 70 DERs vested, resulting in the Reporting Person holding 267 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on theReporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,918 F5 · price: On January 2, 2020, the Reporting Person was issued 5,425 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 1,806 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 447 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 65 DERs vested, resulting in the Reporting Person holding 202 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 623 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the vesting of the RPSUs described above, an incremental 623 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,742 F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 22:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 14,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000600 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 11,456 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 22,912 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 11,456 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 2,864 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 14,435 shares. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013066 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,693 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 437 dividend equivalent rights. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010317 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Sr VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,584 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 328 dividend equivalent rights. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:30 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005494 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,481 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 225 dividend equivalent rights. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001180 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,377 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 121 dividend equivalent rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.