Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director · President & CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 64,069 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 53 · Balance 64,069 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2020 Filed Jan 7, 2020 22:20 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 37,272 | $37.76 | $1,407,390.72 |
DisclosureSEC source: 0001179110-20-000391 · edgar.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,285 F3 · price: This transaction was executed in multiple trades at prices ranging from $37.53 to $38.15. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2019. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 22:20 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 5,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000391 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,557 F1 · price: On January 6, 2017, Mr. Gaudette was issued 38,618 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 6, 2020, 12,899 shares vested. Mr. Gaudette elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,142 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 168 DERs vested, resulting in the reporting person holding 29 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · derivative · entry 14 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 654 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 654 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F17 · price: In connection with the vesting of the RPSUs described above, an incremental 654 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F17 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, an incremental 654 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 50,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · derivative · entry 13 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 25,004 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: The Reporting Person was issued 50,008 RPSUs by NRG under the LTIP on January 3, 2017 that vested on January 3, 2020. On the vesting date the Reporting Person was entitled to receive a maximum of 50,008 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 25,004 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 6,251 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 3, 2020 the reporting person vested in 50,008 shares Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 2,992 | $38.57 | $115,401.44 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 10 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,699 F16 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 9 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,691 F14 · price: On January 3, 2017, the Reporting Person was issued 15,963 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2020, 5,321 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,309 shares of common stock to satisfy the grantee's tax withholding obligation. F15 · balance_after: In connection with the vesting of the RSUs described above, 69 DERs vested, resulting in the Reporting Person holding 197 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 17,471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 8 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 F13 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 17,471 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · price: In connection with the vesting of the RPSUs described above, an incremental 654 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 50,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · price: The Reporting Person was issued 50,008 RPSUs by NRG under the LTIP on January 3, 2017 that vested on January 3, 2020. On the vesting date the Reporting Person was entitled to receive a maximum of 50,008 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 25,004 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 6,251 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 3, 2020 the reporting person vested in 50,008 shares Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,840 | $0.00 Strike: $39.77 | $0.00 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · derivative · entry 12 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 3,840 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 9,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · derivative · entry 11 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,372 Underlying: Common Stock, par value $.01 per share · 18,744 shares Expires 2023-01-02 F9 · derivative.exercise_price: The Reporting Person was issued 9,372 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2020. The RPSUs will convert to shares of NRG Common Stock on January 2, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F10 · derivative.underlying_shares: Reporting Person will receive(i) a maximum of 18,744 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 9,372 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,343 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F11 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 3,840 | $39.77 | $152,716.80 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,809 F8 · price: This transaction was executed in multiple trades at prices ranging from $39.65 to $39.87. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 9,532 | $39.47 | $376,228.04 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,649 F7 · price: This transaction was executed in multiple trades at prices ranging from $39.26 to $39.83. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,181 F5 · price: On January 2, 2019, the Reporting Person was issued 5,402 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 1,798 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 458 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 5 DERs vested, resulting in the Reporting Person holding 266 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,639 F3 · price: On January 2, 2018, the Reporting Person was issued 6,984 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 2,326 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 695 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 16 DERs vested, resulting in the Reporting Person holding 271 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000335 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,334 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2021 22:42 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 3,840 | $39.77 | $152,716.80 |
DisclosureSEC source: 0001179110-21-000350 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4/A is being filed to report the acquisition of shares in connection with the exercise and sale of a stock that was reported on the original Form 4. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011424 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,909 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 287 dividend equivalent rights. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:07 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009125 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,888 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 42 DERs, resulting in 266 DERs held in the aggregate by the Reporting Person. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005548 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,930 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 311 Dividend Equivalent Rights. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001386 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,875 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 256 Dividend Equivalent Rights. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:39 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 18,571 | $39.42 | $732,068.82 |
DisclosureSEC source: 0001179110-19-000695 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,821 F1 · balance_after: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2018. Read SEC document |
| January 06, 2019 Filed Jan 8, 2019 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 5,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000571 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,392 F1 · price: On January 6, 2017, Mr. Gaudette was issued 38,619 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 6, 2019, 12,860 shares vested. Mr. Gaudette elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,111 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 128 DERs vested, resulting in the reporting person holding 202 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · derivative · entry 7 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,271 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the vesting of the MSUs described above, an incremental 1,271 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · price: In connection with the vesting of the MSUs described above, an incremental 1,271 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · derivative.exercise_date: In connection with the vesting of the MSUs described above, an incremental 1,271 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionMarket Stock Units · Derivative | 41,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · derivative · entry 6 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 20,570 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was issued 20,570 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 41,140 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 20,570 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 15,427 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 he vested in 41,140 shares. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 15,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,503 F7 · price: The Reporting Person elected to satisfy his tax withholding obligation upon the exchange of common stock for MSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 15,966 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: Includes 330 DERs. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the vesting of the MSUs described above, an incremental 1,271 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 41,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Reporting Person was issued 20,570 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 41,140 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 20,570 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 15,427 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 he vested in 41,140 shares. F6 · balance_after: In connection with the vesting of the MSUs described above, an incremental 1,271 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 3,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,058 F3 · price: On January 4, 2018, Mr. Gaudette was issued 38,805 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 4, 2019, 12,935 shares vested. Mr. Gaudette elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,247 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 399 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2019 Filed Jan 8, 2019 01:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000538 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,305 F1 · price: On January 3, 2017, Mr. Gaudette was issued 15,915 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2019, 5,305 shares vested. Mr. Gaudette elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,323 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 52 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 9,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000443 · edgar.xml · derivative · entry 3 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,132 Underlying: Common Stock, par value $.01 per share · 18,264 shares Expires 2022-01-02 F5 · derivative.exercise_price: The Reporting Person was issued 9,132 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of NRG Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F6 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 18,264 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 9,132 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target") provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,283 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F7 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000443 · edgar.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,628 F3 · price: On January 2, 2018, Mr. Gaudette was issued 6,975 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2019, 2,325 shares vested. Mr. Gaudette elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 692 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 8 DERs vested, resulting in the reporting person holding 797 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000443 · edgar.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,320 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.