Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director · President & CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 64,069 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 53 · Balance 64,069 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 22:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006978 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,069 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 398 dividend equivalent rights. Read SEC document |
| May 01, 2026 Filed May 4, 2026 22:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004900 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,016 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units which become exercisable proportionately with the underlying units to which they are related and may only be settled in NRG common stock. Each dividend right is the economic equivalent of one share of NRG common stock. Includes 345 dividend equivalent rights. Read SEC document |
| April 30, 2026 Filed May 4, 2026 22:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 32,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-004900 · doc4.xml · derivative · entry 2 Gaudette Robert J · CIK 0001505252 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,602 Underlying: Common Stock, par value $.01 per share · 32,602 shares Expires 2029-04-30 F2 · shares: On April 30, 2026, the Reporting Person was issued 32,602 RPSUs by NRG under the Company's Long Term Incentive Plan that vest on April 30, 2029, subject to certain performance conditions. Read SEC document |
| February 02, 2026 Filed Feb 5, 2026 02:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-010509 · tm265291-14_4seq1.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,969 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 298 dividend equivalent rights. Read SEC document |
| January 06, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 45,000 | $158.76 | $7,144,200.00 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 8 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,920 F8 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 9,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · derivative · entry 11 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,393 Underlying: Common Stock, par value $.01 per share · 9,393 shares Expires 2029-01-02 F9 · shares: On January 2, 2026, the Reporting Person was issued 9,393 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 69,588 | $166.16 Strike: $0.00 | $11,562,742.08 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · derivative · entry 10 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 69,588 shares Expires 2026-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 5,560 | $166.16 Strike: $0.00 | $923,849.60 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · derivative · entry 9 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,560 Underlying: Common Stock, par value $.01 per share · 5,560 shares Expires 2026-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 29,571 | $166.16 | $4,913,517.36 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,920 F7 · shares: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 29,571 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 3,046 | $166.16 | $506,123.36 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,491 F6 · shares: On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2026, 7,032 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,046 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 561 DERs vested, resulting in the Reporting Person holding 455 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,830 | $166.16 | $304,072.80 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 141,537 F5 · shares: On January 2, 2024, the Reporting Person was issued 13,463 RSUs by NRG under the LTIP. On January 2, 2026, 4,483 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,830 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 166 DERs vested, resulting in the Reporting Person holding 289 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,199 | $166.16 | $199,225.84 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,367 F4 · shares: On January 2, 2025, the Reporting Person was issued 9,028 RSUs by NRG under the LTIP. On January 2, 2026, 3,006 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,199 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 40 DERs vested, resulting in the Reporting Person holding 249 DERs in the aggregate. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 4,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,566 F3 · shares: Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG Common Stock, par value .01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the anniversary date of the first grant. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 5,560 | $166.16 | $923,849.60 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the vesting of the RPSUs described above, an incremental 5,560 Dividend Equivalent Rights vested. Each DER is the economic equivalent of one share of Common Stock. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 69,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000431 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was issued 69,588 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2026. Read SEC document |
| November 03, 2025 Filed Nov 6, 2025 02:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 66 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-107242 · tm2530423-8_4seq1.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,792 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 1 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 1,016 dividend equivalent rights. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-007053 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,725 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 951 dividend equivalent rights. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004695 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,657 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 883 dividend equivalent rights. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:55 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001271 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,558 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 784 dividend equivalent rights. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 14,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · derivative · entry 11 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,216 Underlying: Common Stock, par value $.01 per share · 14,216 shares Expires 2028-01-02 F9 · derivative.underlying_shares: On January 2, 2025, the Reporting Person was issued 14,216 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 21,898 | $92.75 Strike: $0.00 | $2,031,039.50 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · derivative · entry 10 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 21,898 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,284 | $92.75 Strike: $0.00 | $211,841.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · derivative · entry 9 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,284 Underlying: Common Stock, par value $.01 per share · 2,284 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 60,000 | $91.41 | $5,484,600.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 8 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,448 F8 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 9,516 | $92.75 | $882,609.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,448 F7 · shares: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,516 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,819 | $92.75 | $168,712.25 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,964 F6 · balance_after: On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2025, 7,011 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,819 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 460 DERs vested, resulting in the Reporting Person holding 674 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,707 | $92.75 | $158,324.25 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,783 F5 · balance_after: On January 2, 2024, the Reporting Person was issued 13,463 RSUs by NRG under the LTIP. On January 2, 2025, 4,483 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,707 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 105 DERs vested, resulting in the Reporting Person holding 1,134 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 744 | $92.75 | $69,006.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,490 F4 · balance_after: On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2025, 2,401 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 744 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 250 DERs vested, resulting in the Reporting Person holding 1,239 DERs in the aggregate. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 2,284 | $92.75 | $211,841.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: In connection with the vesting of the RPSUs described above, an incremental 2,284 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,950 F2 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 21,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000390 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was issued 21,898 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2025. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-009644 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,024 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,489 dividend equivalent rights. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 6,422 | $79.75 Strike: $0.00 | $512,154.50 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · derivative · entry 6 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 6,422 shares Expires 2024-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · derivative · entry 5 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 693 shares Expires 2024-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Conversion price not applicable. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,875 F5 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units (RPSUs) having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,800 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,675 F3 · price: On September 3, 2021, the Reporting Person was issued 1,947 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On September 3, 2024, 651 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 284 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 70 DERs vested, resulting in the Reporting Person holding 1,342 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock unite or relative performance stock units. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In connection with the vesting of the RPSUs described above, an incremental 693 Dividend Equivalent Rights (DERs) vested. Each DER is the economic equivalent of one share of Common Stock. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:31 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 6,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008499 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 6,422 Relative Performance Stock Units (RPSUs) by NRG Energy, Inc. (NRG) under NRG's Amended and Restated Long-Term Incentive Plan (LTIP) that vested subject to certain performance conditions on September 3, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-007851 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,844 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,412 dividend equivalent rights. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005581 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,668 F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,236 dividend equivalent rights. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001588 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,494 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,061 dividend equivalent rights. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 16,189 | $51.25 | $829,686.25 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · derivative · entry 9 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 16,189 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Conversion Price not applicable. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,858 | $51.25 Strike: $0.00 | $95,222.50 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · derivative · entry 8 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,858 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 5,980 | $51.25 | $306,475.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 7 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,259 F7 · balance_after: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,980 shares of Common Stock to satisfy their tax withholding obligation. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 6 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,239 F6 · balance_after: On January 2, 2023, the Reporting Person was issued 21,053 RSUs by NRG under the LTIP. On January 2, 2024, 7,010 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,777 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 288 DERs vested, resulting in the Reporting Person holding 826 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 5 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,016 F5 · balance_after: On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2024, 2,393 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 674 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 189 DERs vested, resulting in the Reporting Person holding 1,114 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 638 | $51.25 | $32,697.50 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 4 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,690 F4 · balance_after: On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2024, 1,929 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 638 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 221 DERs vested, resulting in the Reporting Person holding 1,303 DERs in the aggregate. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 3 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In connection with the vesting of the RPSUs described above, an incremental 1,858 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 13,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 2 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,470 F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 14:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 16,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-000456 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 16,189 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2024. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 21:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-009959 · doc4.xml · nonDerivative · entry 1 Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,818 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,524 dividend equivalent rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.