Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN GROUP, INC.ASPU · Entity 109224 | Director · Chief Executive Officer | July 08, 2023 | July 11, 2023 |
| Change Agents Corporation.CHGA · Entity 8466 | Director | August 05, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN GROUP, INC.
Report date July 08, 2023 · Filed July 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,033,104 |
Reported balance
After 2023-07-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-07-08 · Grant · Acquired 15,157 · Balance 1,033,104 F1: Represents shares issued pursuant to vested restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust | 8,334 |
Reported balance
Holding disclosure · report date 2023-07-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,334 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued pursuant to vested restricted stock units.
Change Agents Corporation.
Report date August 05, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,280 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Conversion · Acquired 62,280 · Balance 62,280 F1: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025. |
| Series E Non-Voting Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 | Direct | 1,271.42 |
Reported balance
After 2026-08-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-05 · Disposition to issuer · Disposed 93.42 · Balance 1,271.42 F2: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing. F3: The Preferred Stock is perpetual and therefore has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.
F2: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.
F3: The Preferred Stock is perpetual and therefore has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 5, 2026 23:28 UTC | Change Agents Corporation. CHGA · Entity 8466 | Disposition to issuerSeries E Non-Voting Convertible Preferred Stock · Derivative | 93.42 | $1,000.00 Strike: $1.50 | $93,420.00 |
DisclosureSEC source: 0001213900-26-085844 · ownership.xml · derivative · entry 2 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,271.42 Underlying: Common Stock · 62,280 shares Expires not disclosed F2 · derivative.exercise_date: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing. F3 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| August 05, 2026 Filed Aug 5, 2026 23:28 UTC | Change Agents Corporation. CHGA · Entity 8466 | ConversionCommon Stock | 62,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-085844 · ownership.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:31 UTC | Change Agents Corporation. ALBT · Entity 8466 | GrantOptions (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077596 · ownership.xml · derivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| December 12, 2025 Filed Feb 24, 2026 21:30 UTC | Change Agents Corporation. ALBT · Entity 8466 | GrantSeries E Non-Voting Convertible Preferred Stock · Derivative | 1,364.84 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-26-019919 · ownership.xml · derivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,364.84 Underlying: Common Stock · 909,894 shares Expires not disclosed F3 · price: Received in exchange for 2,600,000 shares of common stock of RPM Interactive, Inc. ("RPM") in connection with the Issuer's acquisition of RPM. F1 · derivative.exercise_date: Each share of Series E Non-Voting Convertible Preferred Stock (the "Preferred Stock") is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing. F2 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| July 08, 2023 Filed Jul 11, 2023 16:01 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | GrantCommon Stock | 15,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000937 · ownership.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,104 F1 · security: Represents shares issued pursuant to vested restricted stock units. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:10 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-21-000606 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,947 F1 · security: Represents restricted stock units granted pursuant to the Employment Agreement, dated July 21, 2021, between the Issuer and the Reporting Person, which replaced the Reporting Person's expired Employment Agreement. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder. The restricted stock units will vest following the Issuer's filing of a quarterly or annual report on Form 10-Q or 10-K as applicable, which report directly or indirectly reflects that the Company delivered net income on a GAAP basis for the fiscal quarter covered by such report, subject to continued employment with the Issuer on the vesting date. Read SEC document |
| July 15, 2021 Filed Jul 15, 2021 16:07 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | PurchaseCommon Stock | 10,000 | $5.77 | $57,700.00 |
DisclosureSEC source: 0001553350-21-000581 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,946 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.71 to $5.79, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 16:11 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | SaleCommon Stock | 8,068 | $9.92 | $80,038.59 |
DisclosureSEC source: 0001553350-21-000040 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,946 F1 · kind: The sale occurred to permit the Reporting Person to pay substantial federal and state income taxes arising from the sale of 25,000 shares of common stock on each of May 1, 2020 and May 4, 2020 and from the exercise of 66,667 stock options on July 13, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $9.94, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 16:11 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | SaleCommon Stock | 41,932 | $9.93 | $416,233.80 |
DisclosureSEC source: 0001553350-21-000040 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,014 F1 · kind: The sale occurred to permit the Reporting Person to pay substantial federal and state income taxes arising from the sale of 25,000 shares of common stock on each of May 1, 2020 and May 4, 2020 and from the exercise of 66,667 stock options on July 13, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $10.065, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 80,556 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · derivative · entry 7 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,556 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · derivative · entry 6 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2022-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 44,942 | $11.13 | $500,204.46 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 4 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,946 F3 · security: Represents shares surrendered in payment of the applicable taxes and exercise price arising from the exercise of 80,556 stock options. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 137,756 | $11.13 | $1,533,224.28 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 3 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,888 F2 · security: Represents shares surrendered in payment of the applicable taxes and exercise price arising from the exercise of 200,000 stock options. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 80,556 | $2.28 | $183,667.68 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d). Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:27 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 200,000 | $4.90 | $980,000.00 |
DisclosureSEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d). Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,630 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · derivative · entry 7 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,630 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 8,026 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · derivative · entry 6 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,026 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 4,455 | $11.00 | $49,021.48 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 4 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,088 F3 · security: Represents shares surrendered in payment of the applicable taxes arising from the exercise of each stock option. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 2,622 | $11.00 | $28,851.70 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 3 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,543 F2 · security: Represents shares surrendered in payment of the exercise price due for each stock option. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 4,630 | $2.28 | $10,556.40 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 16:47 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 8,026 | $2.28 | $18,299.28 |
DisclosureSEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 17 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2020-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,259 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 16 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,630 Underlying: Common Stock · 9,259 shares Expires 2020-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,050 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 15 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026 Underlying: Common Stock · 16,050 shares Expires 2020-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 161,111 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 14 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,556 Underlying: Common Stock · 161,111 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 45,804 | $12.02 | $550,582.40 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 12 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,509 F3 · security: Represents shares surrendered in payment of the applicable taxes. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 21,838 | $12.02 | $262,501.50 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 11 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,313 F2 · security: Represents shares surrendered in payment of the exercise price. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 125,000 | $2.10 | $262,500.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 10 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 3,331 | $12.02 | $40,039.95 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 9 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,151 F3 · security: Represents shares surrendered in payment of the applicable taxes. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 1,756 | $12.02 | $21,107.82 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 8 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,482 F2 · security: Represents shares surrendered in payment of the exercise price. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 9,259 | $2.28 | $21,110.52 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 7 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 5,775 | $12.02 | $69,417.81 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 6 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,979 F3 · security: Represents shares surrendered in payment of the applicable taxes. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 3,044 | $12.02 | $36,590.10 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 5 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,754 F2 · security: Represents shares surrendered in payment of the exercise price. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 16,050 | $2.28 | $36,594.00 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 4 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 57,965 | $12.02 | $696,762.49 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 3 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,748 F3 · security: Represents shares surrendered in payment of the applicable taxes. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 30,559 | $12.02 | $367,331.40 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,713 F2 · security: Represents shares surrendered in payment of the exercise price. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 16:05 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 161,111 | $2.28 | $367,333.08 |
DisclosureSEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · derivative · entry 7 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024. F4 · derivative.expiration_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 11,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 4 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,161 F2 · security: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer. F2 · price: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 3 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock to be issued upon the vesting of restricted stock units ("RSUs") which vest in four years, subject to accelerated vesting upon the stock price closing at certain higher levels. The first target price was met as of August 31, 2020, and the second target price was met on September 2, 2020. See the Form 4 filed on February 5, 2020 for further details on the vesting target prices. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · derivative · entry 6 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024. F4 · derivative.expiration_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Tax withholdingCommon Stock | 4,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,261 F2 · security: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer. F2 · price: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:42 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock to be issued upon the vesting of restricted stock units ("RSUs") which vest in four years, subject to accelerated vesting upon the stock price closing at certain higher levels. The first target price was met as of August 31, 2020, and the second target price was met on September 2, 2020. See the Form 4 filed on February 5, 2020 for further details on the vesting target prices. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 16:39 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 41,667 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000625 · mathews4.xml · derivative · entry 5 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,667 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The stock options were exercised for cash during an open window period. The exercise is exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-6. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 16:39 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001553350-20-000625 · mathews4.xml · derivative · entry 4 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The stock options were exercised for cash during an open window period. The exercise is exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-6. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 16:39 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 41,667 | $2.28 | $95,000.76 |
DisclosureSEC source: 0001553350-20-000625 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 16:39 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | Exercise / conversionCommon Stock | 25,000 | $2.28 | $57,000.00 |
DisclosureSEC source: 0001553350-20-000625 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 17:53 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | GrantRestricted Stock Units · Derivative | 15,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000608 · mathews4.xml · derivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Underlying: Common Stock · 15,157 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the board of directors of the Issuer. F2 · derivative.exercise_date: The restricted stock units shall vest on July 8, 2023, subject to continued service as an officer of the Company on the vesting date. Vested shares of common stock will be delivered to the reporting person upon the vesting of the restricted stock units. In the event of a change of control of the Company, vesting will accelerate. The restricted stock units were issued under the 2018 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units shall vest on July 8, 2023, subject to continued service as an officer of the Company on the vesting date. Vested shares of common stock will be delivered to the reporting person upon the vesting of the restricted stock units. In the event of a change of control of the Company, vesting will accelerate. The restricted stock units were issued under the 2018 Equity Incentive Plan. Read SEC document |
| May 04, 2020 Filed May 5, 2020 17:30 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | SaleCommon Stock | 25,000 | $6.90 | $172,390.00 |
DisclosureSEC source: 0001553350-20-000392 · mathews4.xml · nonDerivative · entry 2 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,034 F1 · security: The sales reported on this Form 4 were affected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person during an open window period. F2 · security: he shares were sold to pay (i) federal, state and local income taxes incurred from the cashless exercise of 162,500 stock options in July 2019 (ii) the withholding taxes due in connection with the planned exercise of 66,667 stock options expiring in July 2020 and (iii) to pay the exercise price on the options expiring in July 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.77 to $6.9950, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| May 01, 2020 Filed May 5, 2020 17:30 UTC | ASPEN GROUP, INC. ASPU · Entity 109224 | SaleCommon Stock | 25,000 | $7.40 | $184,975.00 |
DisclosureSEC source: 0001553350-20-000392 · mathews4.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,034 F1 · security: The sales reported on this Form 4 were affected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person during an open window period. F2 · security: he shares were sold to pay (i) federal, state and local income taxes incurred from the cashless exercise of 162,500 stock options in July 2019 (ii) the withholding taxes due in connection with the planned exercise of 66,667 stock options expiring in July 2020 and (iii) to pay the exercise price on the options expiring in July 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.90 to $7.715, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.