Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 5, 2026 23:28 UTC |
Mathews MichaelDirector
|
Disposition to issuerSeries E Non-Voting Convertible Preferred Stock · Derivative | 93.42 | $1,000.00 Strike: $1.50 | $93,420.00 |
DisclosureSEC source: 0001213900-26-085844 · ownership.xml · derivative · entry 2 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,271.42 Underlying: Common Stock · 62,280 shares Expires not disclosed F2 · derivative.exercise_date: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing. F3 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| August 05, 2026 Filed Aug 5, 2026 23:28 UTC |
Mathews MichaelDirector
|
ConversionCommon Stock | 62,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-085844 · ownership.xml · nonDerivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:31 UTC |
Li MengInterim CEO
|
GrantOptions (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077595 · ownership.xml · derivative · entry 1 Li Meng · CIK 0001688011 · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,000 Underlying: Common Stock · 400,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:33 UTC |
Lu WenzhaoDirector
|
GrantOptions (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077600 · ownership.xml · derivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:31 UTC |
Mathews MichaelDirector
|
GrantOptions (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077596 · ownership.xml · derivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:30 UTC |
Ingargiola LuisaChief Strategy Officer
|
GrantOptions (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077594 · ownership.xml · derivative · entry 1 Ingargiola Luisa · CIK 0001447277 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,000 Underlying: Common Stock · 400,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:33 UTC |
Sanders Steven AndrewDirector
|
GrantOptions (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077599 · ownership.xml · derivative · entry 1 Sanders Steven Andrew · CIK 0001322972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,132 Underlying: Common Stock · 200,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| June 29, 2026 Filed Jul 13, 2026 20:30 UTC |
Felix LourdesDirector
|
GrantOptions (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001213900-26-077588 · ownership.xml · derivative · entry 1 Felix Lourdes · CIK 0001569735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,586 Underlying: Common Stock · 100,000 shares Expires 2029-06-29 F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date. Read SEC document |
| December 12, 2025 Filed Feb 24, 2026 21:30 UTC |
Mathews MichaelDirector
|
GrantSeries E Non-Voting Convertible Preferred Stock · Derivative | 1,364.84 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001213900-26-019919 · ownership.xml · derivative · entry 1 Mathews Michael · CIK 0001469394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,364.84 Underlying: Common Stock · 909,894 shares Expires not disclosed F3 · price: Received in exchange for 2,600,000 shares of common stock of RPM Interactive, Inc. ("RPM") in connection with the Issuer's acquisition of RPM. F1 · derivative.exercise_date: Each share of Series E Non-Voting Convertible Preferred Stock (the "Preferred Stock") is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing. F2 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| January 01, 2023 Filed Mar 8, 2023 12:25 UTC |
Troy TeviDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018428 · ownership.xml · derivative · entry 1 Troy Tevi · CIK 0001742390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2023 Filed Mar 8, 2023 16:45 UTC |
Stilley William B. IIIDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018585 · ownership.xml · derivative · entry 1 Stilley William B. III · CIK 0001718069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2023 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 1 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, $.0001 par value · 4,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2023 Filed Mar 9, 2023 16:11 UTC |
Sanders Steven AndrewDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018750 · ownership.xml · derivative · entry 1 Sanders Steven Andrew · CIK 0001322972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| November 01, 2022 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 2 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2025-10-21 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 20:30 UTC |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 448,718 | $0.78 | $350,000.04 |
DisclosureSEC source: 0001213900-22-045446 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,192,708 Read SEC document |
| July 25, 2022 Filed Jul 26, 2022 21:47 UTC Amendment |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 4,442,989 | $0.65 | $2,887,942.85 |
DisclosureSEC source: 0001213900-22-041790 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,742,989 Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 20:30 UTC Amendment |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 4,443,990 | $0.65 | $2,888,593.50 |
DisclosureSEC source: 0001213900-22-042040 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,743,990 Read SEC document |
| July 18, 2022 Filed Jul 21, 2022 21:01 UTC |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 4,440,390 | $0.65 | $2,886,253.50 |
DisclosureSEC source: 0001213900-22-040745 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,740,390 Read SEC document |
| May 01, 2022 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option right to buy) · Derivative | 8,000 | $0.00 Strike: $5.30 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 3 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2025-04-30 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2022 Filed Mar 8, 2023 12:25 UTC |
Troy TeviDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018428 · ownership.xml · derivative · entry 2 Troy Tevi · CIK 0001742390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2026-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2022 Filed Mar 8, 2023 16:45 UTC |
Stilley William B. IIIDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018585 · ownership.xml · derivative · entry 2 Stilley William B. III · CIK 0001718069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2026-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2022 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 4 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, $.0001 par value · 4,000 shares Expires 2026-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2022 Filed Mar 9, 2023 16:11 UTC |
Sanders Steven AndrewDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018750 · ownership.xml · derivative · entry 2 Sanders Steven Andrew · CIK 0001322972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2026-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| December 21, 2021 Filed Jul 21, 2022 21:01 UTC |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 2,400,000 | $1.25 | $3,000,000.00 |
DisclosureSEC source: 0001213900-22-040745 · ownership.xml · nonDerivative · entry 2 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300,000 Read SEC document |
| December 21, 2021 Filed Jul 26, 2022 21:47 UTC Amendment |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 2,400,000 | $1.25 | $3,000,000.00 |
DisclosureSEC source: 0001213900-22-041790 · ownership.xml · nonDerivative · entry 2 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300,000 Read SEC document |
| December 21, 2021 Filed Jul 27, 2022 20:30 UTC Amendment |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 2,400,000 | $1.25 | $3,000,000.00 |
DisclosureSEC source: 0001213900-22-042040 · ownership.xml · nonDerivative · entry 2 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300,000 Read SEC document |
| November 01, 2021 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 5 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2024-10-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| May 01, 2021 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 6 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2024-04-30 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2021 Filed Mar 8, 2023 12:25 UTC |
Troy TeviDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018428 · ownership.xml · derivative · entry 3 Troy Tevi · CIK 0001742390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2021 Filed Mar 8, 2023 16:45 UTC |
Stilley William B. IIIDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018585 · ownership.xml · derivative · entry 3 Stilley William B. III · CIK 0001718069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2021 Filed Mar 9, 2023 11:12 UTC |
Tauzin W JDirector
|
GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018755 · ownership.xml · derivative · entry 7 Tauzin W J · CIK 0001322571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, $.0001 par value · 4,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| January 01, 2021 Filed Mar 9, 2023 16:11 UTC |
Sanders Steven AndrewDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001213900-23-018750 · ownership.xml · derivative · entry 3 Sanders Steven Andrew · CIK 0001322972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, $.0001 par value · 8,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The stock options vest over one year in equal quarterly installments. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:03 UTC |
Lu WenzhaoDirector · 10% owner
|
PurchaseCommon Stock, $.0001 par value | 645,161 | $1.55 | $999,999.55 |
DisclosureSEC source: 0001213900-20-008536 · ownership.xml · nonDerivative · entry 2 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,645,161 F1 · security: WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, holds 2,645,161 shares of common stock. F1 · ownership.nature: WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, holds 2,645,161 shares of common stock. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:06 UTC |
Li MengDirector · Chief Operating Officer
|
GrantStock Options · Derivative | 300,000 | $1.52 Strike: $1.52 | $456,000.00 |
DisclosureSEC source: 0001213900-20-004737 · ownership.xml · derivative · entry 2 Li Meng · CIK 0001688011 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, $.0001 par value · 300,000 shares Expires 2020-02-25 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 16:11 UTC |
Troy TeviDirector
|
GrantStock Option · Derivative | 80,000 | $1.52 Strike: $1.52 | $121,600.00 |
DisclosureSEC source: 0001213900-20-004744 · ownership.xml · derivative · entry 1 Troy Tevi · CIK 0001742390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, $.0001 par value · 80,000 shares Expires 2020-02-25 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 16:11 UTC |
Stilley William B. IIIDirector
|
GrantStock Option · Derivative | 80,000 | $1.52 Strike: $1.52 | $121,600.00 |
DisclosureSEC source: 0001213900-20-004742 · ownership.xml · derivative · entry 1 Stilley William B. III · CIK 0001718069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, $.0001 par value · 80,000 shares Expires 2020-02-25 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:10 UTC |
Sanders Steven AndrewDirector
|
GrantStock Option · Derivative | 80,000 | $1.52 Strike: $1.52 | $121,600.00 |
DisclosureSEC source: 0001213900-20-004740 · ownership.xml · derivative · entry 1 Sanders Steven Andrew · CIK 0001322972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, $.0001 par value · 80,000 shares Expires 2020-02-25 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:09 UTC |
Lu YancenDirector
|
GrantStock Option · Derivative | 80,000 | $1.52 Strike: $1.52 | $121,600.00 |
DisclosureSEC source: 0001213900-20-004739 · ownership.xml · derivative · entry 2 Lu Yancen · CIK 0001706384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, $.0001 par value · 80,000 shares Expires 2020-02-25 F1 · security: The Stock Options vest in 36 equal tranches commencing on the grant date. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:07 UTC |
Li Yue CharlesDirector
|
GrantStock Option · Derivative | 80,000 | $1.52 Strike: $1.52 | $121,600.00 |
DisclosureSEC source: 0001213900-20-004738 · ownership.xml · derivative · entry 1 Li Yue Charles · CIK 0001774144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, $.0001 par value · 80,000 shares Expires 2025-02-25 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 16:05 UTC |
Jin DavidDirector · CEO and President
|
GrantStock Options · Derivative | 400,000 | $1.52 Strike: $1.52 | $608,000.00 |
DisclosureSEC source: 0001213900-20-004736 · ownership.xml · derivative · entry 2 Jin David · CIK 0001688009 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2030-02-20 F1 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 21:03 UTC |
Ingargiola LuisaChief Financial Officer
|
GrantStock Option · Derivative | 400,000 | $1.52 Strike: $1.52 | $608,000.00 |
DisclosureSEC source: 0001213900-20-004735 · ownership.xml · derivative · entry 1 Ingargiola Luisa · CIK 0001447277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock, $.0001 par value · 400,000 shares Expires 2030-02-20 F2 · security: The stock options vest over one year in equal quarterly installments. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 14:48 UTC |
Lu WenzhaoDirector · 10% owner
|
PurchaseCommon Stock, $.0001 par value | 15,000 | $1.84 | $27,600.00 |
DisclosureSEC source: 0001213900-19-010273 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,936,000 Read SEC document |
| June 06, 2019 Filed Jun 6, 2019 12:30 UTC |
Lu WenzhaoDirector · 10% owner
|
PurchaseCommon Stock, $.0001 par value | 21,000 | $2.03 | $42,630.00 |
DisclosureSEC source: 0001213900-19-010155 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921,000 Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 21:02 UTC |
Lu WenzhaoDirector · 10% owner
|
GrantCommon Stock, $.0001 par value | 2,000,000 | $1.00 | $2,000,000.00 |
DisclosureSEC source: 0001213900-19-006886 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900,000 F1 · security: On April 18, 2019, Wenzhao Lu acquired 2,000,000 shares of common stock in a private transaction from an unaffiliated accredited investor in consideration of $2,000,000. Read SEC document |
| April 18, 2019 Filed Apr 24, 2019 13:00 UTC Amendment |
Lu WenzhaoDirector · 10% owner
|
PurchaseCommon Stock, $.0001 par value | 2,000,000 | $1.00 | $2,000,000.00 |
DisclosureSEC source: 0001213900-19-007013 · ownership.xml · nonDerivative · entry 1 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 F1 · security: On April 18, 2019, WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, acquired 2,000,000 shares of common stock in a private transaction from an unaffiliated accredited investor in consideration of $2,000,000. F1 · ownership.nature: On April 18, 2019, WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, acquired 2,000,000 shares of common stock in a private transaction from an unaffiliated accredited investor in consideration of $2,000,000. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 19:45 UTC |
Li MengDirector · Chief Operating Officer
|
GrantStock Option · Derivative | 30,000 | $4.76 Strike: $4.76 | $142,800.00 |
DisclosureSEC source: 0001213900-19-006043 · ownership.xml · derivative · entry 2 Li Meng · CIK 0001688011 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock, $.0001 par value · 30,000 shares Expires 2024-04-05 F1 · security: On April 5, 2019, Meng Li was appointed to the Board of Directors of Avalon GloboCare Corp. (the "Company") to serve as director of the Company. Ms. Li entered into an agreement pursuant to which she will serve as a director of the Company. The director agreement provides that Ms. Li will receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year vesting quarterly. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. For 2019, the Company granted Ms. Li an option to acquire 30,000 shares of common stock at an exercise price of $4.76 for a term of five years. Read SEC document |
| January 03, 2019 Filed Feb 25, 2020 21:12 UTC |
Lu WenzhaoDirector · 10% owner
|
GrantStock Options · Derivative | 1,500,000 | $2.00 Strike: $2.00 | $3,000,000.00 |
DisclosureSEC source: 0001213900-20-004745 · ownership.xml · derivative · entry 3 Lu Wenzhao · CIK 0001688008 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2024-01-02 Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 19:25 UTC |
Sukel Steven PhilipDirector
|
PurchaseCommon Stock, $.0001 par value | 100 | $2.60 | $260.00 |
DisclosureSEC source: 0001615774-18-000422 · s108752_form4.xml · nonDerivative · entry 3 Sukel Steven Philip · CIK 0001704737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,615 Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 19:25 UTC |
Sukel Steven PhilipDirector
|
PurchaseCommon Stock, $.0001 par value | 300 | $2.00 | $600.00 |
DisclosureSEC source: 0001615774-18-000422 · s108752_form4.xml · nonDerivative · entry 2 Sukel Steven Philip · CIK 0001704737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,515 Read SEC document |
| December 15, 2017 Filed Jan 19, 2018 19:25 UTC |
Sukel Steven PhilipDirector
|
PurchaseCommon Stock, $.0001 par value | 600 | $2.67 | $1,602.00 |
DisclosureSEC source: 0001615774-18-000422 · s108752_form4.xml · nonDerivative · entry 1 Sukel Steven Philip · CIK 0001704737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,315 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.