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person · Reporting owner

Mathews Michael

Disclosed activity across 2 companies

Tapewire entity
26219
SEC CIK
0001469394

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASPEN GROUP, INC.ASPU · Entity 109224Director · Chief Executive OfficerJuly 08, 2023July 11, 2023
Change Agents Corporation.CHGA · Entity 8466DirectorAugust 05, 2026August 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPEN GROUP, INC.

Report date July 08, 2023 · Filed July 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,033,104 Reported balance After 2023-07-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-07-08 · Grant · Acquired 15,157 · Balance 1,033,104

F1: Represents shares issued pursuant to vested restricted stock units.

Common StockSEC Table I · non-derivativeIndirectHeld in Trust8,334 Reported balance Holding disclosure · report date 2023-07-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,334

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issued pursuant to vested restricted stock units.

Change Agents Corporation.

Report date August 05, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,280 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Conversion · Acquired 62,280 · Balance 62,280

F1: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.

Series E Non-Voting Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50Direct1,271.42 Reported balance After 2026-08-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-05 · Disposition to issuer · Disposed 93.42 · Balance 1,271.42

F2: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.

F3: The Preferred Stock is perpetual and therefore has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.

F2: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.

F3: The Preferred Stock is perpetual and therefore has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 5, 2026 23:28 UTC Change Agents Corporation. CHGA · Entity 8466 Disposition to issuerSeries E Non-Voting Convertible Preferred Stock · Derivative 93.42 $1,000.00 Strike: $1.50 $93,420.00
Disclosure

SEC source: 0001213900-26-085844 · ownership.xml · derivative · entry 2

Mathews Michael · CIK 0001469394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271.42

Underlying: Common Stock · 62,280 shares

Expires not disclosed

F2 · derivative.exercise_date: Each share of Preferred Stock is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.

F3 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
August 05, 2026 Filed Aug 5, 2026 23:28 UTC Change Agents Corporation. CHGA · Entity 8466 ConversionCommon Stock 62,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-085844 · ownership.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series E Non-Voting Convertible Preferred Stock is convertible into a number of shares of Common Stock obtained by dividing the Original Per Share Price ($1,000) by $1.50, subject to blocking provisions. Capitalized terms used but not defined herein shall have the meanings set forth in the Certificate of Designation of Series E Non-Voting Convertible Preferred Stock, filed as an exhibit to the Issuer's Periodic Report on Form 8-K on December 15, 2025.

Read SEC document
June 29, 2026 Filed Jul 13, 2026 20:31 UTC Change Agents Corporation. ALBT · Entity 8466 GrantOptions (right to buy) · Derivative 100,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001213900-26-077596 · ownership.xml · derivative · entry 1

Mathews Michael · CIK 0001469394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-06-29

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date.

Read SEC document
December 12, 2025 Filed Feb 24, 2026 21:30 UTC Change Agents Corporation. ALBT · Entity 8466 GrantSeries E Non-Voting Convertible Preferred Stock · Derivative 1,364.84 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001213900-26-019919 · ownership.xml · derivative · entry 1

Mathews Michael · CIK 0001469394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,364.84

Underlying: Common Stock · 909,894 shares

Expires not disclosed

F3 · price: Received in exchange for 2,600,000 shares of common stock of RPM Interactive, Inc. ("RPM") in connection with the Issuer's acquisition of RPM.

F1 · derivative.exercise_date: Each share of Series E Non-Voting Convertible Preferred Stock (the "Preferred Stock") is convertible, at any time from and after May 12, 2026, or such earlier date as consented to by the Issuer in writing.

F2 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
July 08, 2023 Filed Jul 11, 2023 16:01 UTC ASPEN GROUP, INC. ASPU · Entity 109224 GrantCommon Stock 15,157 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000937 · ownership.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,104

F1 · security: Represents shares issued pursuant to vested restricted stock units.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 16:10 UTC ASPEN GROUP, INC. ASPU · Entity 109224 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-21-000606 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,947

F1 · security: Represents restricted stock units granted pursuant to the Employment Agreement, dated July 21, 2021, between the Issuer and the Reporting Person, which replaced the Reporting Person's expired Employment Agreement. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder. The restricted stock units will vest following the Issuer's filing of a quarterly or annual report on Form 10-Q or 10-K as applicable, which report directly or indirectly reflects that the Company delivered net income on a GAAP basis for the fiscal quarter covered by such report, subject to continued employment with the Issuer on the vesting date.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 16:07 UTC ASPEN GROUP, INC. ASPU · Entity 109224 PurchaseCommon Stock 10,000 $5.77 $57,700.00
Disclosure

SEC source: 0001553350-21-000581 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,946

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.71 to $5.79, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 16:11 UTC ASPEN GROUP, INC. ASPU · Entity 109224 SaleCommon Stock 8,068 $9.92 $80,038.59
Disclosure

SEC source: 0001553350-21-000040 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,946

F1 · kind: The sale occurred to permit the Reporting Person to pay substantial federal and state income taxes arising from the sale of 25,000 shares of common stock on each of May 1, 2020 and May 4, 2020 and from the exercise of 66,667 stock options on July 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $9.94, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:11 UTC ASPEN GROUP, INC. ASPU · Entity 109224 SaleCommon Stock 41,932 $9.93 $416,233.80
Disclosure

SEC source: 0001553350-21-000040 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,014

F1 · kind: The sale occurred to permit the Reporting Person to pay substantial federal and state income taxes arising from the sale of 25,000 shares of common stock on each of May 1, 2020 and May 4, 2020 and from the exercise of 66,667 stock options on July 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $10.065, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 80,556 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · derivative · entry 7

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,556 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · derivative · entry 6

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 44,942 $11.13 $500,204.46
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 4

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,946

F3 · security: Represents shares surrendered in payment of the applicable taxes and exercise price arising from the exercise of 80,556 stock options.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 137,756 $11.13 $1,533,224.28
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 3

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,888

F2 · security: Represents shares surrendered in payment of the applicable taxes and exercise price arising from the exercise of 200,000 stock options.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 80,556 $2.28 $183,667.68
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:27 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 200,000 $4.90 $980,000.00
Disclosure

SEC source: 0001553350-21-000003 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective on the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the Compensation Committee, which is comprised of two non-employee directors in accordance with Rule 16b-3(d).

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 4,630 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · derivative · entry 7

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,630 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 8,026 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · derivative · entry 6

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,026 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 4,455 $11.00 $49,021.48
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 4

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,088

F3 · security: Represents shares surrendered in payment of the applicable taxes arising from the exercise of each stock option.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 2,622 $11.00 $28,851.70
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 3

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,543

F2 · security: Represents shares surrendered in payment of the exercise price due for each stock option.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 4,630 $2.28 $10,556.40
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:47 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 8,026 $2.28 $18,299.28
Disclosure

SEC source: 0001553350-20-000953 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: During an open window period under the Issuer's Insider Trading Plan, the Reporting Person submitted a cashless exercise notice which would become effective following the date that certain stock options vested. Following such vesting, the stock options were cashlessly exercised. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 17

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2020-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 9,259 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 16

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,630

Underlying: Common Stock · 9,259 shares

Expires 2020-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 16,050 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 15

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026

Underlying: Common Stock · 16,050 shares

Expires 2020-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 161,111 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · derivative · entry 14

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,556

Underlying: Common Stock · 161,111 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 45,804 $12.02 $550,582.40
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 12

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,509

F3 · security: Represents shares surrendered in payment of the applicable taxes.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 21,838 $12.02 $262,501.50
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 11

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,313

F2 · security: Represents shares surrendered in payment of the exercise price.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 125,000 $2.10 $262,500.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 10

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

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September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 3,331 $12.02 $40,039.95
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 9

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,151

F3 · security: Represents shares surrendered in payment of the applicable taxes.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 1,756 $12.02 $21,107.82
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 8

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,482

F2 · security: Represents shares surrendered in payment of the exercise price.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 9,259 $2.28 $21,110.52
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 7

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

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September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 5,775 $12.02 $69,417.81
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 6

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,979

F3 · security: Represents shares surrendered in payment of the applicable taxes.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 3,044 $12.02 $36,590.10
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 5

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,754

F2 · security: Represents shares surrendered in payment of the exercise price.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 16,050 $2.28 $36,594.00
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 4

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

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September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 57,965 $12.02 $696,762.49
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 3

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,748

F3 · security: Represents shares surrendered in payment of the applicable taxes.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 30,559 $12.02 $367,331.40
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,713

F2 · security: Represents shares surrendered in payment of the exercise price.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:05 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 161,111 $2.28 $367,333.08
Disclosure

SEC source: 0001553350-20-000871 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

Read SEC document
September 02, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · derivative · entry 7

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024.

F4 · derivative.expiration_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024.

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September 02, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 11,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 4

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,161

F2 · security: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer.

F2 · price: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer.

Read SEC document
September 02, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 3

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock to be issued upon the vesting of restricted stock units ("RSUs") which vest in four years, subject to accelerated vesting upon the stock price closing at certain higher levels. The first target price was met as of August 31, 2020, and the second target price was met on September 2, 2020. See the Form 4 filed on February 5, 2020 for further details on the vesting target prices.

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August 31, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · derivative · entry 6

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024.

F4 · derivative.expiration_date: The RSUs were granted on February 4, 2020 and one-half will fully vest subject to the accelerated vesting on February 4, 2024.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Tax withholdingCommon Stock 4,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,261

F2 · security: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer.

F2 · price: The shares were surrendered upon vesting to pay the Reporting Person's estimated applicable federal, state and local income taxes, social security taxes and the additional Medicare surtax. The transactions were exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as they were pre-approved by both the board of directors and the compensation committee of the board of directors of the Issuer.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 17:42 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001553350-20-000823 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock to be issued upon the vesting of restricted stock units ("RSUs") which vest in four years, subject to accelerated vesting upon the stock price closing at certain higher levels. The first target price was met as of August 31, 2020, and the second target price was met on September 2, 2020. See the Form 4 filed on February 5, 2020 for further details on the vesting target prices.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 16:39 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 41,667 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000625 · mathews4.xml · derivative · entry 5

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock options were exercised for cash during an open window period. The exercise is exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-6.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 16:39 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001553350-20-000625 · mathews4.xml · derivative · entry 4

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock options were exercised for cash during an open window period. The exercise is exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-6.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 16:39 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 41,667 $2.28 $95,000.76
Disclosure

SEC source: 0001553350-20-000625 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 16:39 UTC ASPEN GROUP, INC. ASPU · Entity 109224 Exercise / conversionCommon Stock 25,000 $2.28 $57,000.00
Disclosure

SEC source: 0001553350-20-000625 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 17:53 UTC ASPEN GROUP, INC. ASPU · Entity 109224 GrantRestricted Stock Units · Derivative 15,157 $0.00 $0.00
Disclosure

SEC source: 0001553350-20-000608 · mathews4.xml · derivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,157

Underlying: Common Stock · 15,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the board of directors of the Issuer.

F2 · derivative.exercise_date: The restricted stock units shall vest on July 8, 2023, subject to continued service as an officer of the Company on the vesting date. Vested shares of common stock will be delivered to the reporting person upon the vesting of the restricted stock units. In the event of a change of control of the Company, vesting will accelerate. The restricted stock units were issued under the 2018 Equity Incentive Plan.

F2 · derivative.expiration_date: The restricted stock units shall vest on July 8, 2023, subject to continued service as an officer of the Company on the vesting date. Vested shares of common stock will be delivered to the reporting person upon the vesting of the restricted stock units. In the event of a change of control of the Company, vesting will accelerate. The restricted stock units were issued under the 2018 Equity Incentive Plan.

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May 04, 2020 Filed May 5, 2020 17:30 UTC ASPEN GROUP, INC. ASPU · Entity 109224 SaleCommon Stock 25,000 $6.90 $172,390.00
Disclosure

SEC source: 0001553350-20-000392 · mathews4.xml · nonDerivative · entry 2

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,034

F1 · security: The sales reported on this Form 4 were affected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person during an open window period.

F2 · security: he shares were sold to pay (i) federal, state and local income taxes incurred from the cashless exercise of 162,500 stock options in July 2019 (ii) the withholding taxes due in connection with the planned exercise of 66,667 stock options expiring in July 2020 and (iii) to pay the exercise price on the options expiring in July 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.77 to $6.9950, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

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May 01, 2020 Filed May 5, 2020 17:30 UTC ASPEN GROUP, INC. ASPU · Entity 109224 SaleCommon Stock 25,000 $7.40 $184,975.00
Disclosure

SEC source: 0001553350-20-000392 · mathews4.xml · nonDerivative · entry 1

Mathews Michael · CIK 0001469394 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,034

F1 · security: The sales reported on this Form 4 were affected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person during an open window period.

F2 · security: he shares were sold to pay (i) federal, state and local income taxes incurred from the cashless exercise of 162,500 stock options in July 2019 (ii) the withholding taxes due in connection with the planned exercise of 66,667 stock options expiring in July 2020 and (iii) to pay the exercise price on the options expiring in July 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.90 to $7.715, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.