TapewireFind a company

person · Reporting owner

DArecca James

Disclosed activity across 4 companies

Tapewire entity
26199
SEC CIK
0001583903

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HAEMONETICS CORPHAE · Entity 3953EVP, Chief Financial OfficerMay 15, 2026May 19, 2026
Prestige Consumer Healthcare Inc.PBH · Entity 4350DirectorAugust 04, 2026August 05, 2026
TherapeuticsMD, Inc.TXMD · Entity 7541Chief Financial OfficerAugust 10, 2021August 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HAEMONETICS CORP

Report date May 15, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,444 Last balance in matching sequence After 2026-05-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-05-15 · Tax withholding · Disposed 2,505 · Balance 25,132

F1: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2: This number includes unvested RSUs previously reported.

Row 2 · 2026-05-15 · Grant · Acquired 29,312 · Balance 54,444

F3: The securities awarded are in the form of RSUs issued pursuant to the Haemonetics Corporation Amended and Restated 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three annual installments with forty percent of the total award vesting on the first anniversary of the date of grant, forty percent vesting on the second anniversary of the date of grant and the remaining twenty percent vesting on the third anniversary of the date of grant.

F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F2: This number includes unvested RSUs previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2: This number includes unvested RSUs previously reported.

F3: The securities awarded are in the form of RSUs issued pursuant to the Haemonetics Corporation Amended and Restated 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three annual installments with forty percent of the total award vesting on the first anniversary of the date of grant, forty percent vesting on the second anniversary of the date of grant and the remaining twenty percent vesting on the third anniversary of the date of grant.

F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

Prestige Consumer Healthcare Inc.

Report date August 04, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect9,572 Reported balance After 2026-08-04 transaction · row 1
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 2,981 · Balance 9,572

F1: The Reporting Person received 2,981 restricted stock units equal to $155,000 divided by the closing stock price of $52.00 on August 4, 2026, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received 2,981 restricted stock units equal to $155,000 divided by the closing stock price of $52.00 on August 4, 2026, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

TherapeuticsMD, Inc.

Report date August 10, 2021 · Filed August 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect123,830 Ending reported balance After 2021-08-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-08-10 · Exercise / conversion · Acquired 217,167 · Balance 217,167

F1: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

Row 2 · 2021-08-12 · Sale · Disposed 93,337 · Balance 123,830

F2: The reported securities represent shares of issuer common stock sold upon settlement to satisfy tax obligations.

F3: This transaction was executed in multiple trades at prices ranging from $0.87 to $0.88. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct434,333 Reported balance After 2021-08-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-08-10 · Exercise / conversion · Disposed 217,167 · Balance 434,333

F1: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

F4: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.

F5: The RSUs vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

F2: The reported securities represent shares of issuer common stock sold upon settlement to satisfy tax obligations.

F3: This transaction was executed in multiple trades at prices ranging from $0.87 to $0.88. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.

F5: The RSUs vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allergan plc

Report date May 08, 2020 · Filed May 11, 2020

Section 16 reporting ended · disclosed 2020-05-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivativeDirect0 Reported balance After 2020-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-08 · Disposition to issuer · Disposed 3,511 · Balance 0

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-05-08 · Disposition to issuer · Disposed 6,324 · Balance 0

F2: Reflects the disposition of restricted stock units relating to Allergan Shares ("Allergan RSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan RSU was substituted by AbbVie with a corresponding AbbVie restricted stock unit award relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formula set forth in the Transaction Agreement.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $296.14 · Expires 2023-07-17Direct0 Reported balance After 2020-05-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-08 · Disposition to issuer · Disposed 1,169 · Balance 0

F4: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

F3: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $224.00 · Expires 2023-07-17Direct0 Reported balance After 2020-05-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-05-08 · Disposition to issuer · Disposed 4,957 · Balance 0

F4: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

F3: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-05-08 · Disposition to issuer · Disposed 3,534 · Balance 0

F5: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

F2: Reflects the disposition of restricted stock units relating to Allergan Shares ("Allergan RSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan RSU was substituted by AbbVie with a corresponding AbbVie restricted stock unit award relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formula set forth in the Transaction Agreement.

F3: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.

F4: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

F5: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 5, 2026 20:07 UTC Prestige Consumer Healthcare Inc. PBH · Entity 4350 GrantCommon Stock, par value $0.01 per share 2,981 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-091082 · tm2622318-3_4seq1.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,572

F1 · shares: The Reporting Person received 2,981 restricted stock units equal to $155,000 divided by the closing stock price of $52.00 on August 4, 2026, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:34 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 29,312 Not disclosed Not disclosed
Disclosure

SEC source: 0000313143-26-000046 · form4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,444

F3 · shares: The securities awarded are in the form of RSUs issued pursuant to the Haemonetics Corporation Amended and Restated 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three annual installments with forty percent of the total award vesting on the first anniversary of the date of grant, forty percent vesting on the second anniversary of the date of grant and the remaining twenty percent vesting on the third anniversary of the date of grant.

F4 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:34 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 2,505 $56.29 $141,006.45
Disclosure

SEC source: 0000313143-26-000046 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,132

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:24 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 655 $59.26 $38,815.30
Disclosure

SEC source: 0000313143-26-000026 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,637

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
August 05, 2025 Filed Aug 6, 2025 20:02 UTC Prestige Consumer Healthcare Inc. PBH · Entity 4350 GrantCommon Stock, par value $0.01 per share 2,094 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-074702 · tm2522759-3_4seq1.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,591

F1 · shares: The Reporting Person received 2,094 restricted stock units equal to $155,000 divided by the closing stock price of $674.04 on August 5, 2025, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:35 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 5,864 $69.38 $406,844.32
Disclosure

SEC source: 0001127602-25-016517 · form4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,292

F3 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain PSUs reported in Table I.

F2 · balance_after: This number includes unvested restricted stock units ("RSUs") previously reported.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:35 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 12,221 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016517 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,156

F1 · shares: Represents shares earned from a performance share unit ("PSU") award granted to the reporting person on May 16, 2022, based on the issuer's total shareholder return relative to that of the companies comprising the S&P MidCap 400 Index for the performance period from May 16, 2022 to May 15, 2025, as certified by the Compensation Committee of the Board of Directors on May 30, 2025.

F2 · balance_after: This number includes unvested restricted stock units ("RSUs") previously reported.

Read SEC document
May 16, 2025 Filed May 19, 2025 21:15 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 1,246 $70.31 $87,606.26
Disclosure

SEC source: 0001127602-25-014944 · form4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,824

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:14 UTC HAEMONETICS CORP HAE · Entity 3953 GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,396 $0.00 Strike: $70.31 $0.00
Disclosure

SEC source: 0001127602-25-015054 · form4.xml · derivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,396

Underlying: Common Stock · 15,396 shares

Expires 2032-05-16

F4 · derivative.exercise_date: Option vests in annual increments of 25% beginning on the first anniversary of the date of grant.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:14 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 7,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-015054 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,935

F1 · shares: The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Haemonetics Corporation Amended and Restated 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F3 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:15 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 622 $69.38 $43,154.36
Disclosure

SEC source: 0001127602-25-014944 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,070

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 02, 2025 Filed May 5, 2025 20:16 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 654 $63.85 $41,757.90
Disclosure

SEC source: 0001127602-25-013343 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,692

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 20:04 UTC Prestige Consumer Healthcare Inc. PBH · Entity 4350 GrantCommon Stock, par value $0.01 per share 2,202 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-086748 · tm2421115-5_4seq1.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,497

F1 · shares: The Reporting Person received 2,202 restricted stock units equal to $150,000 divided by the closing stock price of $68.13 on August 6, 2024, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

Read SEC document
May 17, 2024 Filed May 21, 2024 21:41 UTC HAEMONETICS CORP HAE · Entity 3953 GrantNon-qualified Stock Option (Right to Buy) · Derivative 9,756 $0.00 Strike: $95.73 $0.00
Disclosure

SEC source: 0001127602-24-016162 · form4.xml · derivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: Common Stock · 9,756 shares

Expires 2031-05-17

F4 · derivative.exercise_date: Option vests in annual increments of 25% beginning on the first anniversary of the date of grant.

Read SEC document
May 17, 2024 Filed May 21, 2024 21:41 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 4,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-016162 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,346

F1 · shares: The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Haemonetics Corporation Amended and Restated 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F3 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:52 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 351 $94.80 $33,274.80
Disclosure

SEC source: 0001127602-24-015864 · form4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,907

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:52 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 412 $96.49 $39,753.88
Disclosure

SEC source: 0001127602-24-015864 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,258

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:19 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 432 $93.33 $40,318.56
Disclosure

SEC source: 0001127602-24-014274 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,670

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:01 UTC Prestige Consumer Healthcare Inc. PBH · Entity 4350 GrantCommon Stock, par value $0.01 per share 2,295 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-087189 · tm2322776-3_4seq1.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,295

F1 · shares: The Reporting Person received 2,295 restricted stock units equal to $150,000 divided by the closing stock price of $65.37 on August 1, 2023, in connection with the Issuer's director compensation program. The restricted stock units vest on the first anniversary of grant and will be settled by delivery to the Reporting Person of one share of common stock of the issuer for each vested restricted stock unit promptly following the earliest of (1) the Reporting Person's death, (ii) the Reporting Person's separation or (iii) change in control.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:26 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 349 $89.21 $31,134.29
Disclosure

SEC source: 0001127602-23-015929 · form4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,102

F4 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain RSUs previously reported in Table I.

F3 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:26 UTC HAEMONETICS CORP HAE · Entity 3953 GrantNon-qualified Stock Option (Right to Buy) · Derivative 9,502 $0.00 Strike: $89.16 $0.00
Disclosure

SEC source: 0001127602-23-015929 · form4.xml · derivative · entry 3

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,502

Underlying: Common Stock · 9,502 shares

Expires 2030-05-15

F5 · derivative.exercise_date: Option vests in annual increments of 25% beginning on the first anniversary of the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:26 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 4,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-015929 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,451

F1 · shares: The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Haemonetics Corporation 2019 Long-Term Incentive Compensation Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F3 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:27 UTC HAEMONETICS CORP HAE · Entity 3953 Tax withholdingCommon Stock 430 $81.66 $35,113.80
Disclosure

SEC source: 0001127602-23-014489 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,246

F1 · shares: Represents shares withheld for tax obligations in connection with the vesting of certain restricted stock units ("RSUs") previously reported in Table I.

F2 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:34 UTC HAEMONETICS CORP HAE · Entity 3953 GrantNon-qualified Stock Option (Right to Buy) · Derivative 11,163 $0.00 Strike: $57.60 $0.00
Disclosure

SEC source: 0001127602-22-014966 · form4.xml · derivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163

Underlying: Common Stock · 11,163 shares

Expires 2029-05-16

F4 · derivative.exercise_date: Option vests in annual increments of 25% beginning on the first anniversary of the date of grant.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:34 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 4,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-014966 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,676

F1 · shares: The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Haemonetics Corporation 2019 Long-Term Incentive Compensation Plan. The RSUs vest in annual increments of 25% beginning on the first anniversary of the date of grant.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

F3 · balance_after: This number includes unvested RSUs previously reported.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:41 UTC HAEMONETICS CORP HAE · Entity 3953 GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,828 $0.00 Strike: $50.83 $0.00
Disclosure

SEC source: 0001127602-22-013206 · form4.xml · derivative · entry 2

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,828

Underlying: Common Stock · 13,828 shares

Expires 2029-05-02

F3 · derivative.exercise_date: Option vests in annual increments of 25% beginning on the first anniversary of the date of grant.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:41 UTC HAEMONETICS CORP HAE · Entity 3953 GrantCommon Stock 5,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-013206 · form4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

F1 · shares: The securities awarded are in the form of restricted stock units ("RSUs") issued pursuant to the Haemonetics Corporation 2019 Long-Term Incentive Compensation Plan. The RSUs vest in annual increments of 25% beginning on the first anniversary of the date of grant.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock when vested.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 01:33 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 SaleCommon Stock 93,337 $0.87 $81,203.19
Disclosure

SEC source: 0001387131-21-008437 · ownership.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,830

F2 · kind: The reported securities represent shares of issuer common stock sold upon settlement to satisfy tax obligations.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.87 to $0.88. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 01:33 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 Exercise / conversionRestricted Stock Units · Derivative 217,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-21-008437 · ownership.xml · derivative · entry 3

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,333

Underlying: Common Stock · 217,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

F4 · shares: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

F5 · derivative.expiration_date: The RSUs vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

F1 · derivative.underlying_shares: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

F4 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of issuer common stock upon settlement.

Read SEC document
August 10, 2021 Filed Aug 13, 2021 01:33 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 Exercise / conversionCommon Stock 217,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-21-008437 · ownership.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 10, 2021, the reporting person received 217,167 shares of common stock of the issuer in settlement of restricted stock units (RSUs), which vested on June 18, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:45 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 GrantRestricted Stock Units · Derivative 173,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-21-007115 · ownership.xml · derivative · entry 2

DArecca James · CIK 0001583903 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,333

Underlying: Common Stock · 173,333 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning July 1, 2022, becoming fully vested on July 1, 2024.

F2 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning July 1, 2022, becoming fully vested on July 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:45 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 GrantPerformance Stock Units · Derivative 346,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-21-007115 · ownership.xml · derivative · entry 1

DArecca James · CIK 0001583903 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,667

Underlying: Common Stock · 346,667 shares

Expires not disclosed

F1 · shares: One half of the performance stock units (PSUs) vest based on the issuer achieving certain revenue milestones over the period from 2021 through 2023, and one half of the PSUs vest based on the issuer achieving certain earnings before interest, taxes, depreciation and amortization (EBITDA) milestones no later than December 31, 2023. In the event that any of the foregoing are not achieved, the corresponding portion of the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the milestones achieved. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: One half of the performance stock units (PSUs) vest based on the issuer achieving certain revenue milestones over the period from 2021 through 2023, and one half of the PSUs vest based on the issuer achieving certain earnings before interest, taxes, depreciation and amortization (EBITDA) milestones no later than December 31, 2023. In the event that any of the foregoing are not achieved, the corresponding portion of the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the milestones achieved. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.expiration_date: One half of the performance stock units (PSUs) vest based on the issuer achieving certain revenue milestones over the period from 2021 through 2023, and one half of the PSUs vest based on the issuer achieving certain earnings before interest, taxes, depreciation and amortization (EBITDA) milestones no later than December 31, 2023. In the event that any of the foregoing are not achieved, the corresponding portion of the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the milestones achieved. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.underlying_shares: One half of the performance stock units (PSUs) vest based on the issuer achieving certain revenue milestones over the period from 2021 through 2023, and one half of the PSUs vest based on the issuer achieving certain earnings before interest, taxes, depreciation and amortization (EBITDA) milestones no later than December 31, 2023. In the event that any of the foregoing are not achieved, the corresponding portion of the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the milestones achieved. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · balance_after: One half of the performance stock units (PSUs) vest based on the issuer achieving certain revenue milestones over the period from 2021 through 2023, and one half of the PSUs vest based on the issuer achieving certain earnings before interest, taxes, depreciation and amortization (EBITDA) milestones no later than December 31, 2023. In the event that any of the foregoing are not achieved, the corresponding portion of the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on the milestones achieved. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:07 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 GrantRestricted Stock Units · Derivative 651,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-20-005814 · ownership.xml · derivative · entry 2

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,500

Underlying: Common Stock · 651,500 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

F2 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:07 UTC TherapeuticsMD, Inc. TXMD · Entity 7541 GrantPerformance Stock Units · Derivative 151,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-20-005814 · ownership.xml · derivative · entry 1

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,500

Underlying: Common Stock · 151,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.expiration_date: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 18, 2020 Filed Aug 8, 2020 01:16 UTC Amendment TherapeuticsMD, Inc. TXMD · Entity 7541 GrantRestricted Stock Units · Derivative 651,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-20-007227 · darecca-form4a_061820.xml · derivative · entry 2

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,500

Underlying: Common Stock · 651,500 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

F2 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the issuer. The RSUs will vest in three equal installments annually beginning June 1, 2021 (the one-year anniversary of the date of the reporting person's appointment as Chief Financial Officer), becoming fully vested on June 1, 2023.

Read SEC document
June 18, 2020 Filed Aug 8, 2020 01:16 UTC Amendment TherapeuticsMD, Inc. TXMD · Entity 7541 GrantPerformance Stock Units · Derivative 151,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001387131-20-007227 · darecca-form4a_061820.xml · derivative · entry 1

DArecca James · CIK 0001583903 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,500

Underlying: Common Stock · 151,500 shares

Expires not disclosed

F1 · shares: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on when the issuer achieves break-even of quarterly EBITDA. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on when the issuer achieves break-even of quarterly EBITDA. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.expiration_date: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on when the issuer achieves break-even of quarterly EBITDA. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.underlying_shares: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on when the issuer achieves break-even of quarterly EBITDA. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

F1 · balance_after: The performance stock units (PSUs) vest upon the issuer achieving break-even of quarterly earnings before interest, taxes, depreciation and amortization (EBITDA) for a fiscal quarter no later than the quarter ending December 31, 2022, otherwise the PSUs will be forfeited. The number of PSUs listed is the base number of PSUs that may vest. The actual number of PSUs that will vest will be between zero and two times the base number of PSUs depending on when the issuer achieves break-even of quarterly EBITDA. In accordance with the terms of the issuer's 2019 Stock Incentive Plan, no PSUs will vest prior to the one-year anniversary of the grant date. Each PSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:50 UTC Allergan plc AGN · Entity 149298 Disposition to issuerPerformance Stock Units · Derivative 3,534 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012758 · doc4.xml · derivative · entry 5

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,534 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

F5 · price: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

F5 · derivative.exercise_date: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

F5 · derivative.expiration_date: Reflects the disposition of performance stock units relating to Allergan Shares ("Allergan PSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, was substituted by AbbVie with an AbbVie restricted stock unit award relating to shares of AbbVie common stock, that vests based on the holder's continued service following the effective time of the Scheme, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formulas set forth in the Transaction Agreement (which, for any Allergan performance stock unit awards that were subject to performance-based vesting conditions on June 25, 2019, was calculated based on deemed satisfaction of performance at 130% of target).

Read SEC document
May 08, 2020 Filed May 11, 2020 21:50 UTC Allergan plc AGN · Entity 149298 Disposition to issuerStock Options · Derivative 4,957 $0.00 Strike: $224.00 $0.00
Disclosure

SEC source: 0000899243-20-012758 · doc4.xml · derivative · entry 4

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,957 shares

Expires 2023-07-17

F4 · price: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

F3 · derivative.exercise_date: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.

F4 · derivative.exercise_date: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:50 UTC Allergan plc AGN · Entity 149298 Disposition to issuerStock Options · Derivative 1,169 $0.00 Strike: $296.14 $0.00
Disclosure

SEC source: 0000899243-20-012758 · doc4.xml · derivative · entry 3

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,169 shares

Expires 2023-07-17

F4 · price: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

F3 · derivative.exercise_date: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.

F4 · derivative.exercise_date: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:50 UTC Allergan plc AGN · Entity 149298 Disposition to issuerRestricted Stock Units 6,324 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012758 · doc4.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: Reflects the disposition of restricted stock units relating to Allergan Shares ("Allergan RSUs") as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan RSU was substituted by AbbVie with a corresponding AbbVie restricted stock unit award relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such award determined in accordance with the formula set forth in the Transaction Agreement.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:50 UTC Allergan plc AGN · Entity 149298 Disposition to issuerOrdinary Shares, par value $0.0001 3,511 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012758 · doc4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 14:10 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 718 $191.95 $137,820.10
Disclosure

SEC source: 0000899243-20-007719 · doc4.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

F1 · balance_after: Includes restricted stock units issued pursuant to the Amended and Restated 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 14:22 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 3,611 $193.84 $699,956.24
Disclosure

SEC source: 0001179110-20-003042 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,552

F1 · balance_after: Includes restricted stock units issued pursuant to the Amended and Restated 2013 Incentive Award Plan of Allergan plc.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:52 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 92 $191.17 $17,587.64
Disclosure

SEC source: 0001179110-20-000043 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 17:49 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 113 $145.06 $16,391.78
Disclosure

SEC source: 0001179110-19-003702 · edgar.xml · nonDerivative · entry 2

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 17:49 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 359 $143.00 $51,337.00
Disclosure

SEC source: 0001179110-19-003702 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,146

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 15:27 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 2,036 $137.51 $279,970.36
Disclosure

SEC source: 0001179110-19-003597 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,505

F1 · shares: The reported securities are restricted share units, each of which represents a right to receive one ordinary share of Allergan plc. The restricted share units will vest twenty-five percent (25%) on March 6, 2020, twenty-five percent (25%) on March 6, 2021, twenty-five percent (25%) on March 6, 2022 and twenty-five percent (25%) on March 6, 2023.

F2 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:49 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 114 $139.12 $15,859.68
Disclosure

SEC source: 0001179110-19-003412 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,469

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:50 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 147 $133.66 $19,648.02
Disclosure

SEC source: 0001179110-19-000195 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,453

F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 16:34 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 79 $153.50 $12,126.50
Disclosure

SEC source: 0001179110-18-003970 · edgar.xml · nonDerivative · entry 1

DArecca James · CIK 0001583903 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.