Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | EVP and General Counsel | August 04, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date August 04, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,755 |
Reported balance
After 2026-08-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-04 · Sale · Disposed 3,750 · Balance 23,755 F1: Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 20:27 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 339 | $23.74 | $8,047.86 |
DisclosureSEC source: 0001209191-20-023124 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,145 F1 · shares: Represents 339 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2020 vesting of 1,056 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 16,005 shares beneficially owned by reporting person, and (ii) 2,140 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,529 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027495 · doc4a.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529 Underlying: Common Stock · 2,529 shares Expires 2029-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 72 | $31.00 | $2,232.00 |
DisclosureSEC source: 0001209191-19-027495 · doc4a.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 F3 · shares: Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person. F4 · balance_after: Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:31 UTC Amendment | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027495 · doc4a.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,556 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 1,890 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027339 · doc4.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 Underlying: Common Stock · 1,890 shares Expires 2029-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 72 | $31.00 | $2,232.00 |
DisclosureSEC source: 0001209191-19-027339 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,484 F3 · shares: Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person. F4 · balance_after: Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027339 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,556 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 338 | $29.98 | $10,133.24 |
DisclosureSEC source: 0001209191-19-023255 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,738 F1 · shares: Represents 338 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/19 vesting of 1,396 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 14,722 shares beneficially owned by Reporting Person, and (ii) 3,016 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 22:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 6,000 | $37.84 | $227,040.00 |
DisclosureSEC source: 0001209191-18-060929 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,076 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. The shares sold constituted all shares subject to the plan. F2 · balance_after: Consists of (i) 13,664 shares beneficially owned by Reporting Person, and (ii) 4,412 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,508 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001209191-18-027686 · doc4.xml · derivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,508 Underlying: Common Stock · 3,508 shares Expires 2028-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027686 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,076 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 19,664 shares beneficially owned by reporting person, and (ii) 4,412 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:22 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 437 | $41.20 | $18,004.40 |
DisclosureSEC source: 0001209191-18-023186 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,879 F1 · shares: Represents 437 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 1,802 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 19,664 shares beneficially owned by reporting person, and (ii) 3,215 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:27 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060890 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,316 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 18,299 shares beneficially owned by reporting person, and (ii) 5,017 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:38 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049222 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,632 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 17,615 shares beneficially owned by reporting person, and (ii) 5,017 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:18 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 5,023 | $0.00 Strike: $25.80 | $0.00 |
DisclosureSEC source: 0001209191-17-025632 · doc4.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,023 Underlying: Common Stock · 5,023 shares Expires 2027-04-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:18 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 364 | $25.80 | $9,391.20 |
DisclosureSEC source: 0001209191-17-025632 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,479 F2 · shares: Represents 364 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/17 vesting of 1,378 shares of restricted stock issued to reporting person. F3 · balance_after: Consists of (i) 17,462 shares beneficially owned by reporting person, and (ii) 5,017 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:18 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025632 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,843 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:12 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 1,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012070 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 16,448 shares beneficially owned by reporting person, and (ii) 4,699 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:24 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,054 | $21.45 | $22,608.30 |
DisclosureSEC source: 0001209191-16-153518 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,842 F1 · shares: Represents 1,054 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 3,857 shares of restricted stock issued to reporting person. F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16). F3 · balance_after: Consists of (i) 15,144 shares of common stock beneficially owned by the reporting person, and (ii) 4,698 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:37 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150618 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 12,341 shares of common stock beneficially owned by the reporting person, and (ii) 8,555 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.