Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | Director · Chairman and CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 7,757,748 |
Reported balance
After 2026-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 23,456 · Balance 7,757,748 F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 515,796 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 515,796 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2021 Filed Nov 1, 2021 22:43 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 1,839,448 | $12.89 | $23,710,484.72 |
DisclosureSEC source: 0001209191-21-062247 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349,362 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:43 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 3,767,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062247 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 00:29 UTC | Compass, Inc. COMP · Entity 3646 | OtherClass C Common Stock · Derivative | 4,125,000 | $14.33 | $59,111,250.00 |
DisclosureSEC source: 0001209191-21-056269 · doc4.xml · derivative · entry 4 Reffkin Robert L. · CIK 0001847178 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,125,000 Underlying: Class A Common Stock · 4,125,000 shares Expires not disclosed F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F7 · ownership.nature: On September 13, 2021, the reporting person (a) contributed 4,125,000 shares of Class C Common Stock to the Robert Lee Reffkin Revocable Trust ("RRT"), and (b) RRT transferred these shares to Reffkin Investment I Corp ("Corp I"). The RRT is the sole and controlling shareholder of Corp I. The transfer to Corp I was priced at the closing price per share on the date of transfer. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 00:29 UTC | Compass, Inc. COMP · Entity 3646 | OtherClass A Common Stock | 3,190,870 | $14.33 | $45,725,167.10 |
DisclosureSEC source: 0001209191-21-056269 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,601,981 F4 · balance_after: Represents (i) 4,648,000 shares of Class A Common Stock owned by the RIT, after the transfer described in note (5) below; (ii) 3,190,870 shares of Class A Common Stock owned by Reffkin Investment II Corp ("Corp II"), after the transfer described in note (5) below, and (iii) 763,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust. F5 · ownership.nature: On September 13, 2021, the RIT transferred 3,190,870 shares of Class A Common Stock to Corp II. The RIT is the sole and controlling shareholder of Corp II. These transfers were priced at the closing price per share on the date of transfer. Read SEC document |
| August 11, 2021 Filed Sep 16, 2021 00:29 UTC | Compass, Inc. COMP · Entity 3646 | GiftClass A Common Stock | 7,838,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056269 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,601,981 F1 · balance_after: The transactions described herein represent a series of financial planning measures adopted by the reporting person and do not entail a change in beneficial ownership. F2 · balance_after: Represents (i) 7,838,870 of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust ("RIT"), as further described in note (3) below; and (ii) 763,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust. F3 · ownership.nature: On August 11, 2021, securities held by Compass 2015 GRAT (2,533,350 shares of Class A Common Stock) and Compass 2017 GRAT (5,305,520 share of Class A Common Stock) were transferred to the RIT. Read SEC document |
| April 06, 2021 Filed Apr 6, 2021 20:18 UTC | Compass, Inc. COMP · Entity 3646 | PurchaseClass A Common Stock | 411,111 | $18.00 | $7,399,998.00 |
DisclosureSEC source: 0001209191-21-025651 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 8,601,981 F1 · shares: Represents 411,111 shares of Class A Common Stock purchased by The Ruth Reffkin Family Trust. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F2 · balance_after: Represents: (i) 2,533,350 shares of Class A Common Stock held of record by The Compass 2015 GRAT; (ii) 5,305,520 shares of Class A Common Stock held of record by The Compass 2017 GRAT; and (iii) 763,111 shares of Class A Common Stock held of record by The Ruth Reffkin Family Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.