Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | Director · Chairman and CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 7,757,748 |
Reported balance
After 2026-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 23,456 · Balance 7,757,748 F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 515,796 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 515,796 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2022 Filed Jul 8, 2022 21:01 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 101,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000085 · wf-form4_165731404765262.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:01 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 78,084 | $4.38 | $342,007.92 |
DisclosureSEC source: 0001563190-22-000085 · wf-form4_165731404765262.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,486 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:01 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000085 · wf-form4_165731404765262.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| June 14, 2022 Filed Jul 8, 2022 21:01 UTC | Compass, Inc. COMP · Entity 3646 | GiftClass C Common Stock · Derivative | 78,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000085 · wf-form4_165731404765262.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,584,861 Underlying: Class A Common Stock · 78,135 shares Expires not disclosed F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F4 · kind: Gift to Reffkin 2022 Family Trust. Upon gifting, 78,135 shares of Class C Common Stock automatically converted to Class A Common Stock in accordance with the Issuer's Restated Certificate of Incorporation. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| June 14, 2022 Filed Jul 8, 2022 21:01 UTC | Compass, Inc. COMP · Entity 3646 | GiftClass A Common Stock | 78,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000085 · wf-form4_165731404765262.xml · nonDerivative · entry 4 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,328,116 F4 · kind: Gift to Reffkin 2022 Family Trust. Upon gifting, 78,135 shares of Class C Common Stock automatically converted to Class A Common Stock in accordance with the Issuer's Restated Certificate of Incorporation. F5 · ownership.nature: Represents (i) 4,648,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 101,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · derivative · entry 7 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,662,996 Underlying: Class A Common Stock · 101,043 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,408,850 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F7 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 101,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 78,367 | $6.27 | $491,361.09 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,193 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 25, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | GiftClass C Common Stock · Derivative | 185,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,561,953 Underlying: Class A Common Stock · 185,041 shares Expires not disclosed F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| May 25, 2022 Filed Jun 7, 2022 21:31 UTC | Compass, Inc. COMP · Entity 3646 | GiftClass A Common Stock | 352,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000052 · wf-form4_165463750005018.xml · nonDerivative · entry 4 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,249,981 F4 · kind: Gift by The Ruth Reffkin Family Trust. F5 · ownership.nature: Represents (i) 4,648,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp and (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:30 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 100,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-027604 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,746,994 Underlying: Class A Common Stock · 100,738 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027604 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588,260 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 100,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-027604 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 78,672 | $5.86 | $461,017.92 |
DisclosureSEC source: 0001209191-22-027604 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,888 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027604 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:56 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 100,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023720 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,646,256 Underlying: Class A Common Stock · 100,397 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:56 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023720 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767,670 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:56 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 100,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023720 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:56 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 79,013 | $7.32 | $578,375.16 |
DisclosureSEC source: 0001209191-22-023720 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,547 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 21:56 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023720 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:25 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 100,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016748 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,545,859 Underlying: Class A Common Stock · 100,080 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:25 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016748 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947,080 Underlying: Class A Common Stock · 179,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:25 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 100,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016748 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:25 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 79,340 | $7.46 | $591,876.40 |
DisclosureSEC source: 0001209191-22-016748 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,230 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:25 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016748 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 22:45 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 105,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-007532 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,445,779 Underlying: Class A Common Stock · 105,654 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 22:45 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007532 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,126,500 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 22:45 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 105,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-007532 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 22:45 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 73,756 | $7.90 | $582,672.40 |
DisclosureSEC source: 0001209191-22-007532 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,804 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 22:45 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-007532 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:38 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 109,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002498 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,340,125 Underlying: Class A Common Stock · 109,888 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:38 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002498 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305,910 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:38 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 109,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002498 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:38 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 69,522 | $8.86 | $615,964.92 |
DisclosureSEC source: 0001209191-22-002498 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,038 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:38 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002498 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 23:49 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 91,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068419 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,230,237 Underlying: Class A Common Stock · 91,270 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 23:49 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068419 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,485,320 Underlying: Class A Common Stock · 179,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 23:49 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 91,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 23:49 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 88,150 | $9.23 | $813,624.50 |
DisclosureSEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,420 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 23:49 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:23 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 91,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063162 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,138,967 Underlying: Class A Common Stock · 91,265 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:23 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063162 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664,740 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:23 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 91,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063162 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:23 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 88,145 | $12.91 | $1,137,951.95 |
DisclosureSEC source: 0001209191-21-063162 · doc4.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,415 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:23 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063162 · doc4.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:43 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 1,928,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062247 · doc4.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,047,702 Underlying: Class A Common Stock · 1,928,212 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:43 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,767,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062247 · doc4.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844,150 Underlying: Class A Common Stock · 3,767,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:43 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 1,928,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062247 · doc4.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,150 F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.