Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | Director · Chairman and CEO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 7,757,748 |
Reported balance
After 2026-08-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 23,456 · Balance 7,757,748 F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 515,796 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 515,796 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2024 Filed Aug 15, 2024 01:00 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass C Common Stock · Derivative | 578,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000146 · wk-form4_1723683627.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,633,787 Underlying: Class A Common Stock · 578,850 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock. F4 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F4 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F4 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 01:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 972,336 | $4.22 | $4,101,410.48 |
DisclosureSEC source: 0001563190-24-000146 · wk-form4_1723683627.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: Automatic sales by Robert Reffkin pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.3796 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 01:00 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass A Common Stock | 578,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000146 · wk-form4_1723683627.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 972,336 F3 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock. F4 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F3 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock. Read SEC document |
| August 12, 2024 Filed Aug 15, 2024 01:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 500,000 | $4.16 | $2,081,100.00 |
DisclosureSEC source: 0001563190-24-000146 · wk-form4_1723683627.xml · nonDerivative · entry 4 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Indirect · See Footnotes Disclosed balance after: 7,828,116 F6 · kind: Automatic sales by 2021 Reffkin Remainder Interest Trust pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · ownership.nature: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. Read SEC document |
| August 12, 2024 Filed Aug 15, 2024 01:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 27,664 | $4.17 | $115,298.02 |
DisclosureSEC source: 0001563190-24-000146 · wk-form4_1723683627.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 393,486 F1 · kind: Automatic sales by Robert Reffkin pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1308 to $4.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 77,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 9 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,212,637 Underlying: Class A Common Stock · 77,493 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer. F9 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F9 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F9 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 8 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 179,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F8 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F8 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 77,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · acquired: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 101,927 | $3.32 | $338,397.64 |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,643 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 3,258,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 7 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,258,508 Underlying: Class A Common Stock · 3,258,508 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023. F7 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's provision of service to the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| December 27, 2023 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerRestricted Stock Unit (RSU) · Derivative | 8,611,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,611,810 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023. F5 · derivative.exercise_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price. F5 · derivative.expiration_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price. Read SEC document |
| December 27, 2023 Filed Jan 4, 2024 02:06 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerRestricted Stock Unit (RSU) · Derivative | 8,611,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,611,810 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023. F5 · derivative.exercise_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price. F5 · derivative.expiration_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 12:06 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,135,144 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 12:06 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,420 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 12:06 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 12:06 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,214 | $2.56 | $253,987.84 |
DisclosureSEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,346 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 12:06 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:03 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,054,948 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:03 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,830 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:03 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:03 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,214 | $2.19 | $217,278.66 |
DisclosureSEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,346 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:03 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,974,752 Underlying: Class A Common Stock · 80,200 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,240 Underlying: Class A Common Stock · 179,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,220 | $2.60 | $257,972.00 |
DisclosureSEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,350 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:11 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,894,552 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:11 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 717,660 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:11 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:11 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,214 | $3.62 | $359,154.68 |
DisclosureSEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,346 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:11 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:51 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,814,356 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:51 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 897,070 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:51 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:51 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,214 | $4.35 | $431,580.90 |
DisclosureSEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,346 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:51 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 23:53 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000166 · wk-form4_1688774015.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,734,160 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 23:53 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000166 · wk-form4_1688774015.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076,480 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 23:53 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000166 · wk-form4_1688774015.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 23:53 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,214 | $3.23 | $320,461.22 |
DisclosureSEC source: 0001563190-23-000166 · wk-form4_1688774015.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,346 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 23:53 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000166 · wk-form4_1688774015.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:40 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000135 · wk-form4_1686174023.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,653,964 Underlying: Class A Common Stock · 80,200 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:40 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000135 · wk-form4_1686174023.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,255,890 Underlying: Class A Common Stock · 179,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:40 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerClass A Common Stock | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000135 · wk-form4_1686174023.xml · nonDerivative · entry 3 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,150 F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:40 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 99,220 | $3.84 | $381,004.80 |
DisclosureSEC source: 0001563190-23-000135 · wk-form4_1686174023.xml · nonDerivative · entry 2 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,350 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:40 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 179,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000135 · wk-form4_1686174023.xml · nonDerivative · entry 1 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:54 UTC | Compass, Inc. COMP · Entity 3646 | GrantClass C Common Stock · Derivative | 80,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000103 · wf-form4_168323364598280.xml · derivative · entry 6 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,573,764 Underlying: Class A Common Stock · 80,196 shares Expires not disclosed F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer. F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:54 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 179,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000103 · wf-form4_168323364598280.xml · derivative · entry 5 Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,435,310 Underlying: Class A Common Stock · 179,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.