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Engel Robert B

Disclosed activity across 2 companies

Tapewire entity
26052
SEC CIK
0001791732

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIENT INCALNT · Entity 4689DirectorAugust 05, 2026August 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIENT INC

Report date August 05, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,131 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Grant · Acquired 291 · Balance 31,131

F1: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HEARTLAND FINANCIAL USA INC

Report date January 31, 2025 · Filed February 03, 2025

Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-31 transaction · row 1
1 source row

Row 1 · 2025-01-31 · Disposition to issuer · Disposed 18,548.93 · Balance 0

F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

Depositary sharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-31 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-01-31 · Disposition to issuer · Disposed 11,000 · Balance 0

F2: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F3: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock.

2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-01-31 · Disposition to issuer · Disposed 1,671 · Balance 0

F4: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.

F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

F5: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

F2: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F3: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock.

F4: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.

F5: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 6, 2026 23:35 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 291 $93.25 $27,135.75
Disclosure

SEC source: 0001239944-26-000070 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,131

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
June 04, 2026 Filed Jun 4, 2026 21:46 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-26-000064 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,840

F1 · price: Bona fide gift of securities.

Read SEC document
May 06, 2026 Filed May 8, 2026 18:14 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 353 $77.52 $27,364.56
Disclosure

SEC source: 0001239944-26-000056 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,590

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:01 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 374 $62.07 $23,214.18
Disclosure

SEC source: 0001239944-26-000028 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,237

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 21:59 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-25-000036 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,863

F1 · price: Bona fide gift of securities.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 19:29 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 443 $53.51 $23,704.93
Disclosure

SEC source: 0001239944-25-000020 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,363

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
August 06, 2025 Filed Aug 7, 2025 22:23 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 597 $39.79 $23,754.63
Disclosure

SEC source: 0001062993-25-013880 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,920

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:58 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 1,087 $21.85 $23,750.95
Disclosure

SEC source: 0001062993-25-009026 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,323

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:14 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 953 $23.22 $22,128.66
Disclosure

SEC source: 0001062993-25-004833 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,236

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 16:10 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative 1,671 Not disclosed Not disclosed
Disclosure

SEC source: 0000920112-25-000010 · wk-form4_1738617013.xml · derivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,671 shares

Expires not disclosed

F4 · derivative.exercise_price: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.

F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

F5 · price: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.

F5 · derivative.exercise_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.

F5 · derivative.expiration_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 16:10 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Disposition to issuerDepositary shares 11,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000920112-25-000010 · wk-form4_1738617013.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F3 · shares: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock.

F3 · price: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 16:10 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Disposition to issuerCommon Stock 18,548.93 Not disclosed Not disclosed
Disclosure

SEC source: 0000920112-25-000010 · wk-form4_1738617013.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

Read SEC document
November 06, 2024 Filed Nov 12, 2024 11:08 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 1,178 $18.78 $22,122.84
Disclosure

SEC source: 0001062993-24-018766 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,283

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 16:01 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 GiftCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0000920112-24-000183 · wk-form4_1725393699.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,877.93

Read SEC document
August 07, 2024 Filed Aug 8, 2024 23:34 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 905 $23.86 $21,593.30
Disclosure

SEC source: 0001062993-24-014713 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,105

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
June 23, 2024 Filed Jun 24, 2024 16:29 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversion2023 Restricted Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0000920112-24-000141 · wk-form4_1719260937.xml · derivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

F3 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person

F3 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person

Read SEC document
June 23, 2024 Filed Jun 24, 2024 16:29 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversionCommon Stock 2,272 $0.00 $0.00
Disclosure

SEC source: 0000920112-24-000141 · wk-form4_1719260937.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,155.0929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 16:03 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 SaleDepositary shares 5,928 $25.20 $149,385.60
Disclosure

SEC source: 0000920112-24-000131 · wk-form4_1718222602.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
June 11, 2024 Filed Jun 12, 2024 16:03 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 SaleDepositary shares 71 $25.20 $1,789.20
Disclosure

SEC source: 0000920112-24-000131 · wk-form4_1718222602.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,928

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
June 10, 2024 Filed Jun 12, 2024 16:03 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 SaleDepositary shares 1 $25.20 $25.20
Disclosure

SEC source: 0000920112-24-000131 · wk-form4_1718222602.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,999

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
May 22, 2024 Filed May 23, 2024 16:11 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Grant2024 Time-Based Restricted Stock · Derivative 1,671 $0.00 $0.00
Disclosure

SEC source: 0000920112-24-000124 · wk-form4_1716495089.xml · derivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,671

Underlying: Common Stock · 1,671 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

F3 · derivative.exercise_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

F3 · derivative.expiration_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

Read SEC document
May 08, 2024 Filed May 10, 2024 21:04 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 705 $31.20 $21,996.00
Disclosure

SEC source: 0001062993-24-009923 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,200

F1 · kind: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.

Read SEC document
May 07, 2024 Filed May 7, 2024 16:45 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 SaleDepositary shares 7,600 $25.26 $191,982.08
Disclosure

SEC source: 0000920112-24-000096 · wk-form4_1715114695.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.21 to $25.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2023 Filed Dec 28, 2023 21:12 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 364 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-023235 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,495

F1 · price: Bona fide gift of securities

Read SEC document
June 20, 2023 Filed Jun 22, 2023 16:17 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversion2022 Director Restricted Stock Units · Derivative 1,396 $0.00 $0.00
Disclosure

SEC source: 0000920112-23-000181 · wf-form4_168746503767483.xml · derivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person

F4 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person

Read SEC document
June 20, 2023 Filed Jun 22, 2023 16:17 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversionCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000920112-23-000181 · wf-form4_168746503767483.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,883.0929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:09 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Grant2023 Director Restricted Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0000920112-23-000162 · wf-form4_168694615428174.xml · derivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,272

Underlying: Common Stock · 2,272 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

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May 15, 2023 Filed May 16, 2023 16:07 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepositary shares 600 $20.55 $12,330.00
Disclosure

SEC source: 0000920112-23-000145 · wf-form4_168426761749225.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

F1 · balance_after: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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May 15, 2023 Filed May 16, 2023 16:07 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepositary shares 1,000 $20.50 $20,500.00
Disclosure

SEC source: 0000920112-23-000145 · wf-form4_168426761749225.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · balance_after: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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May 04, 2023 Filed May 8, 2023 23:30 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 2,302 $35.84 $82,503.68
Disclosure

SEC source: 0001062993-23-010502 · form4.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,859

F1 · kind: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date.

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March 13, 2023 Filed Mar 13, 2023 17:00 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepositary shares 4,291 $23.59 $101,224.69
Disclosure

SEC source: 0000920112-23-000078 · wf-form4_167874119171496.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F4 · shares: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.4967 to $24.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

F2 · balance_after: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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March 10, 2023 Filed Mar 13, 2023 17:00 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepositary shares 1,707 $24.95 $42,589.65
Disclosure

SEC source: 0000920112-23-000078 · wf-form4_167874119171496.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,709

F3 · shares: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.95 to $24.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

F2 · balance_after: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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March 09, 2023 Filed Mar 13, 2023 17:00 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepositary shares 4,002 $25.25 $101,050.50
Disclosure

SEC source: 0000920112-23-000078 · wf-form4_167874119171496.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,002

F1 · shares: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.14 to $25.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

F2 · balance_after: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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March 03, 2023 Filed Mar 6, 2023 17:44 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 301 $25.74 $7,747.74
Disclosure

SEC source: 0000920112-23-000060 · wf-form4_167814264331972.xml · nonDerivative · entry 4

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F1 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

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March 03, 2023 Filed Mar 6, 2023 17:44 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 100 $25.73 $2,573.00
Disclosure

SEC source: 0000920112-23-000060 · wf-form4_167814264331972.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,699

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F1 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
March 03, 2023 Filed Mar 6, 2023 17:44 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 1,599 $25.75 $41,174.25
Disclosure

SEC source: 0000920112-23-000060 · wf-form4_167814264331972.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,599

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F1 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
March 03, 2023 Filed Mar 6, 2023 17:44 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 1,000 $25.70 $25,700.00
Disclosure

SEC source: 0000920112-23-000060 · wf-form4_167814264331972.xml · nonDerivative · entry 1

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F1 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
September 02, 2022 Filed Sep 6, 2022 10:43 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 250 $25.75 $6,437.50
Disclosure

SEC source: 0000920112-22-000295 · wf-form4_166247540405407.xml · nonDerivative · entry 5

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
September 02, 2022 Filed Sep 6, 2022 10:43 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 889 $25.63 $22,785.07
Disclosure

SEC source: 0000920112-22-000295 · wf-form4_166247540405407.xml · nonDerivative · entry 4

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
September 02, 2022 Filed Sep 6, 2022 10:43 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 250 $25.62 $6,405.00
Disclosure

SEC source: 0000920112-22-000295 · wf-form4_166247540405407.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 30, 2022 Filed Aug 30, 2022 17:51 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 GrantDepository Shares 111 $26.01 $2,887.11
Disclosure

SEC source: 0000920112-22-000292 · wf-form4_166189630157059.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 26, 2022 Filed Aug 26, 2022 15:01 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 1,000 $26.01 $26,010.00
Disclosure

SEC source: 0000920112-22-000290 · wf-form4_166154048443958.xml · nonDerivative · entry 6

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 26, 2022 Filed Aug 26, 2022 15:01 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 922 $26.02 $23,990.44
Disclosure

SEC source: 0000920112-22-000290 · wf-form4_166154048443958.xml · nonDerivative · entry 5

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 25, 2022 Filed Aug 26, 2022 15:01 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 89 $26.03 $2,316.67
Disclosure

SEC source: 0000920112-22-000290 · wf-form4_166154048443958.xml · nonDerivative · entry 4

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 25, 2022 Filed Aug 26, 2022 15:01 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 1,000 $26.05 $26,050.00
Disclosure

SEC source: 0000920112-22-000290 · wf-form4_166154048443958.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
August 24, 2022 Filed Aug 25, 2022 08:34 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 PurchaseDepository Shares 1,000 $26.25 $26,250.00
Disclosure

SEC source: 0000920112-22-000288 · wf-form4_166143084889379.xml · nonDerivative · entry 3

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,489

F2 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset Non Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

F2 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset Non Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Read SEC document
June 15, 2022 Filed Jun 17, 2022 12:47 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Grant2022 Director Restricted Stock Units · Derivative 1,396 $42.99 $60,014.04
Disclosure

SEC source: 0000920112-22-000222 · wf-form4_165548441976497.xml · derivative · entry 4

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

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June 05, 2022 Filed Jun 6, 2022 16:56 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversion2021 Director Restricted Stock Units · Derivative 1,550 $44.25 $68,587.50
Disclosure

SEC source: 0000920112-22-000197 · wf-form4_165454898361590.xml · derivative · entry 5

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

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June 05, 2022 Filed Jun 6, 2022 16:56 UTC HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 Exercise / conversionCommon Stock 1,550 $44.25 $68,587.50
Disclosure

SEC source: 0000920112-22-000197 · wf-form4_165454898361590.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,295.6982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:07 UTC ALLIENT INC AMOT · Entity 4689 PurchaseCommon Stock 1,000 $23.75 $23,750.00
Disclosure

SEC source: 0001062993-22-012095 · form4.xml · nonDerivative · entry 2

Engel Robert B · CIK 0001791732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,557

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.