Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIENT INCALNT · Entity 4689 | Director | August 05, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIENT INC
Report date August 05, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,131 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 291 · Balance 31,131 F1: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of quarterly retainer shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEARTLAND FINANCIAL USA INC
Report date January 31, 2025 · Filed February 03, 2025
Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 1
1 source rowRow 1 · 2025-01-31 · Disposition to issuer · Disposed 18,548.93 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| Depositary sharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-01-31 · Disposition to issuer · Disposed 11,000 · Balance 0 F2: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share F3: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock. |
| 2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-31 · Disposition to issuer · Disposed 1,671 · Balance 0 F4: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F5: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
F2: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3: Represents depositary shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share, of HTLF ("HTLF Preferred Stock"), disposed of in connection with the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time, each share of HTLF Preferred Stock that was outstanding immediately prior to the Effective Time was converted into the right to receive one share of a newly created series of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A preferred stock, par value $1.00 per share, of UMB ("UMB Preferred Stock"), and each depositary share representing a 1/400th interest in HTLF Preferred Stock was converted into the right to receive a new depositary share representing a 1/400th interest in UMB Preferred Stock.
F4: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.
F5: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2022 Filed May 11, 2022 20:07 UTC | ALLIENT INC AMOT · Entity 4689 | PurchaseCommon Stock | 1,000 | $23.00 | $23,000.00 |
DisclosureSEC source: 0001062993-22-012095 · form4.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Read SEC document |
| May 05, 2022 Filed May 6, 2022 21:38 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 2,766 | $24.99 | $69,122.34 |
DisclosureSEC source: 0001062993-22-011825 · form4.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,557 F1 · kind: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:54 UTC | ALLIENT INC AMOT · Entity 4689 | PurchaseCommon Stock | 1,500 | $31.72 | $47,580.00 |
DisclosureSEC source: 0001239944-21-000031 · edgar.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,791 Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2020 Director Restricted Stock Units (retainer) · Derivative | 720 | $50.35 | $36,252.00 |
DisclosureSEC source: 0000920112-21-000198 · wf-form4_162309062876178.xml · derivative · entry 9 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2020 Director Restricted Stock Units · Derivative | 2,508 | $50.35 | $126,277.80 |
DisclosureSEC source: 0000920112-21-000198 · wf-form4_162309062876178.xml · derivative · entry 8 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,508 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 720 | $50.35 | $36,252.00 |
DisclosureSEC source: 0000920112-21-000198 · wf-form4_162309062876178.xml · nonDerivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673.1282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 2,508 | $50.35 | $126,277.80 |
DisclosureSEC source: 0000920112-21-000198 · wf-form4_162309062876178.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,953.1282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 10:14 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Director Restricted Stock Units · Derivative | 150 | $50.14 | $7,521.00 |
DisclosureSEC source: 0000920112-21-000178 · wf-form4_162272963836340.xml · derivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: 150 RSU's granted under 2020 Long-term Incentive Plan for service as a director on a member bank board. F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 19, 2021 Filed May 20, 2021 16:35 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Director Restricted Stock Units · Derivative | 1,400 | $49.22 | $68,908.00 |
DisclosureSEC source: 0000920112-21-000159 · wf-form4_162154293437967.xml · derivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 12, 2021 Filed May 13, 2021 10:59 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseDepository Shares | 489 | $27.50 | $13,447.50 |
DisclosureSEC source: 0000920112-21-000133 · wf-form4_162091797471493.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,489 F1 · security: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share F1 · shares: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share F1 · ownership.direct: Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share Read SEC document |
| May 06, 2021 Filed May 6, 2021 20:53 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 1,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-21-000021 · edgar.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,291 F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 13:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 24 | $32.07 | $769.68 |
DisclosureSEC source: 0000920112-20-000302 · wf-form4_160460101947602.xml · nonDerivative · entry 5 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,431 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 13:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 500 | $32.30 | $16,150.00 |
DisclosureSEC source: 0000920112-20-000302 · wf-form4_160460101947602.xml · nonDerivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,407 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 13:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 1,000 | $32.62 | $32,620.00 |
DisclosureSEC source: 0000920112-20-000302 · wf-form4_160460101947602.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,907 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 17:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 1,000 | $32.99 | $32,990.00 |
DisclosureSEC source: 0000920112-20-000273 · wf-form4_159795770668519.xml · nonDerivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,907 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 17:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 1,000 | $33.02 | $33,020.00 |
DisclosureSEC source: 0000920112-20-000273 · wf-form4_159795770668519.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,907 Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 16:58 UTC | HEARTLAND FINANCIAL USA INC HTLFP · Entity 83628 | PurchasePreferred Stock | 2,000 | $26.98 | $53,960.00 |
DisclosureSEC source: 0000920112-20-000271 · wf-form4_159735225579619.xml · nonDerivative · entry 4 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 16:58 UTC | HEARTLAND FINANCIAL USA INC HTLFP · Entity 83628 | PurchasePreferred Stock | 2,000 | $26.96 | $53,920.00 |
DisclosureSEC source: 0000920112-20-000271 · wf-form4_159735225579619.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 11:57 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 1,000 | $30.75 | $30,750.00 |
DisclosureSEC source: 0000920112-20-000258 · wf-form4_159647023038191.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,907 Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 15:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2019 Director Restriced Stock Units · Derivative | 632 | $33.93 | $21,443.76 |
DisclosureSEC source: 0000920112-20-000198 · wf-form4_159138405242400.xml · derivative · entry 7 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 15:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2019 Director Restriced Stock Units · Derivative | 150 | $33.93 | $5,089.50 |
DisclosureSEC source: 0000920112-20-000198 · wf-form4_159138405242400.xml · derivative · entry 5 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 15:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 150 | $33.93 | $5,089.50 |
DisclosureSEC source: 0000920112-20-000198 · wf-form4_159138405242400.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 15:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 632 | $33.93 | $21,443.76 |
DisclosureSEC source: 0000920112-20-000198 · wf-form4_159138405242400.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:36 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2019 Director Restriced Stock Units · Derivative | 632 | $33.93 | $21,443.76 |
DisclosureSEC source: 0000920112-20-000200 · wf-form4a_159138938318581.xml · derivative · entry 7 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:36 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2019 Director Restriced Stock Units · Derivative | 150 | $33.93 | $5,089.50 |
DisclosureSEC source: 0000920112-20-000200 · wf-form4a_159138938318581.xml · derivative · entry 5 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:36 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 150 | $33.93 | $5,089.50 |
DisclosureSEC source: 0000920112-20-000200 · wf-form4a_159138938318581.xml · nonDerivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:36 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 632 | $33.93 | $21,443.76 |
DisclosureSEC source: 0000920112-20-000200 · wf-form4a_159138938318581.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 26, 2020 16:39 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Director Restricted Stock Units · Derivative | 150 | $29.51 | $4,426.50 |
DisclosureSEC source: 0000920112-20-000196 · wf-form4_159052557715933.xml · derivative · entry 5 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule Read SEC document |
| May 20, 2020 Filed May 22, 2020 08:02 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Director Restricted Stock Units (retainer) · Derivative | 720 | $30.29 | $21,808.80 |
DisclosureSEC source: 0000920112-20-000184 · wf-form4_159014895049712.xml · derivative · entry 3 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 720 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.underlying_shares: HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation Read SEC document |
| May 20, 2020 Filed May 22, 2020 08:02 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Director Restricted Stock Units · Derivative | 2,358 | $30.29 | $71,423.82 |
DisclosureSEC source: 0000920112-20-000184 · wf-form4_159014895049712.xml · derivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,358 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 07, 2020 Filed May 12, 2020 22:37 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-20-000016 · edgar.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,731 F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-fourth each on the first business day of each of April, June, September and December that occurs during the one year period after the Grant Date. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:07 UTC | ALLIENT INC AMOT · Entity 4689 | PurchaseCommon Stock | 1,000 | $30.00 | $30,000.00 |
DisclosureSEC source: 0001239944-20-000012 · edgar.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,729 Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 17:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 1,000 | $48.73 | $48,730.00 |
DisclosureSEC source: 0000920112-20-000060 · wf-form4_158292765637280.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Read SEC document |
| February 25, 2020 Filed Aug 4, 2020 11:49 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | PurchaseCommon Stock | 1,000 | $48.73 | $48,730.00 |
DisclosureSEC source: 0000920112-20-000262 · wf-form4a_159655609432994.xml · nonDerivative · entry 2 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · kind: Amended transaction code from an 'S' to an 'P' as this was a purchase. Read SEC document |
| December 10, 2019 Filed Jun 5, 2020 15:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2019 Director Restriced Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-20-000198 · wf-form4_159138405242400.xml · derivative · entry 6 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 632 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| December 10, 2019 Filed Jun 5, 2020 16:36 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2019 Director Restriced Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-20-000200 · wf-form4a_159138938318581.xml · derivative · entry 6 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 632 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 02:22 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000044 · edgar.xml · nonDerivative · entry 1 Engel Robert B · CIK 0001791732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,729 F1 · price: Grant of restricted shares pursuant to the Company's Non-Employee Director Compensation Policy under the 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on November 4, 2019, December 1, 2019 and April 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.