Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RICHARDSON ELECTRONICS, LTD.RELL · Entity 6145 | CFO, CAO, Corporate Secretary | August 04, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RICHARDSON ELECTRONICS, LTD.
Report date August 04, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,534 |
Ending reported balance
After 2026-08-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-04 · Exercise / conversion · Acquired 8,000 · Balance 68,534 Row 2 · 2026-08-04 · Exercise / conversion · Acquired 1,000 · Balance 69,534 Row 3 · 2026-08-04 · Sale · Disposed 9,000 · Balance 60,534 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.60 · Expires 2032-07-18 | Direct | 2,000 |
Reported balance
After 2026-08-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-04 · Exercise / conversion · Disposed 8,000 · Balance 2,000 F1: Options vest 20% per year, beginning 7/18/2023 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.51 · Expires 2033-07-17 | Direct | 9,000 |
Reported balance
After 2026-08-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-04 · Exercise / conversion · Disposed 1,000 · Balance 9,000 F2: Options vest 20% per year, beginning 7/17/2024 |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest 20% per year, beginning 7/18/2023
F2: Options vest 20% per year, beginning 7/17/2024
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2022 Filed Jul 28, 2022 15:43 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $4.26 | $6,390.00 |
DisclosureSEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 15:43 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $5.61 | $8,415.00 |
DisclosureSEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 21:08 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Tax withholdingCommon Stock | 600 | $16.25 | $9,750.00 |
DisclosureSEC source: 0001209191-22-042881 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,562 F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2022 of $16.25 and does not represent a sale of the reporting person. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 22:18 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $15.60 | $0.00 |
DisclosureSEC source: 0001209191-22-042765 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2032-07-18 F2 · derivative.exercise_date: The stock option was granted on 07/18/2022 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 22:18 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042765 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,162 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · derivative · entry 7 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,500 shares Expires 2030-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · derivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 1,500 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 5,000 | $15.08 | $75,400.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $4.26 | $6,390.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $5.61 | $8,415.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 18:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,000 | $6.90 | $13,800.00 |
DisclosureSEC source: 0001209191-22-003029 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · derivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 3,000 | $11.17 | $33,510.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 15:28 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 3,000 | $6.90 | $20,700.00 |
DisclosureSEC source: 0001209191-21-062608 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,218 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · derivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,218 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 2,218 | $11.06 | $24,531.08 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,218 | $6.90 | $15,304.20 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,782 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,218 Underlying: Common Stock · 1,782 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,782 | $11.07 | $19,726.74 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 16:05 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,782 | $6.90 | $12,295.80 |
DisclosureSEC source: 0001209191-21-062164 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 1,500 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 7 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,500 shares Expires 2029-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests 20% per year, beginning 7/22/2020 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 3,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 20% per year, beginning 10/03/2017 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 6,000 | $7.79 | $46,740.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.74 to $7.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $5.61 | $8,415.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 3,000 | $6.90 | $20,700.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:49 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,500 | $5.49 | $8,235.00 |
DisclosureSEC source: 0001209191-21-052715 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:50 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $7.66 | $0.00 |
DisclosureSEC source: 0001209191-21-047564 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2031-07-19 F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:50 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047564 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,768 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,768 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 2 | $7.75 | $15.50 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 468 | $7.74 | $3,624.52 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,164 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,298 | $7.74 | $10,046.52 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,632 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 17:41 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 1,768 | $5.49 | $9,706.32 |
DisclosureSEC source: 0001209191-21-027529 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,732 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · derivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268 Underlying: Common Stock · 2,732 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 522 | $7.55 | $3,941.10 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 884 | $7.52 | $6,647.68 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,684 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,326 | $7.51 | $9,958.26 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,568 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,732 | $5.49 | $14,998.68 |
DisclosureSEC source: 0001209191-21-026797 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001209191-20-043445 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2030-07-21 F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:04 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043445 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,000 | $5.05 | $5,050.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 300 | $5.03 | $1,509.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,662 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:46 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 1,000 | $5.01 | $5,010.00 |
DisclosureSEC source: 0001209191-20-009910 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,962 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:32 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001209191-19-043078 · doc4.xml · derivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2029-07-22 F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:32 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043078 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,962 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 19:16 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | PurchaseCommon Stock | 2,500 | $6.08 | $15,193.75 |
DisclosureSEC source: 0001209191-19-025584 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,462 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 393 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 9 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 393 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 8 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,393 Underlying: Common Stock · 200 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.