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Ben Robert J

Disclosed activity across 1 company

Tapewire entity
26011
SEC CIK
0001512170

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RICHARDSON ELECTRONICS, LTD.RELL · Entity 6145CFO, CAO, Corporate SecretaryAugust 04, 2026August 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RICHARDSON ELECTRONICS, LTD.

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,534 Ending reported balance After 2026-08-04 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-04 · Exercise / conversion · Acquired 8,000 · Balance 68,534

Row 2 · 2026-08-04 · Exercise / conversion · Acquired 1,000 · Balance 69,534

Row 3 · 2026-08-04 · Sale · Disposed 9,000 · Balance 60,534

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.60 · Expires 2032-07-18Direct2,000 Reported balance After 2026-08-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-04 · Exercise / conversion · Disposed 8,000 · Balance 2,000

F1: Options vest 20% per year, beginning 7/18/2023

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.51 · Expires 2033-07-17Direct9,000 Reported balance After 2026-08-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-04 · Exercise / conversion · Disposed 1,000 · Balance 9,000

F2: Options vest 20% per year, beginning 7/17/2024

Filing footnotes · ownership attribution and instrument terms

F1: Options vest 20% per year, beginning 7/18/2023

F2: Options vest 20% per year, beginning 7/17/2024

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 20:38 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001193125-26-338284 · ownership.xml · derivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 1,000 shares

Expires 2033-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 7/17/2024

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:38 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $15.60 $0.00
Disclosure

SEC source: 0001193125-26-338284 · ownership.xml · derivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 8,000 shares

Expires 2032-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 7/18/2023

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:38 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 9,000 $21.61 $194,490.00
Disclosure

SEC source: 0001193125-26-338284 · ownership.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,534

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:38 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 1,000 $15.51 $15,510.00
Disclosure

SEC source: 0001193125-26-338284 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:38 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 8,000 $15.60 $124,800.00
Disclosure

SEC source: 0001193125-26-338284 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · derivative · entry 7

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2035-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 7/21/2026

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · derivative · entry 6

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 4,000 shares

Expires 2034-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 7/22/2025

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · derivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options Vest 20% per year, beginning 7/19/2022

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 7,500 $20.00 $150,000.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · nonDerivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,534

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 2,000 $9.73 $19,460.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 4,000 $11.89 $47,560.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 15:56 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 1,500 $7.66 $11,490.00
Disclosure

SEC source: 0001193125-26-325359 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 23, 2026 19:18 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 500 $18.01 $9,005.00
Disclosure

SEC source: 0001193125-26-313944 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,534

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 22, 2026 of $ 18.01 and does not represent a sale of the reporting person.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 19:18 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 500 $17.18 $8,590.00
Disclosure

SEC source: 0001193125-26-313944 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,034

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 21, 2026 of $ 17.18 and does not represent a sale of the reporting person.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 19:58 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.56 $0.00
Disclosure

SEC source: 0001193125-26-312373 · ownership.xml · derivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2036-07-20

F2 · derivative.exercise_date: The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 19:58 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-312373 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,534

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 19:45 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 4,000 $12.99 $51,948.00
Disclosure

SEC source: 0001193125-26-063706 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,034

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 12.95 to $ 13.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:11 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 31 $12.00 $372.00
Disclosure

SEC source: 0001193125-26-040522 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,034

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:11 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 4,969 $11.90 $59,131.10
Disclosure

SEC source: 0001193125-26-040522 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,065

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · derivative · entry 8

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 4,000 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 7/19/2022

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · derivative · entry 7

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 7/21/2021

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · derivative · entry 6

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options Vest 20% per year, beginning 7/22/2020

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 4,500 $11.60 $52,200.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · nonDerivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,034

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 5,000 $11.31 $56,550.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · nonDerivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,534

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 4,000 $7.66 $30,640.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 3,500 $4.26 $14,910.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 14:52 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 2,000 $5.61 $11,220.00
Disclosure

SEC source: 0001193125-25-240983 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 13:16 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 500 $9.64 $4,820.00
Disclosure

SEC source: 0000950170-25-098166 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,034

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 22, 2025 of $ 9.64 and does not represent a sale of the reporting person.

Read SEC document
July 21, 2025 Filed Jul 23, 2025 13:36 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0000950170-25-097746 · ownership.xml · derivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-07-21

F2 · derivative.exercise_date: The stock option was granted on July 21, 2025 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

Read SEC document
July 21, 2025 Filed Jul 23, 2025 13:36 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-097746 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,534

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

Read SEC document
July 18, 2025 Filed Jul 21, 2025 21:11 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 500 $9.58 $4,790.00
Disclosure

SEC source: 0000950170-25-097315 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,034

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2025 of $ 9.58 and does not represent a sale of the reporting person.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmploye Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · derivative · entry 7

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 500 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 7/19/2022

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · derivative · entry 6

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,000 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 7/21/2021

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · derivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 7/22/2020

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 2,500 $13.28 $33,192.50
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · nonDerivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,534

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 500 $7.66 $3,830.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 1,000 $4.26 $4,260.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:49 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 1,000 $5.61 $5,610.00
Disclosure

SEC source: 0000950170-25-015159 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 22, 2024 Filed Jul 24, 2024 19:53 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0000950170-24-086007 · ownership.xml · derivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-07-22

F2 · derivative.exercise_date: The stock option was granted on July 22, 2024 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.

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July 22, 2024 Filed Jul 24, 2024 19:53 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086007 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,534

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.

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July 19, 2024 Filed Jul 22, 2024 20:11 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 250 $11.52 $2,880.00
Disclosure

SEC source: 0000950170-24-085255 · ownership.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,034

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2024 of $11.52 and does not represent a sale of the reporting person.

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July 18, 2024 Filed Jul 22, 2024 20:11 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 250 $11.83 $2,957.50
Disclosure

SEC source: 0000950170-24-085255 · ownership.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,284

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2024 of $11.83 and does not represent a sale of the reporting person.

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July 19, 2023 Filed Aug 7, 2023 20:13 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 1,013 $15.55 $15,752.15
Disclosure

SEC source: 0001209191-23-044797 · doc4.xml · nonDerivative · entry 2

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,534

F2 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 19, 2023 of $15.55 and does not represent a sale of the reporting person.

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July 18, 2023 Filed Aug 7, 2023 20:13 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Tax withholdingCommon Stock 1,015 $15.98 $16,219.70
Disclosure

SEC source: 0001209191-23-044797 · doc4.xml · nonDerivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,547

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of a previously reported grant of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to closing price on the NASDAQ Global Select Market on July 18, 2023 of $15.98 and does not represent a sale of the reporting person.

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July 17, 2023 Filed Jul 20, 2023 00:47 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001209191-23-042837 · doc4.xml · derivative · entry 1

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-07-17

F1 · derivative.exercise_date: The stock option was granted on 07/17/2023 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

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July 26, 2022 Filed Jul 28, 2022 15:43 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 7

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,500 shares

Expires 2031-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 07/19/2022

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July 26, 2022 Filed Jul 28, 2022 15:43 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 6

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021

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July 26, 2022 Filed Jul 28, 2022 15:43 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · derivative · entry 5

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

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July 26, 2022 Filed Jul 28, 2022 15:43 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 SaleCommon Stock 4,500 $16.14 $72,630.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 4

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562

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July 26, 2022 Filed Jul 28, 2022 15:43 UTC RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 Exercise / conversionCommon Stock 1,500 $7.66 $11,490.00
Disclosure

SEC source: 0001209191-22-043328 · doc4.xml · nonDerivative · entry 3

Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.