Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RICHARDSON ELECTRONICS, LTD.RELL · Entity 6145 | CFO, CAO, Corporate Secretary | August 04, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RICHARDSON ELECTRONICS, LTD.
Report date August 04, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,534 |
Ending reported balance
After 2026-08-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-04 · Exercise / conversion · Acquired 8,000 · Balance 68,534 Row 2 · 2026-08-04 · Exercise / conversion · Acquired 1,000 · Balance 69,534 Row 3 · 2026-08-04 · Sale · Disposed 9,000 · Balance 60,534 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.60 · Expires 2032-07-18 | Direct | 2,000 |
Reported balance
After 2026-08-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-04 · Exercise / conversion · Disposed 8,000 · Balance 2,000 F1: Options vest 20% per year, beginning 7/18/2023 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.51 · Expires 2033-07-17 | Direct | 9,000 |
Reported balance
After 2026-08-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-04 · Exercise / conversion · Disposed 1,000 · Balance 9,000 F2: Options vest 20% per year, beginning 7/17/2024 |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest 20% per year, beginning 7/18/2023
F2: Options vest 20% per year, beginning 7/17/2024
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,407 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · derivative · entry 7 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 Underlying: Common Stock · 2,407 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 393 | $7.27 | $2,857.11 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 6 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 393 | $5.49 | $2,157.57 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 5 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 200 | $7.26 | $1,452.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 4 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 200 | $5.49 | $1,098.00 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 3 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 2,407 | $7.25 | $17,450.75 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 20:52 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,407 | $5.49 | $13,214.43 |
DisclosureSEC source: 0001209191-19-011479 · doc4.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · CFO, CAO, Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 23:54 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 7,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-18-004159 · ben-form4_082018.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:03 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001387131-18-003875 · ben-form4_080918.xml · derivative · entry 3 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 3,000 shares Expires 2026-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 10/3/2017 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:03 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 3,000 | $9.35 | $28,050.00 |
DisclosureSEC source: 0001387131-18-003875 · ben-form4_080918.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:03 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 3,000 | $6.90 | $20,700.00 |
DisclosureSEC source: 0001387131-18-003875 · ben-form4_080918.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:00 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001387131-18-003872 · ben-form4_080918.xml · derivative · entry 3 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 2,000 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:00 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 2,000 | $9.40 | $18,800.00 |
DisclosureSEC source: 0001387131-18-003872 · ben-form4_080918.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:00 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 2,000 | $5.49 | $10,980.00 |
DisclosureSEC source: 0001387131-18-003872 · ben-form4_080918.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 19:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $5.49 | $0.00 |
DisclosureSEC source: 0001387131-18-001641 · ben-form4_041718.xml · derivative · entry 3 Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 4,000 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 20% per year, beginning 8/17/2016 Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 19:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | SaleCommon Stock | 4,000 | $8.81 | $35,244.00 |
DisclosureSEC source: 0001387131-18-001641 · ben-form4_041718.xml · nonDerivative · entry 2 Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 19:13 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | Exercise / conversionCommon Stock | 4,000 | $5.49 | $21,960.00 |
DisclosureSEC source: 0001387131-18-001641 · ben-form4_041718.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:39 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-17-005012 · ben-form4_100917.xml · nonDerivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & CAO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance. Read SEC document |
| October 03, 2016 Filed Oct 13, 2016 14:00 UTC | RICHARDSON ELECTRONICS, LTD. RELL · Entity 6145 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001387131-16-007267 · ben-form4_100316.xml · derivative · entry 1 Ben Robert J · CIK 0001512170 · EVP & CFO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2026-10-03 F1 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.