Diddell Wendy

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-22-002661 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071362 · doc4.xml · derivative · entry 11

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 1,550 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F7 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021

SEC source: 0001209191-21-071362 · doc4.xml · derivative · entry 10

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,294 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

SEC source: 0001209191-21-071362 · doc4.xml · derivative · entry 9

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,648 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

SEC source: 0001209191-21-071362 · doc4.xml · derivative · entry 8

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2025-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 10/05/2016

SEC source: 0001209191-21-071362 · doc4.xml · derivative · entry 7

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,981 shares

Expires 2024-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 10/06/2015

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 6

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.63, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 5

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071362 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071235 · doc4.xml · derivative · entry 9

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,294

Underlying: Common Stock · 100 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · derivative.exercise_date: Options vest 20% per year, beginning 7/22/2020

SEC source: 0001209191-21-071235 · doc4.xml · derivative · entry 8

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

Underlying: Common Stock · 500 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

SEC source: 0001209191-21-071235 · doc4.xml · derivative · entry 7

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Common Stock · 500 shares

Expires 2025-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 10/05/2016

SEC source: 0001209191-21-071235 · doc4.xml · derivative · entry 6

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Common Stock · 500 shares

Expires 2024-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 10/06/2015

SEC source: 0001209191-21-071235 · doc4.xml · nonDerivative · entry 5

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.59, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.

SEC source: 0001209191-21-071235 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071235 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071235 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-071235 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-069019 · doc4.xml · derivative · entry 11

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Underlying: Common Stock · 2,450 shares

Expires 2030-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F7 · derivative.exercise_date: Options vest 20% per year, beginning 07/21/2021

SEC source: 0001209191-21-069019 · doc4.xml · derivative · entry 10

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394

Underlying: Common Stock · 5,606 shares

Expires 2029-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · derivative.exercise_date: Options vest 20% per year, beginning 07/22/2020

SEC source: 0001209191-21-069019 · doc4.xml · derivative · entry 9

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,148

Underlying: Common Stock · 19,852 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options vest 20% per year, beginning 10/03/2017

SEC source: 0001209191-21-069019 · doc4.xml · derivative · entry 8

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341

Underlying: Common Stock · 19,659 shares

Expires 2025-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: Options vest 20% per year, beginning 10/05/2016

SEC source: 0001209191-21-069019 · doc4.xml · derivative · entry 7

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Common Stock · 19,519 shares

Expires 2024-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: Options vest 20% per year, beginning 10/06/2015

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 6

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 5

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-069019 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-21-047561 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Sock · 20,000 shares

Expires 2031-07-19

F2 · derivative.exercise_date: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

SEC source: 0001209191-21-047561 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

SEC source: 0001209191-20-043451 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-07-21

F2 · derivative.exercise_date: The stock option was granted on 07/21/2020 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

SEC source: 0001209191-20-043451 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,438

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

SEC source: 0001209191-19-048457 · doc4.xml · derivative · entry 3

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,249 shares

Expires 2019-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-048457 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,438

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-048457 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-048132 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,438

F1 · shares: Represents shares surrendered to Issuer in connection with the vesting of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to the closing price on the NASDAQ Global Select Market on September 3, 2019 of $5.99 and does not represent a sale by the reporting person.

SEC source: 0001209191-19-043094 · doc4.xml · derivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-07-22

F2 · derivative.exercise_date: The stock option was granted on 07/22/2019 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested

SEC source: 0001209191-19-043094 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,804

F1 · shares: Represents a restricted stock award under the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance

SEC source: 0001209191-19-019344 · doc4.xml · derivative · entry 5

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,249

Underlying: Common Stock · 731 shares

Expires 2019-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 4

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,804

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 3

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 2

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,804

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-019344 · doc4.xml · nonDerivative · entry 1

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0001209191-19-019056 · doc4.xml · derivative · entry 5

Diddell Wendy · CIK 0001291981 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 1,020 shares

Expires 2019-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.